0001606587-20-001178.txt : 20201102
0001606587-20-001178.hdr.sgml : 20201102
20201102172511
ACCESSION NUMBER: 0001606587-20-001178
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201102
DATE AS OF CHANGE: 20201102
EFFECTIVENESS DATE: 20201102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TFG Advisers LLC
CENTRAL INDEX KEY: 0001806473
IRS NUMBER: 821215710
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20204
FILM NUMBER: 201281369
BUSINESS ADDRESS:
STREET 1: 3121 UNIVERSITY DRIVE
STREET 2: SUITE 100
CITY: AUBURN HILLS
STATE: MI
ZIP: 48326
BUSINESS PHONE: 248-724-0090
MAIL ADDRESS:
STREET 1: 3121 UNIVERSITY DRIVE
STREET 2: SUITE 100
CITY: AUBURN HILLS
STATE: MI
ZIP: 48326
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001806473
XXXXXXXX
09-30-2020
09-30-2020
false
TFG Advisers LLC
3121 University Drive
Suite 100
Auburn Hills
MI
48326
13F HOLDINGS REPORT
028-20204
N
Timothy P. Atkinson
Chief Compliance Officer
248-724-0090
Timothy P. Atkinson
Auburn Hills
MI
11-02-2020
0
176
173363
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
268
1674
SH
SOLE
NONE
0
0
1673
ABBOTT LABS
COM
002824100
573
5268
SH
SOLE
NONE
0
0
5268
ABBVIE INC
COM
00287Y109
1146
13088
SH
SOLE
NONE
0
0
13088
ABERDEEN ASIA-PACIFIC INCOME
COM
003009107
315
79116
SH
SOLE
NONE
0
0
79116
ALPHABET INC
CAP STK CL A
02079K305
1278
872
SH
SOLE
NONE
0
0
872
AMAZON COM INC
COM
023135106
6530
2074
SH
SOLE
NONE
0
0
2074
AMERICAN ELEC PWR CO INC
COM
025537101
1975
24170
SH
SOLE
NONE
0
0
24170
AMERICAN TOWER CORP NEW
COM
03027X100
4153
17183
SH
SOLE
NONE
0
0
17183
AMERICAN WTR WKS CO INC NEW
COM
030420103
1189
8211
SH
SOLE
NONE
0
0
8210
AMGEN INC
COM
031162100
232
915
SH
SOLE
NONE
0
0
914
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
125
17667
SH
SOLE
NONE
0
0
17666
APPLE INC
COM
037833100
10401
89812
SH
SOLE
NONE
0
0
89811
AT&T INC
COM
00206R102
1924
67489
SH
SOLE
NONE
0
0
67489
AUTOMATIC DATA PROCESSING IN
COM
053015103
4178
29957
SH
SOLE
NONE
0
0
29956
BLACKROCK INC
COM
09247X101
208
370
SH
SOLE
NONE
0
0
369
BLINK CHARGING CO
COM
09354A100
36
36962
SH
SOLE
NONE
0
0
36961
BOEING CO
COM
097023105
885
5361
SH
SOLE
NONE
0
0
5360
BRISTOL-MYERS SQUIBB CO
COM
110122108
246
4094
SH
SOLE
NONE
0
0
4093
CALAMOS CONV & HIGH INCOME F
COM SHS
12811P108
117
10085
SH
SOLE
NONE
0
0
10084
CALAMOS CONV OPPORTUNITIES &
SH BEN INT
128117108
306
27820
SH
SOLE
NONE
0
0
27819
CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
128125101
344
25590
SH
SOLE
NONE
0
0
25589
CANADIAN NATL RY CO
COM
136375102
431
4050
SH
SOLE
NONE
0
0
4050
CATERPILLAR INC DEL
COM
149123101
222
1492
SH
SOLE
NONE
0
0
1492
CHEVRON CORP NEW
COM
166764100
1131
15713
SH
SOLE
NONE
0
0
15712
CHUBB LIMITED
COM
H1467J104
535
4612
SH
SOLE
NONE
0
0
4612
CISCO SYS INC
