0001805284-23-000018.txt : 20230306 0001805284-23-000018.hdr.sgml : 20230306 20230306164554 ACCESSION NUMBER: 0001805284-23-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230303 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Brian Nicholas CENTRAL INDEX KEY: 0001820672 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39432 FILM NUMBER: 23709537 MAIL ADDRESS: STREET 1: 1050 WOODWARD AVENUE CITY: DETROIT STATE: MI ZIP: 48226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Companies, Inc. CENTRAL INDEX KEY: 0001805284 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 844946470 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1050 WOODWARD AVENUE CITY: DETROIT STATE: MI ZIP: 48226 BUSINESS PHONE: (800) 226-6308 MAIL ADDRESS: STREET 1: 1050 WOODWARD AVENUE CITY: DETROIT STATE: MI ZIP: 48226 4 1 wf-form4_167813914188308.xml FORM 4 X0306 4 2023-03-03 0 0001805284 Rocket Companies, Inc. RKT 0001820672 Brown Brian Nicholas C/O ROCKET COMPANIES, INC. 1050 WOODWARD AVENUE DETROIT MI 48226 0 1 0 0 Chief Fin. Officer & Treasurer Class A common stock 2023-03-03 4 A 0 260417 0 A 632646 D Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest in three equal installments of 33.33% on each of March 3, 2024, March 3, 2025 and March 3, 2026, subject to the reporting person's continued employment on the applicable vesting date. /s/ Tina V. John, attorney in fact 2023-03-06