0001803536-21-000005.txt : 20210730
0001803536-21-000005.hdr.sgml : 20210730
20210730115330
ACCESSION NUMBER: 0001803536-21-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210730
DATE AS OF CHANGE: 20210730
EFFECTIVENESS DATE: 20210730
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cadent Capital Advisors, LLC
CENTRAL INDEX KEY: 0001803536
IRS NUMBER: 454339378
STATE OF INCORPORATION: OK
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20745
FILM NUMBER: 211131134
BUSINESS ADDRESS:
STREET 1: 4525 EAST 91ST STREET
CITY: TULSA
STATE: OK
ZIP: 74137
BUSINESS PHONE: 918-935-3450
MAIL ADDRESS:
STREET 1: 4525 EAST 91ST STREET
CITY: TULSA
STATE: OK
ZIP: 74137
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001803536
XXXXXXXX
06-30-2021
06-30-2021
Cadent Capital Advisors, LLC
4525 EAST 91ST STREET
TULSA
OK
74137
13F HOLDINGS REPORT
028-20745
N
Brett Hobbs
Chief Compliance Officer
918-221-7870
Brett Hobbs
Oklahoma City
OK
07-30-2021
2
144
240438
false
1
0001407543
028-13411
ENVESTNET ASSET MANAGEMENT INC
2
0001027817
028-05936
ATLANTA CAPITAL MANAGEMENT CO L L C
INFORMATION TABLE
2
13f_infotable2q2021.xml
AAON INC
COM PAR $0.004
000360206
317
5062
SH
SOLE
0
0
5062
ADVANCED MICRO DEVICES INC
COM
007903107
497
5295
SH
SOLE
0
0
5295
AFFILIATED MANAGERS GROUP IN
COM
008252108
311
2016
SH
DFND
1,2
0
0
2016
ALPHABET INC
CAP STK CL C
02079K107
409
163
SH
SOLE
0
0
163
ALPHABET INC
CAP STK CL A
02079K305
564
231
SH
SOLE
0
0
231
AMAZON COM INC
COM
023135106
495
144
SH
SOLE
0
0
144
AMERICAN EXPRESS CO
COM
025816109
493
2985
SH
SOLE
0
0
2985
AMMO INC
COM
00175J107
1888
192825
SH
SOLE
0
0
192825
APPLE INC
COM
037833100
4673
34119
SH
SOLE
0
0
34119
APTARGROUP INC
COM
038336103
318
2255
SH
DFND
1,2
0
0
2255
ARAMARK
COM
03852U106
390
10479
SH
DFND
1,2
0
0
10479
BABCOCK &WILCOX ENTERPRISES
COM
05614L209
102
13000
SH
SOLE
0
0
13000
BERKLEY W R CORP
COM
084423102
482
6470
SH
DFND
1,2
0
0
6470
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
2512
6
SH
SOLE
0
0
6
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
721
2595
SH
SOLE
0
0
2595
BIO-TECHNE CORP
COM
09073M104
246
547
SH
DFND
1,2
0
0
547
BOEING CO
COM
097023105
586
2444
SH
SOLE
0
0
2444
BRISTOL-MYERS SQUIBB CO
COM
110122108
200
2998
SH
SOLE
0
0
2998
BROOKDALE SR LIVING INC
COM
112463104
340
43050
SH
SOLE
0
0
43050
BROWN &BROWN INC
COM
115236101
218
4098
SH
DFND
1,2
0
0
4098
CALAMOS CONV &HIGH INCOME F
COM SHS
12811P108
574
35196
SH
SOLE
0
0
35196
CARLISLE COS INC
COM
142339100
531
2776
SH
DFND
0
0
2776
CHEVRON CORP NEW
COM
166764100
257
2458
SH
SOLE
0
0
2458
CHIMERA INVT CORP
COM NEW
16934Q208
6114
405981
SH
SOLE
0
0
405981
