The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AAON INC | COM PAR $0.004 | 000360206 | 317 | 5,062 | SH | SOLE | 0 | 0 | 5,062 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 497 | 5,295 | SH | SOLE | 0 | 0 | 5,295 | ||
AFFILIATED MANAGERS GROUP IN | COM | 008252108 | 311 | 2,016 | SH | DFND | 1,2 | 0 | 0 | 2,016 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 409 | 163 | SH | SOLE | 0 | 0 | 163 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 564 | 231 | SH | SOLE | 0 | 0 | 231 | ||
AMAZON COM INC | COM | 023135106 | 495 | 144 | SH | SOLE | 0 | 0 | 144 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 493 | 2,985 | SH | SOLE | 0 | 0 | 2,985 | ||
AMMO INC | COM | 00175J107 | 1,888 | 192,825 | SH | SOLE | 0 | 0 | 192,825 | ||
APPLE INC | COM | 037833100 | 4,673 | 34,119 | SH | SOLE | 0 | 0 | 34,119 | ||
APTARGROUP INC | COM | 038336103 | 318 | 2,255 | SH | DFND | 1,2 | 0 | 0 | 2,255 | |
ARAMARK | COM | 03852U106 | 390 | 10,479 | SH | DFND | 1,2 | 0 | 0 | 10,479 | |
BABCOCK &WILCOX ENTERPRISES | COM | 05614L209 | 102 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
BERKLEY W R CORP | COM | 084423102 | 482 | 6,470 | SH | DFND | 1,2 | 0 | 0 | 6,470 | |
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 2,512 | 6 | SH | SOLE | 0 | 0 | 6 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 721 | 2,595 | SH | SOLE | 0 | 0 | 2,595 | ||
BIO-TECHNE CORP | COM | 09073M104 | 246 | 547 | SH | DFND | 1,2 | 0 | 0 | 547 | |
BOEING CO | COM | 097023105 | 586 | 2,444 | SH | SOLE | 0 | 0 | 2,444 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 200 | 2,998 | SH | SOLE | 0 | 0 | 2,998 | ||
BROOKDALE SR LIVING INC | COM | 112463104 | 340 | 43,050 | SH | SOLE | 0 | 0 | 43,050 | ||
BROWN &BROWN INC | COM | 115236101 | 218 | 4,098 | SH | DFND | 1,2 | 0 | 0 | 4,098 | |
CALAMOS CONV &HIGH INCOME F | COM SHS | 12811P108 | 574 | 35,196 | SH | SOLE | 0 | 0 | 35,196 | ||
CARLISLE COS INC | COM | 142339100 | 531 | 2,776 | SH | DFND | 0 | 0 | 2,776 | ||
CHEVRON CORP NEW | COM | 166764100 | 257 | 2,458 | SH | SOLE | 0 | 0 | 2,458 | ||
CHIMERA INVT CORP | COM NEW | 16934Q208 | 6,114 | 405,981 | SH | SOLE | 0 | 0 | 405,981 | ||
CHOICE HOTELS INTL INC | COM | 169905106 | 252 | 2,119 | SH | DFND | 1,2 | 0 | 0 | 2,119 | |
CLEVELAND-CLIFFS INC NEW | COM | 185899101 | 422 | 19,580 | SH | SOLE | 0 | 0 | 19,580 | ||
COCA COLA CO | COM | 191216100 | 289 | 5,349 | SH | SOLE | 0 | 0 | 5,349 | ||
CONOCOPHILLIPS | COM | 20825C104 | 209 | 3,426 | SH | SOLE | 0 | 0 | 3,426 | ||
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 699 | 4,315 | SH | SOLE | 0 | 0 | 4,315 | ||
DENTSPLY SIRONA INC | COM | 24906P109 | 279 | 4,414 | SH | DFND | 1,2 | 0 | 0 | 4,414 | |
DEVON ENERGY CORP NEW | COM | 25179M103 | 444 | 15,214 | SH | SOLE | 0 | 0 | 15,214 | ||
DISNEY WALT CO | COM | 254687106 | 321 | 1,828 | SH | SOLE | 0 | 0 | 1,828 | ||
DOLBY LABORATORIES INC | COM CL A | 25659T107 | 2 | 20 | SH | SOLE | 0 | 0 | 20 | ||
DOLBY LABORATORIES INC | COM CL A | 25659T107 | 264 | 2,690 | SH | DFND | 1,2 | 0 | 0 | 2,690 | |
EAGLE PT CR CO LLC | COM | 269808101 | 7,225 | 533,206 | SH | SOLE | 0 | 0 | 533,206 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 157 | 14,764 | SH | SOLE | 0 | 0 | 14,764 | ||