COM
17275R102
979
24855
SH
SOLE
NONE
0
0
24855
COCA COLA CO
COM
191216100
1076
21798
SH
SOLE
NONE
0
0
21798
COHEN & STEERS REIT & PFD &I
COM
19247X100
496
24581
SH
SOLE
NONE
0
0
24581
COLUMBIA SPORTSWEAR CO
COM
198516106
382
4400
SH
SOLE
NONE
0
0
4399
CONSOLIDATED EDISON INC
COM
209115104
718
9234
SH
SOLE
NONE
0
0
9234
COSTCO WHSL CORP NEW
COM
22160K105
2988
8418
SH
SOLE
NONE
0
0
8417
CSX CORP
COM
126408103
212
2736
SH
SOLE
NONE
0
0
2735
CUMMINS INC
COM
231021106
1080
5115
SH
SOLE
NONE
0
0
5115
CVS HEALTH CORP
COM
126650100
239
4108
SH
SOLE
NONE
0
0
4107
DANAHER CORPORATION
COM
235851102
203
946
SH
SOLE
NONE
0
0
945
DIAGEO PLC
SPON ADR NEW
25243Q205
341
2482
SH
SOLE
NONE
0
0
2481
DISNEY WALT CO
COM DISNEY
254687106
1396
11253
SH
SOLE
NONE
0
0
11252
DOMINION ENERGY INC
COM
25746U109
2012
25503
SH
SOLE
NONE
0
0
25502
DOMINOS PIZZA INC
COM
25754A201
977
2298
SH
SOLE
NONE
0
0
2298
DONALDSON INC
COM
257651109
311
6708
SH
SOLE
NONE
0
0
6707
DTE ENERGY CO
COM
233331107
746
6492
SH
SOLE
NONE
0
0
6491
DUKE ENERGY CORP NEW
COM NEW
26441C204
320
3615
SH
SOLE
NONE
0
0
3614
ESSENTIAL UTILS INC
COM
29670G102
1890
46962
SH
SOLE
NONE
0
0
46962
ETF MANAGERS TR
PRIME CYBR SCRTY
26924G201
252
5432
SH
SOLE
NONE
0
0
5431
EXXON MOBIL CORP
COM
30231G102
600
17489
SH
SOLE
NONE
0
0
17488
FACEBOOK INC
CL A
30303M102
758
2897
SH
SOLE
NONE
0
0
2897
FASTENAL CO
COM
311900104
369
8195
SH
SOLE
NONE
0
0
8195
FATE THERAPEUTICS INC
COM
31189P102
300
7507
SH
SOLE
NONE
0
0
7507
FEDEX CORP
COM
31428X106
1031
4101
SH
SOLE
NONE
0
0
4100
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
253
2672
SH
SOLE
NONE
0
0
2672
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
890
9793
SH
SOLE
NONE
0
0
9792
FIRST TR EXCHANGE TRADED FD
DJ GLBL DIVID
33734X200
235
13233
SH
SOLE
NONE
0
0
13233
FIRST TR EXCHANGE-TRADED FD
NASD TECH DIV
33738R118
532
12163
SH
SOLE
NONE
0
0
12163
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
616
3271
SH
SOLE
NONE
0
0
3271
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
307
5956
SH
SOLE
NONE
0
0
5956
FIRST TR EXCHANGE-TRADED FD
NY ARCA BIOTECH
33733E203
688
4377
SH
SOLE
NONE
0
0
4376
FIRST TR NASDAQ 100 TECH IND
SHS
337345102
1054
8995
SH
SOLE
NONE
0
0
8995
FIRST TR SML CP CORE ALPHA F
COM SHS
33734Y109
262
4529
SH
SOLE
NONE
0
0
4529
FIRST TR SR FLG RTE INCM FD
COM
33733U108
1793
163531
SH
SOLE
NONE
0
0
163531
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
1872
59523
SH
SOLE
NONE
0
0
59523
FORD MTR CO DEL
COM
345370860
143
21475
SH
SOLE
NONE
0
0
21474
FORMULA SYSTEMS 1985 LTD
SPONSORED ADS
346414105
449
5412
SH
SOLE
NONE
0
0
5411
GENERAL MLS INC
COM
370334104
277
4491
SH
SOLE
NONE
0
0
4491
GENUINE PARTS CO
COM
372460105
203
2142
SH
SOLE
NONE
0
0
2142
GILEAD SCIENCES INC
COM
375558103
395
