0001803536-23-000004.txt : 20231010
0001803536-23-000004.hdr.sgml : 20231010
20231010103136
ACCESSION NUMBER: 0001803536-23-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231010
DATE AS OF CHANGE: 20231010
EFFECTIVENESS DATE: 20231010
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cadent Capital Advisors, LLC
CENTRAL INDEX KEY: 0001803536
IRS NUMBER: 454339378
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20745
FILM NUMBER: 231316416
BUSINESS ADDRESS:
STREET 1: 4525 EAST 91ST STREET
CITY: TULSA
STATE: OK
ZIP: 74137
BUSINESS PHONE: 918-935-3450
MAIL ADDRESS:
STREET 1: 4525 EAST 91ST STREET
CITY: TULSA
STATE: OK
ZIP: 74137
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001803536
XXXXXXXX
09-30-2023
09-30-2023
Cadent Capital Advisors, LLC
4525 EAST 91ST STREET
TULSA
OK
74137
13F HOLDINGS REPORT
028-20745
000169704
801-78860
N
Brett Hobbs
Chief Compliance Officer / Chief Operating Officer
405-416-5510
Brett Hobbs
Oklahoma City
OK
10-10-2023
3
142
240668661
false
1
0001027817
028-05936
000116719
801-60673
ATLANTA CAPITAL MANAGEMENT CO L L C
2
0001407543
028-13411
000111694
801-57260
ENVESTNET ASSET MANAGEMENT INC
3
0001409108
000142219
801-67411
Legg Mason Private Portfolio Group, LLC
INFORMATION TABLE
2
13f_infotable3q2023.xml
AAON INC
COM PAR $0.004
000360206
431814
7593
SH
SOLE
0
0
7593
AFFILIATED MANAGERS GROUP IN
COM
008252108
249341
1913
SH
DFND
1 , 2
0
0
1913
ALLIANCEBERNSTEIN HLDG L P
UNIT LTD PARTN
01881G106
305928
10080
SH
SOLE
0
0
10080
ALPHABET INC
CAP STK CL C
02079K107
484645
3676
SH
SOLE
0
0
3676
ALPHABET INC
CAP STK CL A
02079K305
540452
4130
SH
SOLE
0
0
4130
AMAZON COM INC
COM
023135106
6865
54
SH
DFND
2, 3
0
0
54
AMAZON COM INC
COM
023135106
230067
1810
SH
SOLE
0
0
1810
AMERICAN EXPRESS CO
COM
025816109
333129
2233
SH
SOLE
0
0
2233
APPLE INC
COM
037833100
4595
27
SH
DFND
2, 3
0
0
27
APPLE INC
COM
037833100
5916222
34555
SH
SOLE
0
0
34555
APTARGROUP INC
COM
038336103
272838
2182
SH
DFND
1 , 2
0
0
2182
ARAMARK
COM
03852U106
255462
7362
SH
DFND
1 , 2
0
0
7362
BERKLEY W R CORP
COM
084423102
546522
8608
SH
DFND
1 , 2
0
0
8608
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
3188862
6
SH
SOLE
0
0
6
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2899083
8276
SH
SOLE
0
0
8276
BLACKBAUD INC
COM
09227Q100
218977
3114
SH
DFND
1 , 2
0
0
3114
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
330937
3029
SH
DFND
1 , 2
0
0
3029
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
1202
11
SH
SOLE
0
0
11
BROADRIDGE FINL SOLUTIONS IN
COM
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204117
1140
SH
DFND
1 , 2
0
0
1140
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
60877
340
SH
SOLE
0
0
340
BROOKDALE SR LIVING INC
COM
112463104
178227
43050
SH
SOLE
0
0
43050
BROWN & BROWN INC
COM
115236101
352082
5041
SH
DFND
1 , 2
0
0
5041
CACI INTL INC
CL A