ENVISTA HOLDINGS CORPORATION | COM | 29415F104 | 458 | 10,591 | SH | DFND | 1,2 | 0 | 0 | 10,591 | |
ETF SER SOLUTIONS | US GLB JETS | 26922A842 | 355 | 14,700 | SH | SOLE | 0 | 0 | 14,700 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 209 | 1,685 | SH | SOLE | 0 | 0 | 1,685 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,192 | 18,896 | SH | SOLE | 0 | 0 | 18,896 | ||
FAIR ISAAC CORP | COM | 303250104 | 535 | 1,064 | SH | SOLE | 0 | 0 | 1,064 | ||
FAIR ISAAC CORP | COM | 303250104 | 151 | 300 | SH | DFND | 1,2 | 0 | 0 | 300 | |
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 33739E108 | 358 | 17,398 | SH | SOLE | 0 | 0 | 17,398 | ||
FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 | 2,042 | 86,335 | SH | SOLE | 0 | 0 | 86,335 | ||
FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 | 393 | 9,877 | SH | SOLE | 0 | 0 | 9,877 | ||
FIVE STAR SENIOR LIVING INC | COM NEW | 33832D205 | 1,574 | 273,348 | SH | SOLE | 0 | 0 | 273,348 | ||
FLAHERTY &CRUMRINE PFD INCO | COM | 338480106 | 551 | 33,020 | SH | SOLE | 0 | 0 | 33,020 | ||
GARTNER INC | COM | 366651107 | 283 | 1,169 | SH | DFND | 1,2 | 0 | 0 | 1,169 | |
GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 381430503 | 8,495 | 98,743 | SH | SOLE | 0 | 0 | 98,743 | ||
HEXCEL CORP NEW | COM | 428291108 | 258 | 4,127 | SH | DFND | 1,2 | 0 | 0 | 4,127 | |
HOME DEPOT INC | COM | 437076102 | 397 | 1,246 | SH | SOLE | 0 | 0 | 1,246 | ||
HUNT J B TRANS SVCS INC | COM | 445658107 | 431 | 2,647 | SH | DFND | 1,2 | 0 | 0 | 2,647 | |
IAA INC | COM | 449253103 | 210 | 3,843 | SH | DFND | 1,2 | 0 | 0 | 3,843 | |
INVESCO EXCH TRADED FD TR II | TREAS COLATERL | 46138G888 | 3,038 | 28,748 | SH | SOLE | 0 | 0 | 28,748 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 590 | 1,665 | SH | SOLE | 0 | 0 | 1,665 | ||
ISHARES GOLD TR | ISHARES NEW | 464285204 | 2,341 | 69,459 | SH | SOLE | 0 | 0 | 69,459 | ||
ISHARES INC | MSCI GBL MIN VOL | 464286525 | 3,633 | 35,321 | SH | SOLE | 0 | 0 | 35,321 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 1,544 | 23,041 | SH | SOLE | 0 | 0 | 23,041 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,086 | 9,415 | SH | SOLE | 0 | 0 | 9,415 | ||
ISHARES TR | US BR DEL SE ETF | 464288794 | 4,229 | 41,428 | SH | SOLE | 0 | 0 | 41,428 | ||
ISHARES TR | US REGNL BKS ETF | 464288778 | 3,929 | 68,291 | SH | SOLE | 0 | 0 | 68,291 | ||
ISHARES TR | IBONDS DEC2022 | 46435G755 | 266 | 10,124 | SH | SOLE | 0 | 0 | 10,124 | ||
ISHARES TR | EXPND TEC SC ETF | 464287549 | 563 | 1,393 | SH | SOLE | 0 | 0 | 1,393 | ||
ISHARES TR | EXPANDED TECH | 464287515 | 444 | 1,138 | SH | SOLE | 0 | 0 | 1,138 | ||
ISHARES TR | U.S. MED DVC ETF | 464288810 | 588 | 1,628 | SH | SOLE | 0 | 0 | 1,628 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 10,645 | 94,225 | SH | SOLE | 0 | 0 | 94,225 | ||
ISHARES TR | MORNINGSTR US EQ | 464287127 | 492 | 8,101 | SH | SOLE | 0 | 0 | 8,101 | ||
ISHARES TR | US HOME CONS ETF | 464288752 | 4,237 | 61,204 | SH | SOLE | 0 | 0 | 61,204 | ||
ISHARES TR | U.S. CNSM SV ETF | 464287580 | 5,932 | 76,433 | SH | SOLE | 0 | 0 | 76,433 | ||
ISHARES TR | U.S. ENERGY ETF | 464287796 | 4,830 | 166,027 | SH | SOLE | 0 | 0 | 166,027 | ||
ISHARES TR | U.S. FINLS ETF | 464287788 | 656 | 8,090 | SH | SOLE | 0 | 0 | 8,090 | ||
