Regulatory Consultant

0001085146-22-000464.txt : 20220202 0001085146-22-000464.hdr.sgml : 20220202 20220202161041 ACCESSION NUMBER: 0001085146-22-000464 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220202 DATE AS OF CHANGE: 20220202 EFFECTIVENESS DATE: 20220202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tempus Wealth Planning, LLC CENTRAL INDEX KEY: 0001806428 IRS NUMBER: 813948762 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20202 FILM NUMBER: 22583723 BUSINESS ADDRESS: STREET 1: 100 SPECTRUM CENTER DRIVE STREET 2: SUITE 460 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-393-2525 MAIL ADDRESS: STREET 1: 100 SPECTRUM CENTER DRIVE STREET 2: SUITE 460 CITY: IRVINE STATE: CA ZIP: 92618 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001806428 XXXXXXXX 12-31-2021 12-31-2021 false Tempus Wealth Planning, LLC

100 SPECTRUM CENTER DRIVE SUITE 460 IRVINE CA 92618

13F HOLDINGS REPORT 028-20202 N Ashley Smith-Roos Regulatory Consultant 310-275-7300 /s/ Ashley Smith-Roos Beverly Hills CA 02-02-2022 0 149 185371 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 239 1700 SH SOLE 0 0 1700 ABBVIE INC COM 00287Y109 579 4273 SH SOLE 0 0 4273 ACTIVISION BLIZZARD INC COM 00507V109 317 4759 SH SOLE 0 0 4759 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 269 2265 SH SOLE 0 0 2265 ALPHABET INC CAP STK CL A 02079K305 1483 512 SH SOLE 0 0 512 ALTRIA GROUP INC COM 02209S103 313 6615 SH SOLE 0 0 6615 AMAZON COM INC COM 023135106 1904 571 SH SOLE 0 0 571 AMERICAN WTR WKS CO INC NEW COM 030420103 906 4796 SH SOLE 0 0 4796 AMGEN INC COM 031162100 1369 6085 SH SOLE 0 0 6085 APPLE INC COM 037833100 7431 41846 SH SOLE 0 0 41846 APPLIED MATLS INC COM 038222105 472 3000 SH SOLE 0 0 3000 AT&T INC COM 00206R102 794 32264 SH SOLE 0 0 32264 BAXTER INTL INC COM 071813109 258 3000 SH SOLE 0 0 3000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 532 1780 SH SOLE 0 0 1780 BK OF AMERICA CORP COM 060505104 1626 36540 SH SOLE 0 0 36540 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 248 16057 SH SOLE 0 0 16057 BOEING CO COM 097023105 757 3760 SH SOLE 0 0 3760 BRISTOL-MYERS SQUIBB CO COM 110122108 341 5477 SH SOLE 0 0 5477 CANADIAN NATL RY CO COM 136375102 797 6485 SH SOLE 0 0 6485 CATERPILLAR INC COM 149123101 1096 5300 SH SOLE 0 0 5300 CHEVRON CORP NEW COM 166764100 502 4281 SH SOLE 0 0 4281 CISCO SYS INC COM 17275R102 995 15705 SH SOLE 0 0 15705 CITIGROUP INC COM NEW 172967424 710 11758 SH SOLE 0 0 11758 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 229 2582 SH SOLE 0 0 2582 CONOCOPHILLIPS COM 20825C104 327 4536 SH SOLE 0 0 4536 CONSTELLATION BRANDS INC CL A 21036P108 654 2605 SH SOLE 0 0 2605 COSTCO WHSL CORP NEW COM 22160K105 1114 1962 SH SOLE 0 0 1962 CVS HEALTH CORP COM 126650100 969 9396 SH SOLE 0 0 9396 DISNEY WALT CO COM 254687106 1759 11358 SH SOLE 0 0 11358 DRAFTKINGS INC COM CL A 26142R104 691 25138 SH SOLE 0 0 25138 EBAY INC. COM 278642103 430 6460 SH SOLE 0 0 6460 ELECTRONIC ARTS INC COM 285512109 324 2456 SH SOLE 0 0 2456 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 340 30729 SH SOLE 0 0 30729 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 276 4755 SH SOLE 0 0 4755 EXXON MOBIL CORP COM 30231G102 230 3764 SH SOLE 0 0 3764 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 447 4289 SH SOLE 0 0 4289 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 454 8598 SH SOLE 0 0 8598 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 1014 4484 SH SOLE 0 0 4484 FORD MTR CO DEL COM 345370860 748 35993 SH SOLE 0 0 35993 GENERAL ELECTRIC CO COM NEW 369604301 8955 94793 SH SOLE 0 