0000899243-21-015397.txt : 20210408 0000899243-21-015397.hdr.sgml : 20210408 20210408171207 ACCESSION NUMBER: 0000899243-21-015397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210406 FILED AS OF DATE: 20210408 DATE AS OF CHANGE: 20210408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yoon Gene CENTRAL INDEX KEY: 0001814482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39326 FILM NUMBER: 21815639 MAIL ADDRESS: STREET 1: C/O BREGAL INVESTMENTS, INC., 2ND FL STREET 2: WINDWARD HOUSE, LA ROUTE DE LA LIBERATIO CITY: ST. HELIER STATE: Y9 ZIP: JE2 3BQ ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Open Lending Corp CENTRAL INDEX KEY: 0001806201 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 823008583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BARTON OAKS ONE 901 S. MOPAC EXPRESSWA STREET 2: BLDG. 1, SUITE 510 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-892-0400 MAIL ADDRESS: STREET 1: BARTON OAKS ONE 901 S. MOPAC EXPRESSWA STREET 2: BLDG. 1, SUITE 510 CITY: AUSTIN STATE: TX ZIP: 78746 FORMER COMPANY: FORMER CONFORMED NAME: Nebula Parent Corp. DATE OF NAME CHANGE: 20200310 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-04-06 0 0001806201 Open Lending Corp LPRO 0001814482 Yoon Gene C/O BREGAL INVESTMENTS, INC. 277 PARK AVENUE, 29TH FLOOR NEW YORK NY 10172 1 0 1 0 Common Stock 2021-04-06 4 D 0 313997 34.00 D 14592032 I See Footnote Common Stock 2021-04-06 4 S 0 5305840 34.00 D 9286192 I See Footnote Common Stock 2021-04-06 4 D 0 1735 34.00 D 25481 I See Footnote Common Stock 2021-04-06 4 S 0 25481 34.00 D 0 I See Footnote Represents shares sold to the Issuer by Bregal Sagemount I, L.P. ("Bregal Sagemount") on April 6, 2021 in connection with the Offering (as defined below) pursuant to the Stock Repurchase Agreement (the "Stock Repurchase Agreement"), dated March 29, 2021, between the Issuer, Bregal Sagemount, Bregal Investments (as defined below) and the other selling shareholders party thereto. The shares reported herein are held directly by Bregal Sagemount. The Reporting Person is the director of Bregal Investments, Inc. ("Bregal Investments"), which is the registered investment advisor of Bregal Sagemount. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes. Represents shares sold to the underwriters (inclusive of underwriting discount) by Bregal Sagemount on April 6, 2021, pursuant to the Underwriting Agreement dated April 1, 2021, as described in the Rule 424B4 prospectus filed with the SEC on April 1, 2021 (the "Offering"). Represents shares sold to the Issuer by Bregal Investments on April 6, 2021 in connection with the Offering pursuant to the Stock Repurchase Agreement. The shares reported herein are held directly by Bregal Investments, Inc. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes. Represents shares sold to the underwriters (inclusive of underwriting discount) by Bregal Investments on April 6, 2021, pursuant to the Offering. /s/ Gene Yoon 2021-04-08