ISHARES TR | US INDUSTRIALS | 464287754 | 4,207 | 37,856 | SH | SOLE | 0 | 0 | 37,856 | ||
ISHARES TR | TRANS AVG ETF | 464287192 | 9,475 | 36,448 | SH | SOLE | 0 | 0 | 36,448 | ||
ISHARES TR | U.S. TECH ETF | 464287721 | 6,288 | 63,261 | SH | SOLE | 0 | 0 | 63,261 | ||
ISHARES TR | MSCI USA MMENTM | 46432F396 | 4,879 | 28,135 | SH | SOLE | 0 | 0 | 28,135 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 2,626 | 22,404 | SH | SOLE | 0 | 0 | 22,404 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 447 | 11,357 | SH | SOLE | 0 | 0 | 11,357 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 1,487 | 17,264 | SH | SOLE | 0 | 0 | 17,264 | ||
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 4,913 | 106,671 | SH | SOLE | 0 | 0 | 106,671 | ||
ISHARES TR | ISHARES SEMICDTR | 464287523 | 728 | 1,602 | SH | SOLE | 0 | 0 | 1,602 | ||
JOHNSON &JOHNSON | COM | 478160104 | 211 | 1,279 | SH | SOLE | 0 | 0 | 1,279 | ||
JPMORGAN CHASE &CO | COM | 46625H100 | 342 | 2,202 | SH | SOLE | 0 | 0 | 2,202 | ||
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 2,930 | 329,616 | SH | SOLE | 0 | 0 | 329,616 | ||
LANDSTAR SYS INC | COM | 515098101 | 203 | 1,285 | SH | DFND | 1,2 | 0 | 0 | 1,285 | |
LENNOX INTL INC | COM | 526107107 | 262 | 747 | SH | DFND | 1,2 | 0 | 0 | 747 | |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 1,202 | 24,566 | SH | SOLE | 0 | 0 | 24,566 | ||
MANHATTAN ASSOCIATES INC | COM | 562750109 | 295 | 2,040 | SH | DFND | 1,2 | 0 | 0 | 2,040 | |
MARATHON PETE CORP | COM | 56585A102 | 623 | 10,312 | SH | SOLE | 0 | 0 | 10,312 | ||
MARKEL CORP | COM | 570535104 | 225 | 190 | SH | DFND | 1,2 | 0 | 0 | 190 | |
MATCH GROUP INC NEW | COM | 57667L107 | 420 | 2,602 | SH | SOLE | 0 | 0 | 2,602 | ||
MCDONALDS CORP | COM | 580135101 | 293 | 1,270 | SH | SOLE | 0 | 0 | 1,270 | ||
MESABI TR | CTF BEN INT | 590672101 | 232 | 6,548 | SH | SOLE | 0 | 0 | 6,548 | ||
MGM RESORTS INTERNATIONAL | COM | 552953101 | 515 | 12,076 | SH | SOLE | 0 | 0 | 12,076 | ||
MICROSOFT CORP | COM | 594918104 | 1,598 | 5,897 | SH | SOLE | 0 | 0 | 5,897 | ||
MORNINGSTAR INC | COM | 617700109 | 268 | 1,041 | SH | DFND | 1,2 | 0 | 0 | 1,041 | |
NORDSON CORP | COM | 655663102 | 229 | 1,043 | SH | DFND | 1,2 | 0 | 0 | 1,043 | |
OLIN CORP | COM PAR $1 | 680665205 | 329 | 7,111 | SH | SOLE | 0 | 0 | 7,111 | ||
ONE GAS INC | COM | 68235P108 | 1,261 | 17,007 | SH | SOLE | 0 | 0 | 17,007 | ||
ONEOK INC NEW | COM | 682680103 | 5,185 | 93,188 | SH | SOLE | 0 | 0 | 93,188 | ||
PEPSICO INC | COM | 713448108 | 3,559 | 24,018 | SH | SOLE | 0 | 0 | 24,018 | ||
POOL CORP | COM | 73278L105 | 215 | 468 | SH | DFND | 0 | 0 | 468 | ||
PROSHARES TR | PSHS ULTRA QQQ | 74347R206 | 364 | 5,070 | SH | SOLE | 0 | 0 | 5,070 | ||
PROSHARES TR | PSHS ULT S&P 500 | 74347R107 | 8,721 | 73,080 | SH | SOLE | 0 | 0 | 73,080 | ||
REMARK HLDGS INC | COM | 75955K102 | 47 | 25,500 | SH | SOLE | 0 | 0 | 25,500 | ||
RING ENERGY INC | COM | 76680V108 | 41 | 13,750 | SH | SOLE | 0 | 0 | 13,750 | ||
RIO TINTO PLC | SPONSORED ADR | 767204100 | 292 | 3,481 | SH | SOLE | 0 | 0 | 3,481 | ||
RPM INTL INC | COM | 749685103 | 277 | 3,129 | SH | DFND | 1,2 | 0 | 0 | 3,129 | |
