Regulatory Consultant

0001085146-22-004068.txt : 20221114 0001085146-22-004068.hdr.sgml : 20221114 20221114145311 ACCESSION NUMBER: 0001085146-22-004068 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tempus Wealth Planning, LLC CENTRAL INDEX KEY: 0001806428 IRS NUMBER: 813948762 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20202 FILM NUMBER: 221384048 BUSINESS ADDRESS: STREET 1: 100 SPECTRUM CENTER DRIVE STREET 2: SUITE 460 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-393-2525 MAIL ADDRESS: STREET 1: 100 SPECTRUM CENTER DRIVE STREET 2: SUITE 460 CITY: IRVINE STATE: CA ZIP: 92618 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001806428 XXXXXXXX 09-30-2022 09-30-2022 false Tempus Wealth Planning, LLC

100 SPECTRUM CENTER DRIVE SUITE 460 IRVINE CA 92618

13F HOLDINGS REPORT 028-20202 N Ashley Smith-Roos Regulatory Consultant 310-275-7300 /s/ Ashley Smith-Roos Beverly Hills CA 11-14-2022 0 179 149947 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 520 5378 SH SOLE 5378 0 0 ABBVIE INC COM 00287Y109 570 4250 SH SOLE 4250 0 0 ALPHABET INC CAP STK CL A 02079K305 1204 12592 SH SOLE 12592 0 0 ALPS ETF TR CLEAN ENERGY 00162Q460 359 6463 SH SOLE 6463 0 0 ALTRIA GROUP INC COM 02209S103 246 6096 SH SOLE 6096 0 0 AMAZON COM INC COM 023135106 1430 12651 SH SOLE 12651 0 0 AMDOCS LTD SHS G02602103 217 2726 SH SOLE 2726 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 223 1716 SH SOLE 1716 0 0 AMGEN INC COM 031162100 1173 5206 SH SOLE 5206 0 0 ANALOG DEVICES INC COM 032654105 458 3288 SH SOLE 3288 0 0 APPLE INC COM 037833100 6084 44026 SH SOLE 44026 0 0 APPLIED MATLS INC COM 038222105 554 6762 SH SOLE 6762 0 0 AT&T INC COM 00206R102 387 25259 SH SOLE 25259 0 0 ATLANTICA SUSTAINABLE INFR P SHS G0751N103 219 8316 SH SOLE 8316 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 476 1781 SH SOLE 1781 0 0 BEST BUY INC COM 086516101 208 3282 SH SOLE 3282 0 0 BK OF AMERICA CORP COM 060505104 1669 55257 SH SOLE 55257 0 0 BLACKROCK INC COM 09247X101 251 456 SH SOLE 456 0 0 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 172 16057 SH SOLE 16057 0 0 BOEING CO COM 097023105 697 5756 SH SOLE 5756 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 700 9840 SH SOLE 9840 0 0 CALAMOS DYNAMIC CONV & INCOM COM 12811V105 203 10116 SH SOLE 10116 0 0 CAMBRIA ETF TR GLB MOMENT ETF 132061508 314 11094 SH SOLE 11094 0 0 CANADIAN NATL RY CO COM 136375102 671 6213 SH SOLE 6213 0 0 CATALENT INC COM 148806102 212 2927 SH SOLE 2927 0 0 CATERPILLAR INC COM 149123101 926 5643 SH SOLE 5643 0 0 CHEVRON CORP NEW COM 166764100 659 4584 SH SOLE 4584 0 0 CISCO SYS INC COM 17275R102 593 14836 SH SOLE 14836 0 0 CITIGROUP INC COM NEW 172967424 545 13074 SH SOLE 13074 0 0 CONOCOPHILLIPS COM 20825C104 434 4236 SH SOLE 4236 0 0 CONSTELLATION BRANDS INC CL A 21036P108 416 1811 SH SOLE 1811 0 0 COSTCO WHSL CORP NEW COM 22160K105 786 1665 SH SOLE 1665 0 0 CVS HEALTH CORP COM 126650100 540 5664 SH SOLE 5664 0 0 DEERE & CO COM 244199105 453 1357 SH SOLE 1357 0 0 DISNEY WALT CO COM 254687106 1179 12498 SH SOLE 12498 0 0 EBAY INC. COM 278642103 204 5546 SH SOLE 5546 0 0 ELECTRONIC ARTS INC COM 285512109 263 2273 SH SOLE 2273 