CHOICE HOTELS INTL INC
COM
169905106
252
2119
SH
DFND
1,2
0
0
2119
CLEVELAND-CLIFFS INC NEW
COM
185899101
422
19580
SH
SOLE
0
0
19580
COCA COLA CO
COM
191216100
289
5349
SH
SOLE
0
0
5349
CONOCOPHILLIPS
COM
20825C104
209
3426
SH
SOLE
0
0
3426
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
699
4315
SH
SOLE
0
0
4315
DENTSPLY SIRONA INC
COM
24906P109
279
4414
SH
DFND
1,2
0
0
4414
DEVON ENERGY CORP NEW
COM
25179M103
444
15214
SH
SOLE
0
0
15214
DISNEY WALT CO
COM
254687106
321
1828
SH
SOLE
0
0
1828
DOLBY LABORATORIES INC
COM CL A
25659T107
2
20
SH
SOLE
0
0
20
DOLBY LABORATORIES INC
COM CL A
25659T107
264
2690
SH
DFND
1,2
0
0
2690
EAGLE PT CR CO LLC
COM
269808101
7225
533206
SH
SOLE
0
0
533206
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
157
14764
SH
SOLE
0
0
14764
ENVISTA HOLDINGS CORPORATION
COM
29415F104
458
10591
SH
DFND
1,2
0
0
10591
ETF SER SOLUTIONS
US GLB JETS
26922A842
355
14700
SH
SOLE
0
0
14700
EXACT SCIENCES CORP
COM
30063P105
209
1685
SH
SOLE
0
0
1685
EXXON MOBIL CORP
COM
30231G102
1192
18896
SH
SOLE
0
0
18896
FAIR ISAAC CORP
COM
303250104
535
1064
SH
SOLE
0
0
1064
FAIR ISAAC CORP
COM
303250104
151
300
SH
DFND
1,2
0
0
300
FIRST TR EXCH TRADED FD III
PFD SECS INC ETF
33739E108
358
17398
SH
SOLE
0
0
17398
FIRST TR EXCHANGE TRAD FD VI
FST TR GLB FD
33739H101
2042
86335
SH
SOLE
0
0
86335
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
393
9877
SH
SOLE
0
0
9877
FIVE STAR SENIOR LIVING INC
COM NEW
33832D205
1574
273348
SH
SOLE
0
0
273348
FLAHERTY &CRUMRINE PFD INCO
COM
338480106
551
33020
SH
SOLE
0
0
33020
GARTNER INC
COM
366651107
283
1169
SH
DFND
1,2
0
0
1169
GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
381430503
8495
98743
SH
SOLE
0
0
98743
HEXCEL CORP NEW
COM
428291108
258
4127
SH
DFND
1,2
0
0
4127
HOME DEPOT INC
COM
437076102
397
1246
SH
SOLE
0
0
1246
HUNT J B TRANS SVCS INC
COM
445658107
431
2647
SH
DFND
1,2
0
0
2647
IAA INC
COM
449253103
210
3843
SH
DFND
1,2
0
0
3843
INVESCO EXCH TRADED FD TR II
TREAS COLATERL
46138G888
3038
28748
SH
SOLE
0
0
28748
INVESCO QQQ TR
UNIT SER 1
46090E103
590
1665
SH
SOLE
0
0
1665
ISHARES GOLD TR
ISHARES NEW
464285204
2341
69459
SH
SOLE
0
0
69459
ISHARES INC
MSCI GBL MIN VOL
464286525
3633
35321
SH
SOLE
0
0
35321
ISHARES INC
CORE MSCI EMKT
46434G103
1544
23041
SH
SOLE
0
0
23041
ISHARES TR
CORE US AGGBD ET
464287226
1086
9415
SH
SOLE
0
0
9415
ISHARES TR
US BR DEL SE ETF
464288794
4229
41428
SH
SOLE
0
0
41428
ISHARES TR
US REGNL BKS ETF
464288778
3929
68291
SH
SOLE
0
0
68291
ISHARES TR
IBONDS DEC2022
46435G755
266
10124
SH
SOLE
0
0
10124
ISHARES TR
EXPND TEC SC ETF
464287549
563
1393
SH
SOLE
0
0
1393
ISHARES TR
