0001104659-24-056542.txt : 20240502 0001104659-24-056542.hdr.sgml : 20240502 20240502180014 ACCESSION NUMBER: 0001104659-24-056542 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240430 FILED AS OF DATE: 20240502 DATE AS OF CHANGE: 20240502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Westphal Jeffrey CENTRAL INDEX KEY: 0001818851 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39413 FILM NUMBER: 24910098 MAIL ADDRESS: STREET 1: C/O VERTEX, INC. STREET 2: 2301 RENAISSANCE BLVD. CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 FORMER NAME: FORMER CONFORMED NAME: Westphal Jeffery DATE OF NAME CHANGE: 20200721 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vertex, Inc. CENTRAL INDEX KEY: 0001806837 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 232081753 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2301 RENAISSANCE BOULEVARD CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 BUSINESS PHONE: (800) 355-3500 MAIL ADDRESS: STREET 1: 2301 RENAISSANCE BOULEVARD CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 4 1 tm2413379-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-04-30 0 0001806837 Vertex, Inc. VERX 0001818851 Westphal Jeffrey C/O VERTEX, INC. 2301 RENAISSANCE BLVD KING OF PRUSSIA PA 19406 0 0 1 0 0 Class A Common Stock 2024-04-30 4 C 0 2500000 0 A 4054641 I By The 2009 Jeffrey R. Westphal Generation Skipping Trust Class A Common Stock 7895 D Class B Common Stock 2024-04-30 4 C 0 2500000 0 D Class A Common Stock 2500000 6749286.237 I By The 2009 Jeffrey R. Westphal Generation Skipping Trust Class B Common Stock Class A Common Stock 838000 838000 D Class B Common Stock Class A Common Stock 1153756 1153756 I By Rainer J. Westphal 2007 Separate Exempt Trust FBO Jeffrey Westphal Class B Common Stock Class A Common Stock 332244 332244 I By Rainer J. Westphal 2007 Separate Non-Exempt Trust FBO Jeffrey Westphal The Class B Common Stock is convertible at any time at the option of the holder into one share of the Issuer's Class A Common Stock and has no expiration date. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis either (1) upon any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (2) if the voting power of the Issuer's outstanding Class B Common Stock represents less than 10% of the combined voting power of all of the Issuer's outstanding common stock. /s/ Joshua Levine, Attorney-in-Fact 2024-05-02