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 222 48355 SH SOLE 48355 0 0 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 297 7880 SH SOLE 7880 0 0 EXXON MOBIL CORP COM 30231G102 335 3837 SH SOLE 3837 0 0 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 365 7502 SH SOLE 7502 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 334 8670 SH SOLE 8670 0 0 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 663 5254 SH SOLE 5254 0 0 FORD MTR CO DEL COM 345370860 466 41627 SH SOLE 41627 0 0 GENERAL ELECTRIC CO COM NEW 369604301 5719 92371 SH SOLE 92371 0 0 HALEON PLC SPON ADS 405552100 476 78147 SH SOLE 78147 0 0 HERSHEY CO COM 427866108 1061 4812 SH SOLE 4812 0 0 HOME DEPOT INC COM 437076102 846 3065 SH SOLE 3065 0 0 HONEYWELL INTL INC COM 438516106 641 3842 SH SOLE 3842 0 0 HORMEL FOODS CORP COM 440452100 787 17327 SH SOLE 17327 0 0 HUNT J B TRANS SVCS INC COM 445658107 835 5338 SH SOLE 5338 0 0 INTEL CORP COM 458140100 465 18041 SH SOLE 18041 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 210 1768 SH SOLE 1768 0 0 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 297 13435 SH SOLE 13435 0 0 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 229 4759 SH SOLE 4759 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 1321 22839 SH SOLE 22839 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 711 9586 SH SOLE 9586 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 2488 9308 SH SOLE 9308 0 0 ISHARES INC ESG AWR MSCI EM 46434G863 239 8624 SH SOLE 8624 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 403 4959 SH SOLE 4959 0 0 ISHARES TR 7-10 YR TRSY BD 464287440 348 3628 SH SOLE 3628 0 0 ISHARES TR AGGRES ALLOC ETF 464289859 576 10389 SH SOLE 10389 0 0 ISHARES TR BLACKROCK ULTRA 46434V878 7607 152119 SH SOLE 152119 0 0 ISHARES TR CONSER ALLOC ETF 464289883 378 11578 SH SOLE 11578 0 0 ISHARES TR CORE S&P SCP ETF 464287804 229 2630 SH SOLE 2630 0 0 ISHARES TR CORE S&P500 ETF 464287200 4197 11703 SH SOLE 11703 0 0 ISHARES TR CORE TOTAL USD 46434V613 1265 28428 SH SOLE 28428 0 0 ISHARES TR CORE US AGGBD ET 464287226 479 4976 SH SOLE 4976 0 0 ISHARES TR EAFE GRWTH ETF 464288885 556 7657 SH SOLE 7657 0 0 ISHARES TR EAFE VALUE ETF 464288877 788 20455 SH SOLE 20455 0 0 ISHARES TR ESG ADV TTL USD 46436E619 459 10966 SH SOLE 10966 0 0 ISHARES TR ESG AWR MSCI USA 46435G425 2274 28630 SH SOLE 28630 0 0 ISHARES TR ESG AWRE USD ETF 46435G193 858 39393 SH SOLE 39393 0 0 ISHARES TR EXPANDED TECH 464287515 297 1189 SH SOLE 1189 0 0 ISHARES TR FALN ANGLS USD 46435G474 266 11109 SH SOLE 11109 0 0 ISHARES TR GRWT ALLOCAT ETF 464289867 844 18852 SH SOLE 18852 0 0 ISHARES TR IBOXX INV CP ETF 464287242 399 3895 SH SOLE 3895 0 0 ISHARES TR MBS ETF 464288588 1275 13923 SH SOLE 13923 0 0 ISHARES TR MODERT ALLOC ETF 464289875 375 10238 SH SOLE 10238 0 0 ISHARES TR MSCI KLD400 SOC 464288570 791 11804 SH SOLE 11804 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 219 3306 SH SOLE 3306 0 0 ISHARES TR NATIONAL MUN ETF 464288414 203 1981 SH SOLE 1981 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 255 1548 SH SOLE 1548 0 0 ISHARES TR S&P MC 400VL ETF 464287705 276 3072 SH SOLE 3072 0 0 ISHARES TR