127190304
348463
1110
SH
DFND
1 , 2
0
0
1110
CARLISLE COS INC
COM
142339100
453705
1750
SH
DFND
1 , 2
0
0
1750
CASEYS GEN STORES INC
COM
147528103
252268
929
SH
DFND
1 , 2
0
0
929
CHEVRON CORP NEW
COM
166764100
1471418
8726
SH
SOLE
0
0
8726
CHIMERA INVT CORP
COM NEW
16934Q208
4017602
735824
SH
SOLE
0
0
735824
CHOICE HOTELS INTL INC
COM
169905106
251269
2051
SH
DFND
1 , 2
0
0
2051
CONOCOPHILLIPS
COM
20825C104
481645
4020
SH
SOLE
0
0
4020
DEERE & CO
COM
244199105
270605
717
SH
SOLE
0
0
717
DEVON ENERGY CORP NEW
COM
25179M103
482944
10125
SH
SOLE
0
0
10125
DEVON ENERGY CORP NEW
CALL
25179M103
119250
2500
PRN
Call
SOLE
0
0
2500
DIMENSIONAL ETF TRUST
US CORE EQUITY 2
25434V708
1342964
51258
SH
SOLE
0
0
51258
DOLBY LABORATORIES INC
COM CL A
25659T107
255377
3222
SH
DFND
1, 2, 3
0
0
3222
EAGLE POINT CREDIT COMPANY I
COM
269808101
4852986
478127
SH
SOLE
0
0
478127
ELI LILLY & CO
COM
532457108
1080
2
SH
DFND
2, 3
0
0
2
ELI LILLY & CO
COM
532457108
254972
475
SH
SOLE
0
0
475
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
276718
19723
SH
SOLE
0
0
19723
ENTERPRISE PRODS PARTNERS L
COM
293792107
205017
7491
SH
SOLE
0
0
7491
ENVISTA HOLDINGS CORPORATION
COM
29415F104
265111
9509
SH
DFND
1 , 2
0
0
9509
EXXON MOBIL CORP
COM
30231G102
5168323
43956
SH
SOLE
0
0
43956
FIRST TR EXCH TRADED FD III
PFD SECS INC ETF
33739E108
230157
14412
SH
SOLE
0
0
14412
FIRST TR EXCHANGE TRAD FD VI
FST TR GLB FD
33739H101
2296190
95675
SH
SOLE
0
0
95675
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
464832
12432
SH
SOLE
0
0
12432
GLOBAL MED REIT INC
COM NEW
37954A204
110910
12364
SH
SOLE
0
0
12364
GODADDY INC
CL A
380237107
278109
3734
SH
DFND
1 , 2
0
0
3734
GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
381430503
538963
6399
SH
SOLE
0
0
6399
HEXCEL CORP NEW
COM
428291108
204280
3136
SH
DFND
1 , 2
0
0
3136
HOME DEPOT INC
COM
437076102
337185
1116
SH
SOLE
0
0
1116
HUNT J B TRANS SVCS INC
COM
445658107
249035
1321
SH
DFND
1 , 2
0
0
1321
INVESCO ACTVELY MNGD ETC FD
OPTIMUM YIELD
46090F100
164598
11010
SH
SOLE
0
0
11010
INVESCO EXCH TRADED FD TR II
SHORT TERM TREAS
46138G888
413936
3924
SH
SOLE
0
0
3924
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
11165962
78806
SH
SOLE
0
0
78806
INVESCO QQQ TR
UNIT SER 1
46090E103
47664
133
SH
SOLE
0
0
133
INVESCO QQQ TR
PUT
46090E103
17913500
50000
PRN
Put
SOLE
0
0
50000
ISHARES GOLD TR
ISHARES NEW
464285204
1165599
33312
SH
SOLE
0
0
33312
ISHARES INC
MSCI GBL MIN VOL
464286525
3092278
32407
SH
SOLE
0
0
32407
ISHARES S&P GSCI COMMODITY-
UNIT BEN INT
46428R107
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SH
SOLE
0
0
23448
ISHARES SILVER TR
ISHARES
46428Q109
537363
26419
SH
SOLE
0
0
26419
ISHARES TR
CORE S&P TTL STK
464287150
450063
4778
SH
SOLE
0
0
4778
ISHARES TR
US TRSPRTION
464287192
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SH
SOLE
0
0
20053