6253
SH
SOLE
NONE
0
0
6252
GLOBAL X FDS
GLB X SUPERDIV
37950E549
374
34809
SH
SOLE
NONE
0
0
34809
HOME DEPOT INC
COM
437076102
1835
6609
SH
SOLE
NONE
0
0
6609
HONEYWELL INTL INC
COM
438516106
1067
6486
SH
SOLE
NONE
0
0
6485
ILLINOIS TOOL WKS INC
COM
452308109
1897
9822
SH
SOLE
NONE
0
0
9821
INTEL CORP
COM
458140100
1053
20348
SH
SOLE
NONE
0
0
20348
INTERNATIONAL BUSINESS MACHS
COM
459200101
272
2238
SH
SOLE
NONE
0
0
2237
INVESCO EXCH TRADED FD TR II
CEF INM COMPSI
46138E404
570
28204
SH
SOLE
NONE
0
0
28204
INVESCO EXCH TRADED FD TR II
EMRNG MKT SVRG
46138E784
1461
53898
SH
SOLE
NONE
0
0
53897
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
813
15168
SH
SOLE
NONE
0
0
15167
INVESCO EXCHANGE TRADED FD T
S&P500 EQL STP
46137V373
653
4568
SH
SOLE
NONE
0
0
4567
INVESCO EXCHANGE TRADED FD T
INTL DIVI ACHI
46137V548
763
60187
SH
SOLE
NONE
0
0
60187
INVESCO EXCHANGE TRADED FD T
S&P500 EQL HLT
46137V332
209
891
SH
SOLE
NONE
0
0
890
INVESCO QQQ TR
UNIT SER 1
46090E103
218
786
SH
SOLE
NONE
0
0
786
ISHARES TR
CORE S&P SCP ETF
464287804
1062
15134
SH
SOLE
NONE
0
0
15134
ISHARES TR
PFD AND INCM SEC
464288687
2354
64600
SH
SOLE
NONE
0
0
64599
ISHARES TR
RUS MDCP VAL ETF
464287473
203
2515
SH
SOLE
NONE
0
0
2514
ISHARES TR
3 7 YR TREAS BD
464288661
419
3141
SH
SOLE
NONE
0
0
3141
ISHARES TR
INTL SEL DIV ETF
464288448
432
17355
SH
SOLE
NONE
0
0
17355
ISHARES TR
CORE S&P500 ETF
464287200
224
668
SH
SOLE
NONE
0
0
667
ISHARES TR
CORE S&P MCP ETF
464287507
643
3475
SH
SOLE
NONE
0
0
3474
ISHARES TR
MSCI EAFE ETF
464287465
577
9076
SH
SOLE
NONE
0
0
9075
ISHARES TR
CORE US AGGBD ET
464287226
247
2097
SH
SOLE
NONE
0
0
2096
ISHARES TR
S&P 100 ETF
464287101
1250
8032
SH
SOLE
NONE
0
0
8031
ISHARES TR
U.S. TECH ETF
464287721
315
1049
SH
SOLE
NONE
0
0
1048
ISHARES TR
RUS 2000 GRW ETF
464287648
231
1045
SH
SOLE
NONE
0
0
1045
ISHARES TR
IBOXX INV CP ETF
464287242
1096
8143
SH
SOLE
NONE
0
0
8143
ISHARES TR
BARCLAYS 7 10 YR
464287440
486
3994
SH
SOLE
NONE
0
0
3993
ISHARES TR
RUSSELL 2000 ETF
464287655
331
2215
SH
SOLE
NONE
0
0
2214
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
644
12682
SH
SOLE
NONE
0
0
12682
JOHNSON & JOHNSON
COM
478160104
2502
16810
SH
SOLE
NONE
0
0
16810
JPMORGAN CHASE & CO
COM
46625H100
3715
38590
SH
SOLE
NONE
0
0
38589
KINDER MORGAN INC DEL
COM
49456B101
653
52967
SH
SOLE
NONE
0
0
52967
L3HARRIS TECHNOLOGIES INC
COM
502431109
893
5259
SH
SOLE
NONE
0
0
5258
LINDE PLC
SHS
G5494J103
242
1020
SH
SOLE
NONE
0
0
1019
LOCKHEED MARTIN CORP
COM
539830109
682
1780
SH
SOLE
NONE
0
0
1779
LULULEMON ATHLETICA INC
COM
550021109
292
888
SH
SOLE
NONE
0
0
888
MASTERCARD INCORPORATED
CL A
57636Q104
944
2794
SH
SOLE
NONE
0
0
2794
MCDONALDS CORP
COM
580135101
1261
5746
SH
SOLE
NONE
0
0
5746
MICROCHIP TECHNOLOGY INC.