SELECT DIVID ETF 464287168 1070 9979 SH SOLE 9979 0 0 ISHARES TR TIPS BD ETF 464287176 348 3318 SH SOLE 3318 0 0 ISHARES TR U.S. ENERGY ETF 464287796 204 5185 SH SOLE 5185 0 0 ISHARES TR U.S. TECH ETF 464287721 949 12929 SH SOLE 12929 0 0 ISHARES TR US TREAS BD ETF 46429B267 989 43450 SH SOLE 43450 0 0 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 212 4303 SH SOLE 4303 0 0 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 235 6589 SH SOLE 6589 0 0 JOHNSON & JOHNSON COM 478160104 2503 15325 SH SOLE 15325 0 0 JPMORGAN CHASE & CO COM 46625H100 1683 16104 SH SOLE 16104 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 200 977 SH SOLE 977 0 0 LILLY ELI & CO COM 532457108 709 2192 SH SOLE 2192 0 0 LOCKHEED MARTIN CORP COM 539830109 2102 5441 SH SOLE 5441 0 0 MASTERCARD INCORPORATED CL A 57636Q104 395 1389 SH SOLE 1389 0 0 MCCORMICK & CO INC COM NON VTG 579780206 504 7078 SH SOLE 7078 0 0 MCDONALDS CORP COM 580135101 296 1283 SH SOLE 1283 0 0 MERCK & CO INC COM 58933Y105 865 10039 SH SOLE 10039 0 0 META PLATFORMS INC CL A 30303M102 289 2127 SH SOLE 2127 0 0 METLIFE INC COM 59156R108 209 3443 SH SOLE 3443 0 0 MICROSOFT CORP COM 594918104 6113 26249 SH SOLE 26249 0 0 MONDELEZ INTL INC CL A 609207105 456 8317 SH SOLE 8317 0 0 NANO X IMAGING LTD ORD SHS M70700105 149 13031 SH SOLE 13031 0 0 NVIDIA CORPORATION COM 67066G104 1003 8263 SH SOLE 8263 0 0 ORACLE CORP COM 68389X105 765 12523 SH SOLE 12523 0 0 PACER FDS TR TRENDP 100 ETF 69374H303 522 10613 SH SOLE 10613 0 0 PACER FDS TR TRENDP US LAR CP 69374H105 621 16497 SH SOLE 16497 0 0 PAYPAL HLDGS INC COM 70450Y103 458 5326 SH SOLE 5326 0 0 PEPSICO INC COM 713448108 1530 9369 SH SOLE 9369 0 0 PFIZER INC COM 717081103 1841 42080 SH SOLE 42080 0 0 PHILIP MORRIS INTL INC COM 718172109 512 6170 SH SOLE 6170 0 0 PIMCO CALIF MUN INCOME FD II COM 72200M108 87 13577 SH SOLE 13577 0 0 PIMCO HIGH INCOME FD COM SHS 722014107 130 27978 SH SOLE 27978 0 0 PIONEER NAT RES CO COM 723787107 372 1716 SH SOLE 1716 0 0 PROCTER AND GAMBLE CO COM 742718109 342 2710 SH SOLE 2710 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 351 4391 SH SOLE 4391 0 0 PROSHARES TR S&P MDCP 400 DIV 74347B680 783 12149 SH SOLE 12149 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 258 13357 SH SOLE 13357 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 576 7041 SH SOLE 7041 0 0 ROCKWELL AUTOMATION INC COM 773903109 1043 4850 SH SOLE 4850 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 270 7119 SH SOLE 7119 0 0 SCHWAB CHARLES CORP COM 808513105 245 3409 SH SOLE 3409 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 336 11944 SH SOLE 11944 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 312 6541 SH SOLE 6541 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1230 25486 SH SOLE 25486 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 485 10704 SH SOLE 10704 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 268 4799 SH SOLE 4799 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 468 11050 SH SOLE 11050 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 358 11804 SH SOLE 11804 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 404 2836 SH SOLE 2836 0 0 