0 94793 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 966 21899 SH SOLE 0 0 21899 GLOBAL X FDS RENEWABLE ENERGY 37954Y707 564 36000 SH SOLE 0 0 36000 HERSHEY CO COM 427866108 1162 6005 SH SOLE 0 0 6005 HOME DEPOT INC COM 437076102 690 1662 SH SOLE 0 0 1662 HONEYWELL INTL INC COM 438516106 838 4019 SH SOLE 0 0 4019 HORMEL FOODS CORP COM 440452100 891 18252 SH SOLE 0 0 18252 HUNT J B TRANS SVCS INC COM 445658107 1147 5610 SH SOLE 0 0 5610 ILLINOIS TOOL WKS INC COM 452308109 249 1010 SH SOLE 0 0 1010 INTEL CORP COM 458140100 995 19326 SH SOLE 0 0 19326 INTERNATIONAL BUSINESS MACHS COM 459200101 225 1684 SH SOLE 0 0 1684 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 1115 53641 SH SOLE 0 0 53641 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 364 13435 SH SOLE 0 0 13435 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 244 16240 SH SOLE 0 0 16240 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 278 4759 SH SOLE 0 0 4759 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 1722 25093 SH SOLE 0 0 25093 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 1219 12637 SH SOLE 0 0 12637 INVESCO QQQ TR UNIT SER 1 46090E103 3463 8705 SH SOLE 0 0 8705 ISHARES TR 1 3 YR TREAS BD 464287457 320 3736 SH SOLE 0 0 3736 ISHARES TR AGGRES ALLOC ETF 464289859 606 8319 SH SOLE 0 0 8319 ISHARES TR BLACKROCK ULTRA 46434V878 13836 274575 SH SOLE 0 0 274575 ISHARES TR CONSER ALLOC ETF 464289883 1038 25943 SH SOLE 0 0 25943 ISHARES TR CORE S&P500 ETF 464287200 3374 7074 SH SOLE 0 0 7074 ISHARES TR CORE US AGGBD ET 464287226 430 3765 SH SOLE 0 0 3765 ISHARES TR EXPANDED TECH 464287515 405 1019 SH SOLE 0 0 1019 ISHARES TR GRWT ALLOCAT ETF 464289867 724 12689 SH SOLE 0 0 12689 ISHARES TR IBOXX INV CP ETF 464287242 575 4340 SH SOLE 0 0 4340 ISHARES TR MSCI KLD400 SOC 464288570 1286 13837 SH SOLE 0 0 13837 ISHARES TR NATIONAL MUN ETF 464288414 230 1980 SH SOLE 0 0 1980 ISHARES TR PFD AND INCM SEC 464288687 238 6029 SH SOLE 0 0 6029 ISHARES TR RUS 2000 GRW ETF 464287648 567 1935 SH SOLE 0 0 1935 ISHARES TR S&P 500 GRWT ETF 464287309 2049 24485 SH SOLE 0 0 24485 ISHARES TR S&P MC 400GR ETF 464287606 1687 19788 SH SOLE 0 0 19788 ISHARES TR SELECT DIVID ETF 464287168 1241 10126 SH SOLE 0 0 10126 ISHARES TR U.S. REAL ES ETF 464287739 240 2069 SH SOLE 0 0 2069 ISHARES TR U.S. TECH ETF 464287721 1928 16794 SH SOLE 0 0 16794 JOHNSON & JOHNSON COM 478160104 2762 16143 SH SOLE 0 0 16143 JPMORGAN CHASE & CO COM 46625H100 1592 10053 SH SOLE 0 0 10053 KRANESHARES TR CSI CHI INTERNET 500767306 242 6635 SH SOLE 0 0 6635 LABORATORY CORP AMER HLDGS COM NEW 50540R409 292 930 SH SOLE 0 0 930 LILLY ELI & CO COM 532457108 611 2212 SH SOLE 0 0 2212 LOCKHEED MARTIN CORP COM 539830109 1825 5135 SH SOLE 0 0 5135 MCCORMICK & CO INC COM NON VTG 579780206 776 8034 SH SOLE 0 0 8034 MCDONALDS CORP COM 580135101 344 1283 SH SOLE 0 0 1283 MEDTRONIC PLC SHS G5960L103 248 2400 SH SOLE 0 0 2400 MERCK & CO INC COM 58933Y105 670 8743 SH SOLE 0 0 8743 META PLATFORMS INC CL A 30303M102 527 1567 SH SOLE 0 0 1567 METLIFE INC COM 59156R108 249 3989 SH SOLE 0 0 3989 MICROSOFT CORP COM 594918104 7794 23175 SH SOLE 0 0 23175 MONDELEZ INTL INC CL A 609207105 544 8199 SH SOLE 0 0 8199 NANO X IMAGING LTD ORD SHS M70700105 227 15646 SH SOLE 0 0 15646 NIKE INC CL B 654106103 708 4245 SH SOLE 0 0 4245 NORDSTROM INC COM 655664100 282 12484 SH SOLE 0 0 12484 NVIDIA CORPORATION COM 67066G104 1864 6337 SH SOLE 0 0 6337 ORACLE CORP COM 68389X105 1127 12923 SH SOLE 0 0 12923 PACER FDS TR TRENDP 100 ETF 69374H303 607 10294 SH SOLE 0 0 10294 PACER FDS TR TRENDP US LAR CP 69374H105 682 