0001104659-24-056542.txt : 20240502
0001104659-24-056542.hdr.sgml : 20240502
20240502180014
ACCESSION NUMBER: 0001104659-24-056542
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240430
FILED AS OF DATE: 20240502
DATE AS OF CHANGE: 20240502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Westphal Jeffrey
CENTRAL INDEX KEY: 0001818851
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39413
FILM NUMBER: 24910098
MAIL ADDRESS:
STREET 1: C/O VERTEX, INC.
STREET 2: 2301 RENAISSANCE BLVD.
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19406
FORMER NAME:
FORMER CONFORMED NAME: Westphal Jeffery
DATE OF NAME CHANGE: 20200721
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vertex, Inc.
CENTRAL INDEX KEY: 0001806837
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 232081753
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2301 RENAISSANCE BOULEVARD
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19406
BUSINESS PHONE: (800) 355-3500
MAIL ADDRESS:
STREET 1: 2301 RENAISSANCE BOULEVARD
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19406
4
1
tm2413379-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-04-30
0
0001806837
Vertex, Inc.
VERX
0001818851
Westphal Jeffrey
C/O VERTEX, INC.
2301 RENAISSANCE BLVD
KING OF PRUSSIA
PA
19406
0
0
1
0
0
Class A Common Stock
2024-04-30
4
C
0
2500000
0
A
4054641
I
By The 2009 Jeffrey R. Westphal Generation Skipping Trust
Class A Common Stock
7895
D
Class B Common Stock
2024-04-30
4
C
0
2500000
0
D
Class A Common Stock
2500000
6749286.237
I
By The 2009 Jeffrey R. Westphal Generation Skipping Trust
Class B Common Stock
Class A Common Stock
838000
838000
D
Class B Common Stock
Class A Common Stock
1153756
1153756
I
By Rainer J. Westphal 2007 Separate Exempt Trust FBO Jeffrey Westphal
Class B Common Stock
Class A Common Stock
332244
332244
I
By Rainer J. Westphal 2007 Separate Non-Exempt Trust FBO Jeffrey Westphal
The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock.
/s/ Joshua Levine, Attorney-in-Fact
2024-05-02