SIMON PPTY GROUP INC NEW COM 828806109 272 3029 SH SOLE 3029 0 0 SMUCKER J M CO COM NEW 832696405 674 4907 SH SOLE 4907 0 0 SNAP ON INC COM 833034101 220 1095 SH SOLE 1095 0 0 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 1141 23079 SH SOLE 23079 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1693 65636 SH SOLE 65636 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 1767 56937 SH SOLE 56937 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1472 4122 SH SOLE 4122 0 0 SPDR SER TR BLOOMBERG EMERGI 78464A391 1505 79321 SH SOLE 79321 0 0 SPDR SER TR BLOOMBERG HIGH Y 78468R622 343 3900 SH SOLE 3900 0 0 SPDR SER TR BLOOMBERG INTL 78464A151 1624 64745 SH SOLE 64745 0 0 SPDR SER TR BLOOMBERG INVT 78468R200 354 11684 SH SOLE 11684 0 0 SPDR SER TR BLOOMBERG SHT TE 78468R408 319 13409 SH SOLE 13409 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 1913 75447 SH SOLE 75447 0 0 SPDR SER TR PORTFOLI S&P1500 78464A805 2507 56836 SH SOLE 56836 0 0 SPDR SER TR PORTFOLIO AGRGTE 78464A649 2381 95411 SH SOLE 95411 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 207 4925 SH SOLE 4925 0 0 SPDR SER TR PORTFOLIO SH TSR 78468R101 5749 198862 SH SOLE 198862 0 0 SPDR SER TR S&P BIOTECH 78464A870 364 4592 SH SOLE 4592 0 0 SPDR SER TR S&P SEMICNDCTR 78464A862 208 1364 SH SOLE 1364 0 0 STARBUCKS CORP COM 855244109 260 3091 SH SOLE 3091 0 0 SYSCO CORP COM 871829107 223 3159 SH SOLE 3159 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 259 3780 SH SOLE 3780 0 0 TARGET CORP COM 87612E106 1113 7500 SH SOLE 7500 0 0 TE CONNECTIVITY LTD SHS H84989104 398 3609 SH SOLE 3609 0 0 TESLA INC COM 88160R101 834 3146 SH SOLE 3146 0 0 TJX COS INC NEW COM 872540109 740 11911 SH SOLE 11911 0 0 TOTALENERGIES SE SPONSORED ADS 89151E109 304 6532 SH SOLE 6532 0 0 ULTA BEAUTY INC COM 90384S303 389 969 SH SOLE 969 0 0 UNITEDHEALTH GROUP INC COM 91324P102 279 553 SH SOLE 553 0 0 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 317 4410 SH SOLE 4410 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 320 4282 SH SOLE 4282 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 257 1506 SH SOLE 1506 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1730 9640 SH SOLE 9640 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 484 13253 SH SOLE 13253 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 466 7411 SH SOLE 7411 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 323 4349 SH SOLE 4349 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 208 1839 SH SOLE 1839 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1988 14706 SH SOLE 14706 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 523 5515 SH SOLE 5515 0 0 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 1859 35714 SH SOLE 35714 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1303 34307 SH SOLE 34307 0 0 VIRTUS CONVERTIBLE & INCOME COM 92838X102 47 14618 SH SOLE 14618 0 0 VISA INC COM CL A 92826C839 428 2407 SH SOLE 2407 0 0 VULCAN MATLS CO COM 929160109 473 3000 SH SOLE 3000 0 0 WALMART INC COM 931142103 936 7213 SH SOLE 7213 0 0 WASTE MGMT INC DEL COM 94106L109 1206 7527 SH SOLE 7527 0 0 WYNN RESORTS LTD COM 983134107 678 10750 SH SOLE 10750 0 0