0000950142-21-002878.txt : 20210910 0000950142-21-002878.hdr.sgml : 20210910 20210910181053 ACCESSION NUMBER: 0000950142-21-002878 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210908 FILED AS OF DATE: 20210910 DATE AS OF CHANGE: 20210910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RC IV Cayman Equity ICW LLC CENTRAL INDEX KEY: 0001840285 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39898 FILM NUMBER: 211248088 BUSINESS ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-591-5200 MAIL ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RC IV Cayman ICW Holdings LLC CENTRAL INDEX KEY: 0001840278 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39898 FILM NUMBER: 211248089 BUSINESS ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-591-5200 MAIL ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roark Capital Partners IV Cayman AIV LP CENTRAL INDEX KEY: 0001840291 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39898 FILM NUMBER: 211248087 BUSINESS ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-591-5200 MAIL ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roark Capital GenPar IV Cayman AIV Ltd. CENTRAL INDEX KEY: 0001840289 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39898 FILM NUMBER: 211248085 BUSINESS ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-591-5200 MAIL ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roark Capital GenPar IV Cayman AIV LP CENTRAL INDEX KEY: 0001840290 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39898 FILM NUMBER: 211248086 BUSINESS ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-591-5200 MAIL ADDRESS: STREET 1: C/O ROARK CAPITAL MANAGEMENT, LLC STREET 2: 1180 PEACHTREE STREET, SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Driven Brands Holdings Inc. CENTRAL INDEX KEY: 0001804745 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AUTOMOTIVE REPAIR, SERVICES & PARKING [7500] IRS NUMBER: 473595252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 440 S. CHURCH STREET STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-377-8855 MAIL ADDRESS: STREET 1: 440 S. CHURCH STREET STREET 2: SUITE 700 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: RC Driven Holdings LLC DATE OF NAME CHANGE: 20200226 4 1 es210182809_4-rc4cay.xml OWNERSHIP DOCUMENT X0306 4 2021-09-08 0 0001804745 Driven Brands Holdings Inc. DRVN 0001840278 RC IV Cayman ICW Holdings LLC C/O ROARK CAPITAL MANAGEMENT, LLC 1180 PEACHTREE STREET, SUITE 2500 ATLANTA GA 30309 0 0 1 1 See Remarks. 0001840285 RC IV Cayman Equity ICW LLC C/O ROARK CAPITAL MANAGEMENT, LLC 1180 PEACHTREE STREET, SUITE 2500 ATLANTA GA 30309 0 0 1 1 See Remarks. 0001840291 Roark Capital Partners IV Cayman AIV LP C/O ROARK CAPITAL MANAGEMENT, LLC 1180 PEACHTREE STREET, SUITE 2500 ATLANTA GA 30309 0 0 1 1 See Remarks. 0001840290 Roark Capital GenPar IV Cayman AIV LP C/O ROARK CAPITAL MANAGEMENT, LLC 1180 PEACHTREE STREET, SUITE 2500 ATLANTA GA 30309 0 0 1 1 See Remarks. 0001840289 Roark Capital GenPar IV Cayman AIV Ltd. C/O ROARK CAPITAL MANAGEMENT, LLC 1180 PEACHTREE STREET, SUITE 2500 ATLANTA GA 30309 0 0 1 1 See Remarks. Common Stock, par value $0.01 per share 2021-09-08 4 S 0 284212 29.50 D 35016155 I See footnote Consists of shares held directly by RC IV Cayman ICW Holdings LLC. RC IV Cayman ICW Holdings LLC is controlled by RC IV Cayman Equity ICW LLC. RC IV Cayman Equity ICW LLC is controlled by Roark Capital Partners IV Cayman AIV LP, which is in turn controlled by its general partner, Roark Capital GenPar IV Cayman AIV LP. Roark Capital GenPar IV Cayman AIV LP is controlled by its general partner, Roark Capital GenPar IV Cayman AIV Ltd. (Continued in FN2) (Continued from FN1) Each of Roark Capital Partners IV Cayman AIV LP, Roark Capital GenPar IV Cayman AIV LP and Roark Capital GenPar IV Cayman AIV Ltd. may be deemed to have voting and dispositive power with respect to the common stock directly owned by RC IV Cayman ICW Holdings LLC and therefore be deemed to be the beneficial owner of the common stock held by RC IV Cayman ICW Holdings LLC, but each disclaims beneficial ownership of such common stock except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity or person is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. These shares were sold by RC IV Cayman ICW Holdings LLC pursuant to the underwriters' exercise in part of the option granted to the underwriters in connection with the recently closed public offering of common stock by Driven Equity LLC and RC IV Cayman ICW Holdings LLC. The reporting persons are members of a 10% group with Driven Equity LLC, RC Driven Holdco LLC, Roark Capital Partners III LP, Roark Capital GenPar III LLC and (the "Driven Equity Parties") Neal K Aronson. None of the shares of common stock held by Mr. Aronson and the Driven Equity Entities are reflected in this report. See signatures attached as Exhibit 99.1 2021-09-10 EX-99.1 2 es210182809_ex9901.htm EXHIBIT 99.1

EXHIBIT 99.1

This statement on Form 4 is filed by: (i) RC IV Cayman ICW Holdings LLC, (ii) RC IV Cayman Equity ICW LLC, (iii) Roark Capital Partners IV Cayman AIV LP, (iv) Roark Capital GenPar IV Cayman AIV LP and (v) Roark Capital GenPar IV Cayman AIV Ltd.

Name of Designated Filer: RC IV Cayman ICW Holdings LLC

Date of Event Requiring Statement: September 8, 2021

Issuer Name and Ticker or Trading Symbol: Driven Brands Holdings Inc. [DRVN]

  RC IV CAYMAN ICW holdings LLC  
     
  By: /s/  Stephen D. Aronson  
   

Name: Stephen D. Aronson

Title: Manager

  
 

 

RC IV CAYMAN EQUITY ICW LLC

  
     
  By: /s/  Paul Ginsberg  
   

Name: Paul Ginsberg

Title: Director

  
 

 

ROARK CAPITAL PARTNERS IV CAYMAN AIV LP

  
     
  By: /s/  Paul Ginsberg  
   

Name: Paul Ginsberg

Title: Director

  
 

 

Roark Capital GENPAR IV CAYMAN AIV LP

  
     
  By: /s/  Paul Ginsberg  
   

Name: Paul Ginsberg

Title: Director

  
       
  ROARK CAPITAL GENPAR IV CAYMAN AIV LTD.  
     
  By: /s/  Paul Ginsberg  
   

Name: Paul Ginsberg

Title: Director