ISHARES TR
CORE S&P500 ETF
464287200
1272892
2964
SH
SOLE
0
0
2964
ISHARES TR
20 YR TR BD ETF
464287432
5785573
65234
SH
SOLE
0
0
65234
ISHARES TR
1 3 YR TREAS BD
464287457
1301653
16076
SH
SOLE
0
0
16076
ISHARES TR
EXPANDED TECH
464287515
3009358
8818
SH
SOLE
0
0
8818
ISHARES TR
ISHARES SEMICDTR
464287523
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SH
SOLE
0
0
7571
ISHARES TR
U.S. TECH ETF
464287721
5683953
54174
SH
SOLE
0
0
54174
ISHARES TR
US INDUSTRIALS
464287754
206131
2043
SH
SOLE
0
0
2043
ISHARES TR
NATIONAL MUN ETF
464288414
1000820
9760
SH
SOLE
0
0
9760
ISHARES TR
PFD AND INCM SEC
464288687
5895518
195540
SH
SOLE
0
0
195540
ISHARES TR
US HOME CONS ETF
464288752
3576765
45570
SH
SOLE
0
0
45570
ISHARES TR
US AER DEF ETF
464288760
3423406
32305
SH
SOLE
0
0
32305
ISHARES TR
U.S. INSRNCE ETF
464288786
3952583
43127
SH
SOLE
0
0
43127
ISHARES TR
US OIL EQ&SV ETF
464288844
3648244
151757
SH
SOLE
0
0
151757
ISHARES TR
0-5YR HI YL CP
46434V407
366840
8941
SH
SOLE
0
0
8941
JOHNSON & JOHNSON
COM
478160104
279978
1798
SH
SOLE
0
0
1798
KAYNE ANDERSON ENERGY INFRST
COM
486606106
7507725
892714
SH
SOLE
0
0
892714
KIRBY CORP
COM
497266106
259827
3138
SH
DFND
1 , 2
0
0
3138
KKR & CO INC
COM
48251W104
212520
3450
SH
SOLE
0
0
3450
LANDSTAR SYS INC
COM
515098101
301152
1702
SH
DFND
1 , 2
0
0
1702
LENNOX INTL INC
COM
526107107
270721
723
SH
DFND
1 , 2
0
0
723
LKQ CORP
COM
501889208
255138
5153
SH
DFND
1 , 2
0
0
5153
LULULEMON ATHLETICA INC
COM
550021109
19281
50
SH
SOLE
0
0
50
LULULEMON ATHLETICA INC
PUT
550021109
3856100
10000
PRN
Put
SOLE
0
0
10000
MARKEL GROUP INC
COM
570535104
460890
313
SH
DFND
1 , 2
0
0
313
MERCK & CO INC
COM
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2681
SH
SOLE
0
0
2681
MICROSOFT CORP
COM
594918104
346688
1098
SH
SOLE
0
0
1098
MICROSOFT CORP
COM
594918104
6794
22
SH
DFND
2, 3
0
0
22
MORNINGSTAR INC
COM
617700109
288818
1233
SH
DFND
1 , 2
0
0
1233
NORDSON CORP
COM
655663102
225402
1010
SH
DFND
1 , 2
0
0
1010
ONE GAS INC
COM
68235P108
1134816
16620
SH
SOLE
0
0
16620
ONEOK INC NEW
COM
682680103
8285124
130618
SH
SOLE
0
0
130618
PAYCOM SOFTWARE INC
COM
70432V102
270323
1043
SH
SOLE
0
0
1043
PEABODY ENERGY CORP
COM
704551100
1146940
44130
SH
SOLE
0
0
44130
PEPSICO INC
COM
713448108
3399470
20063
SH
SOLE
0
0
20063
PHILLIPS 66
COM
718546104
323153
2690
SH
SOLE
0
0
2690
PIONEER NAT RES CO
COM
723787107
686688
2991
SH
SOLE
0
0
2991
PROCTER AND GAMBLE CO
COM
742718109
270177
1852
SH
SOLE
0
0
1852
PROSHARES TR
ULTRAPRO SHORT S
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327467
27403
SH
SOLE
0
0
27403
PROSHARES TR
ULTRASHRT S&P500
74347G416
11944661
321872
SH
SOLE
0
0
321872
PROSHARES TR
ULTRAPRO SHT QQQ
74347G432
520467
25463
SH
SOLE
0
0
25463
PROSHARES TR
ULTSHRT QQQ
74347G739
4357168
311226
SH
SOLE
0
0
311226
RAYMOND JAMES FINL INC
COM
754730109
218436
2175
SH
SOLE
