0001805284-24-000125.txt : 20240701 0001805284-24-000125.hdr.sgml : 20240701 20240701160519 ACCESSION NUMBER: 0001805284-24-000125 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240620 FILED AS OF DATE: 20240701 DATE AS OF CHANGE: 20240701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Banfield William D. CENTRAL INDEX KEY: 0002028108 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39432 FILM NUMBER: 241090516 MAIL ADDRESS: STREET 1: C/O ROCKET COMPANIES, INC. STREET 2: 1050 WOODWARD AVENUE CITY: DETROIT STATE: MI ZIP: 48226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Companies, Inc. CENTRAL INDEX KEY: 0001805284 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] ORGANIZATION NAME: 02 Finance IRS NUMBER: 844946470 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 WOODWARD AVENUE CITY: DETROIT STATE: MI ZIP: 48226 BUSINESS PHONE: (800) 226-6308 MAIL ADDRESS: STREET 1: 1050 WOODWARD AVENUE CITY: DETROIT STATE: MI ZIP: 48226 3 1 wk-form3_1719864307.xml FORM 3 X0206 3 2024-06-20 0 0001805284 Rocket Companies, Inc. RKT 0002028108 Banfield William D. C/O ROCKET COMPANIES, INC. 1050 WOODWARD AVENUE DETROIT MI 48226 0 1 0 0 Chief Business Officer Class A common stock 551844 D Employee Stock Options (right to buy) 18 2030-08-05 Class A common stock 123203 D Represents shares of common stock held by, and restricted stock units ("RSUs") granted to, the Reporting Person in a transaction exempt under Rule 16b-3. The RSUs will vest with the terms of each grant, subject to the Reporting Person's continued employment on the applicable vesting date. Represents employee stock options (right to buy) granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each employee stock option represents the right to buy one share of Class A common stock of the Issuer for each vested employee stock option. The options are fully vested and will expire on August 5, 2030, subject to earlier expiration as a result of termination of the Reporting Person's services to the Issuer. Exhibit 24.1: Power of Attorney /s/ Tina V. John, attorney in fact 2024-07-01 EX-24.1 2 a20240701rocketcompaniespo.htm EX-24.1 Document
Exhibit 24.1
Power of Attorney
Know all by these presents, that the undersigned hereby constitutes and appoints each of the following officers of Rocket Companies, Inc. (the “Company”):

(i)     Chief Executive Officer,

(ii)     Chief Financial Officer, and

(iii)     Executive Legal Counsel

signing singly, the undersigned’s true and lawful attorney-in-fact to:

(1)     execute for and on behalf of the undersigned, in the undersigned’s capacity as an officer, director or holder of 10% or more of the registered class of securities of the Company, Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunder;

(2)     do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete and execute any such Form 3, 4 or 5, complete and execute any amendment or amendments thereto, and timely file such forms or amendments with the United States Securities and Exchange Commission and any stock exchange or similar authority; and

(3)     take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Exchange Act.



This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 1st day of July 2024.


By: /s/ William D. Banfield
       Name: William D. Banfield



















[Signature Page to Power of Attorney (Forms 3, 4, & 5)]