EXPANDED TECH
464287515
444
1138
SH
SOLE
0
0
1138
ISHARES TR
U.S. MED DVC ETF
464288810
588
1628
SH
SOLE
0
0
1628
ISHARES TR
CORE S&P SCP ETF
464287804
10645
94225
SH
SOLE
0
0
94225
ISHARES TR
MORNINGSTR US EQ
464287127
492
8101
SH
SOLE
0
0
8101
ISHARES TR
US HOME CONS ETF
464288752
4237
61204
SH
SOLE
0
0
61204
ISHARES TR
U.S. CNSM SV ETF
464287580
5932
76433
SH
SOLE
0
0
76433
ISHARES TR
U.S. ENERGY ETF
464287796
4830
166027
SH
SOLE
0
0
166027
ISHARES TR
U.S. FINLS ETF
464287788
656
8090
SH
SOLE
0
0
8090
ISHARES TR
US INDUSTRIALS
464287754
4207
37856
SH
SOLE
0
0
37856
ISHARES TR
TRANS AVG ETF
464287192
9475
36448
SH
SOLE
0
0
36448
ISHARES TR
U.S. TECH ETF
464287721
6288
63261
SH
SOLE
0
0
63261
ISHARES TR
MSCI USA MMENTM
46432F396
4879
28135
SH
SOLE
0
0
28135
ISHARES TR
NATIONAL MUN ETF
464288414
2626
22404
SH
SOLE
0
0
22404
ISHARES TR
PFD AND INCM SEC
464288687
447
11357
SH
SOLE
0
0
11357
ISHARES TR
1 3 YR TREAS BD
464287457
1487
17264
SH
SOLE
0
0
17264
ISHARES TR
0-5YR HI YL CP
46434V407
4913
106671
SH
SOLE
0
0
106671
ISHARES TR
ISHARES SEMICDTR
464287523
728
1602
SH
SOLE
0
0
1602
JOHNSON &JOHNSON
COM
478160104
211
1279
SH
SOLE
0
0
1279
JPMORGAN CHASE &CO
COM
46625H100
342
2202
SH
SOLE
0
0
2202
KAYNE ANDERSON ENERGY INFRST
COM
486606106
2930
329616
SH
SOLE
0
0
329616
LANDSTAR SYS INC
COM
515098101
203
1285
SH
DFND
1,2
0
0
1285
LENNOX INTL INC
COM
526107107
262
747
SH
DFND
1,2
0
0
747
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
1202
24566
SH
SOLE
0
0
24566
MANHATTAN ASSOCIATES INC
COM
562750109
295
2040
SH
DFND
1,2
0
0
2040
MARATHON PETE CORP
COM
56585A102
623
10312
SH
SOLE
0
0
10312
MARKEL CORP
COM
570535104
225
190
SH
DFND
1,2
0
0
190
MATCH GROUP INC NEW
COM
57667L107
420
2602
SH
SOLE
0
0
2602
MCDONALDS CORP
COM
580135101
293
1270
SH
SOLE
0
0
1270
MESABI TR
CTF BEN INT
590672101
232
6548
SH
SOLE
0
0
6548
MGM RESORTS INTERNATIONAL
COM
552953101
515
12076
SH
SOLE
0
0
12076
MICROSOFT CORP
COM
594918104
1598
5897
SH
SOLE
0
0
5897
MORNINGSTAR INC
COM
617700109
268
1041
SH
DFND
1,2
0
0
1041
NORDSON CORP
COM
655663102
229
1043
SH
DFND
1,2
0
0
1043
OLIN CORP
COM PAR $1
680665205
329
7111
SH
SOLE
0
0
7111
ONE GAS INC
COM
68235P108
1261
17007
SH
SOLE
0
0
17007
ONEOK INC NEW
COM
682680103
5185
93188
SH
SOLE
0
0
93188
PEPSICO INC
COM
713448108
3559
24018
SH
SOLE
0
0
24018
POOL CORP
COM
73278L105
215
468
SH
DFND
0
0
468
PROSHARES TR
PSHS ULTRA QQQ
74347R206
364
5070
SH
SOLE
0
0
5070
PROSHARES TR
PSHS ULT S&P 500
74347R107
8721
73080
SH
SOLE
0
0
73080
REMARK HLDGS INC
COM
75955K102
47
25500
SH
SOLE
0
0
25500
RING ENERGY INC
COM
76680V108
41
13750
SH
SOLE
0
0
13750
RIO TINTO PLC