COM
595017104
1539
14978
SH
SOLE
NONE
0
0
14978
MICROSOFT CORP
COM
594918104
6805
32359
SH
SOLE
NONE
0
0
32358
MONDELEZ INTL INC
CL A
609207105
520
9059
SH
SOLE
NONE
0
0
9059
NETFLIX INC
COM
64110L106
266
533
SH
SOLE
NONE
0
0
533
NEXTERA ENERGY INC
COM
65339F101
2476
8921
SH
SOLE
NONE
0
0
8920
NIKE INC
CL B
654106103
1404
11190
SH
SOLE
NONE
0
0
11190
NORFOLK SOUTHN CORP
COM
655844108
1532
7163
SH
SOLE
NONE
0
0
7163
NVIDIA CORPORATION
COM
67066G104
986
1823
SH
SOLE
NONE
0
0
1822
PARKER-HANNIFIN CORP
COM
701094104
385
1907
SH
SOLE
NONE
0
0
1906
PAYCHEX INC
COM
704326107
365
4582
SH
SOLE
NONE
0
0
4581
PAYPAL HLDGS INC
COM
70450Y103
1418
7200
SH
SOLE
NONE
0
0
7200
PEPSICO INC
COM
713448108
2155
15554
SH
SOLE
NONE
0
0
15554
PHILIP MORRIS INTL INC
COM
718172109
278
3715
SH
SOLE
NONE
0
0
3714
PIMCO CORPORATE & INCOME OPP
COM
72201B101
374
23229
SH
SOLE
NONE
0
0
23228
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
393
4199
SH
SOLE
NONE
0
0
4198
PIMCO ETF TR
ACTIVE BD ETF
72201R775
238
2119
SH
SOLE
NONE
0
0
2119
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
989
9705
SH
SOLE
NONE
0
0
9705
PIMCO STRATEGIC INCOME FD
COM
72200X104
369
57539
SH
SOLE
NONE
0
0
57539
PIONEER HIGH INCOME TR
COM
72369H106
135
16968
SH
SOLE
NONE
0
0
16967
PPG INDS INC
COM
693506107
668
5474
SH
SOLE
NONE
0
0
5474
PRICE T ROWE GROUP INC
COM
74144T108
381
2975
SH
SOLE
NONE
0
0
2974
PROCTER AND GAMBLE CO
COM
742718109
2516
18108
SH
SOLE
NONE
0
0
18107
PUBLIC STORAGE
COM
74460D109
413
1856
SH
SOLE
NONE
0
0
1856
QUALCOMM INC
COM
747525103
1197
10177
SH
SOLE
NONE
0
0
10177
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
322
5605
SH
SOLE
NONE
0
0
5605
REALTY INCOME CORP
COM
756109104
909
14965
SH
SOLE
NONE
0
0
14965
SALESFORCE COM INC
COM
79466L302
649
2585
SH
SOLE
NONE
0
0
2585
SKYWORKS SOLUTIONS INC
COM
83088M102
1982
13624
SH
SOLE
NONE
0
0
13624
SOUTHERN CO
COM
842587107
1488
27461
SH
SOLE
NONE
0
0
27461
SPDR GOLD TR
GOLD SHS
78463V107
253
1434
SH
SOLE
NONE
0
0
1434
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
327
8971
SH
SOLE
NONE
0
0
8971
SPDR S&P 500 ETF TR
TR UNIT
78462F103
517
1545
SH
SOLE
NONE
0
0
1545
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
222
658
SH
SOLE
NONE
0
0
657
SPDR SER TR
S&P 600 SML CAP
78464A813
1295
21291
SH
SOLE
NONE
0
0
21290
SPDR SER TR
BLMBRG BRC CNVRT
78464A359
3734
54214
SH
SOLE
NONE
0
0
54213
SPDR SER TR
S&P DIVID ETF
78464A763
783
8476
SH
SOLE
NONE
0
0
8476
SPDR SER TR
PORTFOLIO S&P500
78464A854
239
6083
SH
SOLE
NONE
0
0
6082
STARBUCKS CORP
COM
855244109
587
6837
SH
SOLE
NONE
0
0
6837
STEPAN CO
COM
858586100
