0000899243-21-015397.txt : 20210408
0000899243-21-015397.hdr.sgml : 20210408
20210408171207
ACCESSION NUMBER: 0000899243-21-015397
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210406
FILED AS OF DATE: 20210408
DATE AS OF CHANGE: 20210408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yoon Gene
CENTRAL INDEX KEY: 0001814482
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39326
FILM NUMBER: 21815639
MAIL ADDRESS:
STREET 1: C/O BREGAL INVESTMENTS, INC., 2ND FL
STREET 2: WINDWARD HOUSE, LA ROUTE DE LA LIBERATIO
CITY: ST. HELIER
STATE: Y9
ZIP: JE2 3BQ
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Open Lending Corp
CENTRAL INDEX KEY: 0001806201
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
IRS NUMBER: 823008583
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BARTON OAKS ONE 901 S. MOPAC EXPRESSWA
STREET 2: BLDG. 1, SUITE 510
CITY: AUSTIN
STATE: TX
ZIP: 78746
BUSINESS PHONE: 512-892-0400
MAIL ADDRESS:
STREET 1: BARTON OAKS ONE 901 S. MOPAC EXPRESSWA
STREET 2: BLDG. 1, SUITE 510
CITY: AUSTIN
STATE: TX
ZIP: 78746
FORMER COMPANY:
FORMER CONFORMED NAME: Nebula Parent Corp.
DATE OF NAME CHANGE: 20200310
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-04-06
0
0001806201
Open Lending Corp
LPRO
0001814482
Yoon Gene
C/O BREGAL INVESTMENTS, INC.
277 PARK AVENUE, 29TH FLOOR
NEW YORK
NY
10172
1
0
1
0
Common Stock
2021-04-06
4
D
0
313997
34.00
D
14592032
I
See Footnote
Common Stock
2021-04-06
4
S
0
5305840
34.00
D
9286192
I
See Footnote
Common Stock
2021-04-06
4
D
0
1735
34.00
D
25481
I
See Footnote
Common Stock
2021-04-06
4
S
0
25481
34.00
D
0
I
See Footnote
Represents shares sold to the Issuer by Bregal Sagemount I, L.P. ("Bregal Sagemount") on April 6, 2021 in connection with the Offering (as defined below) pursuant to the Stock Repurchase Agreement (the "Stock Repurchase Agreement"), dated March 29, 2021, between the Issuer, Bregal Sagemount, Bregal Investments (as defined below) and the other selling shareholders party thereto.
The shares reported herein are held directly by Bregal Sagemount. The Reporting Person is the director of Bregal Investments, Inc. ("Bregal Investments"), which is the registered investment advisor of Bregal Sagemount. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes.
Represents shares sold to the underwriters (inclusive of underwriting discount) by Bregal Sagemount on April 6, 2021, pursuant to the Underwriting Agreement dated April 1, 2021, as described in the Rule 424B4 prospectus filed with the SEC on April 1, 2021 (the "Offering").
Represents shares sold to the Issuer by Bregal Investments on April 6, 2021 in connection with the Offering pursuant to the Stock Repurchase Agreement.
The shares reported herein are held directly by Bregal Investments, Inc. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes.
Represents shares sold to the underwriters (inclusive of underwriting discount) by Bregal Investments on April 6, 2021, pursuant to the Offering.
/s/ Gene Yoon
2021-04-08