SPONSORED ADR
767204100
292
3481
SH
SOLE
0
0
3481
RPM INTL INC
COM
749685103
277
3129
SH
DFND
1,2
0
0
3129
SEI INVTS CO
COM
784117103
288
4650
SH
DFND
1,2
0
0
4650
SELECT SECTOR SPDR TR
ENERGY
81369Y506
1220
22639
SH
SOLE
0
0
22639
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
4870
27277
SH
SOLE
0
0
27277
SERVICE CORP INTL
COM
817565104
215
4010
SH
SOLE
0
0
4010
SERVICE CORP INTL
COM
817565104
84
1562
SH
DFND
1,2
0
0
1562
SHOTSPOTTER INC
COM
82536T107
336
6899
SH
SOLE
0
0
6899
SPDR GOLD TR
GOLD SHS
78463V107
797
4813
SH
SOLE
0
0
4813
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
224
2041
SH
SOLE
0
0
2041
SPDR SER TR
S&P REGL BKG
78464A698
5199
79342
SH
SOLE
0
0
79342
SPDR SER TR
S&P DIVID ETF
78464A763
17905
146429
SH
SOLE
0
0
146429
SPDR SER TR
PORTFOLIO SHORT
78464A474
208
6632
SH
SOLE
0
0
6632
SPDR SER TR
PRTFLO S&P500 GW
78464A409
737
11704
SH
SOLE
0
0
11704
SPDR SER TR
S&P TRANSN ETF
78464A532
371
4367
SH
SOLE
0
0
4367
STONECASTLE FINL CORP
COM
861780104
470
21372
SH
SOLE
0
0
21372
STRATEGY SHS
NS 7HANDL IDX
86280R506
306
11942
SH
SOLE
0
0
11942
TERMINIX GLOBAL HOLDINGS INC
COM
88087E100
326
6837
SH
DFND
1,2
0
0
6837
TRUIST FINL CORP
COM
89832Q109
686
12361
SH
SOLE
0
0
12361
TWIST BIOSCIENCE CORP
COM
90184D100
622
4665
SH
SOLE
0
0
4665
UNITED AIRLS HLDGS INC
COM
910047109
380
7265
SH
SOLE
0
0
7265
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
3596
39977
SH
SOLE
0
0
39977
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
3089
37597
SH
SOLE
0
0
37597
VANGUARD INDEX FDS
SMALL CP ETF
922908751
642
2852
SH
SOLE
0
0
2852
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
819
8044
SH
SOLE
0
0
8044
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
261
664
SH
SOLE
0
0
664
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
258
1160
SH
SOLE
0
0
1160
VANGUARD INDEX FDS
GROWTH ETF
922908736
341
1190
SH
SOLE
0
0
1190
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1459
17644
SH
SOLE
0
0
17644
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
5362
57926
SH
SOLE
0
0
57926
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
9519
105245
SH
SOLE
0
0
105245
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
5745
29244
SH
SOLE
0
0
29244
VISA INC
COM CL A
92826C839
579
2478
SH
SOLE
0
0
2478
WELLTOWER INC
COM
95040Q104
990
11913
SH
SOLE
0
0
11913
WEX INC
COM
96208T104
366
1885
SH
DFND
1,2
0
0
1885
WILLIAMS COS INC
COM
969457100
1169
44016
SH
SOLE
0
0
44016
YUM BRANDS INC
COM
988498101
2763
24019
SH
SOLE
0
0
24019
YUM CHINA HLDGS INC
COM
98850P109
1998
30161
SH
SOLE
0
0
30161
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
313
810
SH
SOLE
0
0
810