16410 SH SOLE 0 0 16410 PAYPAL HLDGS INC COM 70450Y103 312 1656 SH SOLE 0 0 1656 PEPSICO INC COM 713448108 1857 10689 SH SOLE 0 0 10689 PFIZER INC COM 717081103 2288 38741 SH SOLE 0 0 38741 PHILIP MORRIS INTL INC COM 718172109 570 6000 SH SOLE 0 0 6000 PIMCO CALIF MUN INCOME FD II COM 72200M108 127 13577 SH SOLE 0 0 13577 PIMCO HIGH INCOME FD COM SHS 722014107 172 27978 SH SOLE 0 0 27978 PROCTER AND GAMBLE CO COM 742718109 419 2560 SH SOLE 0 0 2560 PROSHARES TR MORNINGSTAR ALTR 74347B813 2025 52052 SH SOLE 0 0 52052 PROSHARES TR S&P 500 DV ARIST 74348A467 431 4391 SH SOLE 0 0 4391 PROSHARES TR S&P MDCP 400 DIV 74347B680 1197 16239 SH SOLE 0 0 16239 RAYTHEON TECHNOLOGIES CORP COM 75513E101 599 6959 SH SOLE 0 0 6959 ROYAL CARIBBEAN GROUP COM V7780T103 528 6869 SH SOLE 0 0 6869 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 442 11326 SH SOLE 0 0 11326 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 935 4574 SH SOLE 0 0 4574 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 487 2799 SH SOLE 0 0 2799 SMUCKER J M CO COM NEW 832696405 681 5011 SH SOLE 0 0 5011 SNAP ON INC COM 833034101 215 996 SH SOLE 0 0 996 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 420 1156 SH SOLE 0 0 1156 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 2345 43454 SH SOLE 0 0 43454 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 2443 66973 SH SOLE 0 0 66973 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2298 55385 SH SOLE 0 0 55385 SPDR S&P 500 ETF TR TR UNIT 78462F103 1285 2706 SH SOLE 0 0 2706 SPDR SER TR BLOOMBERG EMERGI 78464A391 1916 78390 SH SOLE 0 0 78390 SPDR SER TR BLOOMBERG HIGH Y 78468R622 3496 32198 SH SOLE 0 0 32198 SPDR SER TR BLOOMBERG INTL 78464A151 2222 64248 SH SOLE 0 0 64248 SPDR SER TR PORTFLI TIPS ETF 78464A656 5760 182864 SH SOLE 0 0 182864 SPDR SER TR PORTFOLI S&P1500 78464A805 576 9854 SH SOLE 0 0 9854 SPDR SER TR PORTFOLIO AGRGTE 78464A649 2933 99032 SH SOLE 0 0 99032 SPDR SER TR PORTFOLIO SH TSR 78468R101 6902 226821 SH SOLE 0 0 226821 SPDR SER TR S&P BIOTECH 78464A870 399 3563 SH SOLE 0 0 3563 STARBUCKS CORP COM 855244109 465 3977 SH SOLE 0 0 3977 TARGET CORP COM 87612E106 1326 5729 SH SOLE 0 0 5729 TESLA INC COM 88160R101 389 368 SH SOLE 0 0 368 TJX COS INC NEW COM 872540109 765 10074 SH SOLE 0 0 10074 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 242 2995 SH SOLE 0 0 2995 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2565 17061 SH SOLE 0 0 17061 VANGUARD INDEX FDS SM CP VAL ETF 922908611 922 5156 SH SOLE 0 0 5156 VANGUARD INDEX FDS SMALL CP ETF 922908751 1105 4890 SH SOLE 0 0 4890 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2691 11145 SH SOLE 0 0 11145 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 375 4612 SH SOLE 0 0 4612 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 370 2156 SH SOLE 0 0 2156 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 3113 27768 SH SOLE 0 0 27768 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 4515 67215 SH SOLE 0 0 67215 VERIZON COMMUNICATIONS INC COM 92343V104 1060 20401 SH SOLE 0 0 20401 VIATRIS INC COM 92556V106 616 45558 SH SOLE 0 0 45558 VIRTUS ALLIANZGI CONVERTIBLE COM 92838U108 98 19180 SH SOLE 0 0 19180 VIRTUS ALLIANZGI CONVERTIBLE COM 92838X102 85 14618 SH SOLE 0 0 14618 VISA INC COM CL A 92826C839 469 2165 SH SOLE 0 0 2165 VULCAN MATLS CO COM 929160109 623 3000 SH SOLE 0 0 3000 WALMART INC COM 931142103 1164 8042 SH SOLE 0 0 8042 WASTE MGMT INC DEL COM 94106L109 1147 6870 SH SOLE 0 0 6870 WELLS FARGO CO NEW COM 949746101 310 6456 SH SOLE 0 0 6456 WYNN RESORTS LTD COM 983134107 898 10558 SH SOLE 0 0 10558