0000899243-20-020224.txt : 20200723
0000899243-20-020224.hdr.sgml : 20200723
20200723170032
ACCESSION NUMBER: 0000899243-20-020224
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200721
FILED AS OF DATE: 20200723
DATE AS OF CHANGE: 20200723
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Yoon Gene
CENTRAL INDEX KEY: 0001814482
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39326
FILM NUMBER: 201044180
MAIL ADDRESS:
STREET 1: C/O BREGAL INVESTMENTS, INC., 2ND FL
STREET 2: WINDWARD HOUSE, LA ROUTE DE LA LIBERATIO
CITY: ST. HELIER
STATE: Y9
ZIP: JE2 3BQ
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Open Lending Corp
CENTRAL INDEX KEY: 0001806201
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
IRS NUMBER: 823008583
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BARTON OAKS ONE 901 S. MOPAC EXPRESSWA
STREET 2: BLDG. 1, SUITE 510
CITY: AUSTIN
STATE: TX
ZIP: 78746
BUSINESS PHONE: 512-892-0400
MAIL ADDRESS:
STREET 1: BARTON OAKS ONE 901 S. MOPAC EXPRESSWA
STREET 2: BLDG. 1, SUITE 510
CITY: AUSTIN
STATE: TX
ZIP: 78746
FORMER COMPANY:
FORMER CONFORMED NAME: Nebula Parent Corp.
DATE OF NAME CHANGE: 20200310
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-07-21
0
0001806201
Open Lending Corp
LPRO
0001814482
Yoon Gene
C/O BREGAL INVESTMENTS, INC.
277 PARK AVENUE, 29TH FLOOR
NEW YORK
NY
10172
1
0
0
0
Common Stock
2020-07-21
4
J
0
4039702
A
18318306
I
See Footnote
Common Stock
2020-07-21
4
J
0
7376
A
33447
I
See Footnote
The shares of Common Stock of the Issuer reported on this Form 4 were issued pursuant to Section 2.03 of that certain Business Combination Agreement, dated as of January 5, 2020 (the "Earnout Rights"). The shares of the Issuer issued pursuant to the Earnout Rights were issued to the Reporting Person on July 21, 2020.
The securities reported herein are held directly by Bregal Sagemount I, L.P. The Reporting Person is the managing director of Bregal Investments, Inc., which is the registered investment advisor of Bregal Sagemount I, L.P. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes.
The securities reported herein are held directly by Bregal Investments, Inc. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares for Section 16 of the Securities Exchange Act of 1934 or any other purposes.
/s/ Gene Yoon
2020-07-23