SEI INVTS CO | COM | 784117103 | 288 | 4,650 | SH | DFND | 1,2 | 0 | 0 | 4,650 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 1,220 | 22,639 | SH | SOLE | 0 | 0 | 22,639 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 4,870 | 27,277 | SH | SOLE | 0 | 0 | 27,277 | ||
SERVICE CORP INTL | COM | 817565104 | 215 | 4,010 | SH | SOLE | 0 | 0 | 4,010 | ||
SERVICE CORP INTL | COM | 817565104 | 84 | 1,562 | SH | DFND | 1,2 | 0 | 0 | 1,562 | |
SHOTSPOTTER INC | COM | 82536T107 | 336 | 6,899 | SH | SOLE | 0 | 0 | 6,899 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 797 | 4,813 | SH | SOLE | 0 | 0 | 4,813 | ||
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 224 | 2,041 | SH | SOLE | 0 | 0 | 2,041 | ||
SPDR SER TR | S&P REGL BKG | 78464A698 | 5,199 | 79,342 | SH | SOLE | 0 | 0 | 79,342 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 17,905 | 146,429 | SH | SOLE | 0 | 0 | 146,429 | ||
SPDR SER TR | PORTFOLIO SHORT | 78464A474 | 208 | 6,632 | SH | SOLE | 0 | 0 | 6,632 | ||
SPDR SER TR | PRTFLO S&P500 GW | 78464A409 | 737 | 11,704 | SH | SOLE | 0 | 0 | 11,704 | ||
SPDR SER TR | S&P TRANSN ETF | 78464A532 | 371 | 4,367 | SH | SOLE | 0 | 0 | 4,367 | ||
STONECASTLE FINL CORP | COM | 861780104 | 470 | 21,372 | SH | SOLE | 0 | 0 | 21,372 | ||
STRATEGY SHS | NS 7HANDL IDX | 86280R506 | 306 | 11,942 | SH | SOLE | 0 | 0 | 11,942 | ||
TERMINIX GLOBAL HOLDINGS INC | COM | 88087E100 | 326 | 6,837 | SH | DFND | 1,2 | 0 | 0 | 6,837 | |
TRUIST FINL CORP | COM | 89832Q109 | 686 | 12,361 | SH | SOLE | 0 | 0 | 12,361 | ||
TWIST BIOSCIENCE CORP | COM | 90184D100 | 622 | 4,665 | SH | SOLE | 0 | 0 | 4,665 | ||
UNITED AIRLS HLDGS INC | COM | 910047109 | 380 | 7,265 | SH | SOLE | 0 | 0 | 7,265 | ||
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 3,596 | 39,977 | SH | SOLE | 0 | 0 | 39,977 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 3,089 | 37,597 | SH | SOLE | 0 | 0 | 37,597 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 642 | 2,852 | SH | SOLE | 0 | 0 | 2,852 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 819 | 8,044 | SH | SOLE | 0 | 0 | 8,044 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 261 | 664 | SH | SOLE | 0 | 0 | 664 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 258 | 1,160 | SH | SOLE | 0 | 0 | 1,160 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 341 | 1,190 | SH | SOLE | 0 | 0 | 1,190 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 1,459 | 17,644 | SH | SOLE | 0 | 0 | 17,644 | ||
VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | 5,362 | 57,926 | SH | SOLE | 0 | 0 | 57,926 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 9,519 | 105,245 | SH | SOLE | 0 | 0 | 105,245 | ||
VANGUARD WORLD FDS | INDUSTRIAL ETF | 92204A603 | 5,745 | 29,244 | SH | SOLE | 0 | 0 | 29,244 | ||
VISA INC | COM CL A | 92826C839 | 579 | 2,478 | SH | SOLE | 0 | 0 | 2,478 | ||
WELLTOWER INC | COM | 95040Q104 | 990 | 11,913 | SH | SOLE | 0 | 0 | 11,913 | ||
WEX INC | COM | 96208T104 | 366 | 1,885 | SH | DFND | 1,2 | 0 | 0 | 1,885 | |
WILLIAMS COS INC | COM | 969457100 | 1,169 | 44,016 | SH | SOLE | 0 | 0 | 44,016 | ||
YUM BRANDS INC | COM | 988498101 | 2,763 | 24,019 | SH | SOLE | 0 | 0 | 24,019 | ||
YUM CHINA HLDGS INC | COM | 98850P109 | 1,998 | 30,161 | SH | SOLE | 0 | 0 | 30,161 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 313 | 810 | SH | SOLE | 0 | 0 | 810 |