0
0
2175
RING ENERGY INC
COM
76680V108
548925
281500
SH
SOLE
0
0
281500
ROCKWELL AUTOMATION INC
COM
773903109
457036
1599
SH
SOLE
0
0
1599
RPM INTL INC
COM
749685103
313348
3305
SH
DFND
1 , 2
0
0
3305
RTX CORPORATION
COM
75513E101
219343
3048
SH
SOLE
0
0
3048
RTX CORPORATION
COM
75513E101
1527
21
SH
DFND
2, 3
0
0
21
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
258060
5100
SH
SOLE
0
0
5100
SEI INVTS CO
COM
784117103
270493
4491
SH
DFND
1 , 2
0
0
4491
SELECT SECTOR SPDR TR
ENERGY
81369Y506
10026337
110923
SH
SOLE
0
0
110923
SERVICE CORP INTL
COM
817565104
237482
4156
SH
SOLE
0
0
4156
SERVICE CORP INTL
COM
817565104
95767
1676
SH
DFND
1 , 2
0
0
1676
SPDR GOLD TR
GOLD SHS
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5403
SH
SOLE
0
0
5403
SPDR S&P 500 ETF TR
TR UNIT
78462F103
91887
215
SH
SOLE
0
0
215
SPDR S&P 500 ETF TR
PUT
78462F103
12824400
30000
PRN
Put
SOLE
0
0
30000
SPDR SER TR
PORTFOLIO SHORT
78464A474
204673
6981
SH
SOLE
0
0
6981
SPDR SER TR
S&P TRANSN ETF
78464A532
313790
4188
SH
SOLE
0
0
4188
SPDR SER TR
S&P DIVID ETF
78464A763
12156613
105700
SH
SOLE
0
0
105700
STANDARD LITHIUM LTD
COM
853606101
28300
10000
SH
SOLE
0
0
10000
STRATEGY SHS
NS 7HANDL IDX
86280R506
802601
41999
SH
SOLE
0
0
41999
TELEFLEX INCORPORATED
COM
879369106
266529
1357
SH
DFND
1 , 2
0
0
1357
TRIMBLE INC
COM
896239100
203537
3779
SH
DFND
1 , 2
0
0
3779
UNION PAC CORP
COM
907818108
246741
1212
SH
SOLE
0
0
1212
UNION PAC CORP
COM
907818108
1225
6
SH
DFND
2, 3
0
0
6
VANECK ETF TRUST
PREFERRED SECURT
92189F429
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140750
SH
SOLE
0
0
140750
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
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15853
SH
SOLE
0
0
15853
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
2839825
37779
SH
SOLE
0
0
37779
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
291905
3858
SH
SOLE
0
0
3858
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
1757123
11017
SH
SOLE
0
0
11017
VANGUARD INDEX FDS
SMALL CP ETF
922908751
4435195
23458
SH
SOLE
0
0
23458
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
214459
1010
SH
SOLE
0
0
1010
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
645102
11200
SH
SOLE
0
0
11200
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
880375
11715
SH
SOLE
0
0
11715
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
5858748
30048
SH
SOLE
0
0
30048
VISA INC
COM CL A
92826C839
212249
923
SH
SOLE
0
0
923
VISA INC
COM CL A
92826C839
4427
19
SH
DFND
2, 3
0
0
19
WESTERN MIDSTREAM PARTNERS L
COM UNIT LP INT
958669103
218836
8037
SH
SOLE
0
0
8037
WEX INC
COM
96208T104
342136
1819
SH
DFND
1 , 2
0
0
1819
WILLIAMS COS INC
COM
969457100
1438673
42703
SH
SOLE
0
0
42703
YUM BRANDS INC
COM
988498101
3015907
24139
SH
SOLE
0
0
24139
YUM CHINA HLDGS INC
COM
98850P109
1684622
30234
SH
SOLE
0
0
30234