0000899243-20-022354.txt : 20200813 0000899243-20-022354.hdr.sgml : 20200813 20200813194423 ACCESSION NUMBER: 0000899243-20-022354 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200811 FILED AS OF DATE: 20200813 DATE AS OF CHANGE: 20200813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenberg Blair J. CENTRAL INDEX KEY: 0001814788 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39326 FILM NUMBER: 201100886 MAIL ADDRESS: STREET 1: C/O BREGAL INVESTEMENTS, INC. STREET 2: SECOND FLOOR, WINDWARD HOUSE, LA ROUTE D CITY: ST. HELIER CHANNEL ISLANDS STATE: Y9 ZIP: JE2 3BQ ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Open Lending Corp CENTRAL INDEX KEY: 0001806201 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 823008583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BARTON OAKS ONE 901 S. MOPAC EXPRESSWA STREET 2: BLDG. 1, SUITE 510 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-892-0400 MAIL ADDRESS: STREET 1: BARTON OAKS ONE 901 S. MOPAC EXPRESSWA STREET 2: BLDG. 1, SUITE 510 CITY: AUSTIN STATE: TX ZIP: 78746 FORMER COMPANY: FORMER CONFORMED NAME: Nebula Parent Corp. DATE OF NAME CHANGE: 20200310 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-11 0 0001806201 Open Lending Corp LPRO 0001814788 Greenberg Blair J. C/O BREGAL INVESTMENTS, INC. 277 PARK AVENUE, 29TH FLOOR NEW YORK NY 10172 1 0 0 0 Common Stock 2020-08-11 4 J 0 2019851 A 20338157 I See Footnote Common Stock 2020-08-11 4 J 0 3688 A 37135 I See Footnote The shares of Common Stock of the Issuer reported on this Form 4 were issued pursuant to Section 2.03 of that certain Business Combination Agreement, dated as of January 5, 2020 (the "Earnout Rights"). The shares of the Issuer issued pursuant to the Earnout Rights were issued to the Reporting Person on August 11, 2020. The securities reported herein are held directly by Bregal Sagemount I, L.P. The Reporting Person is the director of Bregal Investments, Inc., which is the registered investment advisor of Bregal Sagemount I, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes. The securities reported herein are held directly by Bregal Investments, Inc. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes. /s/ Blair J. Greenberg 2020-08-13