278
2559
SH
SOLE
NONE
0
0
2559
STRYKER CORPORATION
COM
863667101
2799
13437
SH
SOLE
NONE
0
0
13437
TEMPLETON EMERGING MKTS INCO
COM
880192109
364
49140
SH
SOLE
NONE
0
0
49140
TORONTO DOMINION BK ONT
COM NEW
891160509
394
8535
SH
SOLE
NONE
0
0
8534
UNION PAC CORP
COM
907818108
3600
18287
SH
SOLE
NONE
0
0
18286
UNITED PARCEL SERVICE INC
CL B
911312106
1000
6002
SH
SOLE
NONE
0
0
6001
UNITEDHEALTH GROUP INC
COM
91324P102
2084
6687
SH
SOLE
NONE
0
0
6686
V F CORP
COM
918204108
305
4344
SH
SOLE
NONE
0
0
4343
VANECK VECTORS ETF TR
FALLEN ANGEL HG
92189F437
344
11590
SH
SOLE
NONE
0
0
11590
VANECK VECTORS ETF TR
INTRMDT MUNI ETF
92189H201
287
5606
SH
SOLE
NONE
0
0
5605
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
200
2412
SH
SOLE
NONE
0
0
2412
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
1792
30809
SH
SOLE
NONE
0
0
30808
VANGUARD INDEX FDS
SMALL CP ETF
922908751
558
3634
SH
SOLE
NONE
0
0
3633
VANGUARD INDEX FDS
MID CAP ETF
922908629
470
2670
SH
SOLE
NONE
0
0
2669
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
285
1679
SH
SOLE
NONE
0
0
1678
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
202
1834
SH
SOLE
NONE
0
0
1833
VANGUARD INDEX FDS
GROWTH ETF
922908736
369
1625
SH
SOLE
NONE
0
0
1624
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
242
1129
SH
SOLE
NONE
0
0
1129
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1047
24217
SH
SOLE
NONE
0
0
24216
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
313
5975
SH
SOLE
NONE
0
0
5975
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
212
2562
SH
SOLE
NONE
0
0
2562
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
590
10872
SH
SOLE
NONE
0
0
10871
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
1191
9258
SH
SOLE
NONE
0
0
9257
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
469
5807
SH
SOLE
NONE
0
0
5807
VERIZON COMMUNICATIONS INC
COM
92343V104
1466
24656
SH
SOLE
NONE
0
0
24656
VISA INC
COM CL A
92826C839
2464
12325
SH
SOLE
NONE
0
0
12324
WALMART INC
COM
931142103
473
3382
SH
SOLE
NONE
0
0
3382
WISDOMTREE TR
GLB US QTLY DIV
97717W844
200
3007
SH
SOLE
NONE
0
0
3006
WISDOMTREE TR
US MIDCAP DIVID
97717W505
1945
67270
SH
SOLE
NONE
0
0
67270
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
1092
51831
SH
SOLE
NONE
0
0
51830
WISDOMTREE TR
EUROPE SMCP DV
97717W869
618
11640
SH
SOLE
NONE
0
0
11640
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
439
12472
SH
SOLE
NONE
0
0
12472
WP CAREY INC
COM
92936U109
1818
27908
SH
SOLE
NONE
0
0
27908
XYLEM INC
COM
98419M100
353
4208
SH
SOLE
NONE
0
0
4207
ZOETIS INC
CL A
98978V103
715
4325
SH
SOLE
NONE
0
0
4324