0001803426-20-000012.txt : 20201007 0001803426-20-000012.hdr.sgml : 20201007 20201007141046 ACCESSION NUMBER: 0001803426-20-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201007 DATE AS OF CHANGE: 20201007 EFFECTIVENESS DATE: 20201007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BEAM Asset Management, LLC CENTRAL INDEX KEY: 0001803426 IRS NUMBER: 473177332 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20005 FILM NUMBER: 201228846 BUSINESS ADDRESS: STREET 1: 72096 RAMOS AVENUE STREET 2: SUITE D CITY: COVINGTON STATE: LA ZIP: 70433 BUSINESS PHONE: 985-893-1440 MAIL ADDRESS: STREET 1: 72096 RAMOS AVENUE STREET 2: SUITE D CITY: COVINGTON STATE: LA ZIP: 70433 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001803426 XXXXXXXX 09-30-2020 09-30-2020 BEAM Asset Management, LLC

72096 RAMOS AVENUE SUITE D COVINGTON LA 70433

13F HOLDINGS REPORT 028-20005 N Amy Betts 561-293-3633 Amy Betts Denver CO 10-07-2020 0 136 132443893 false INFORMATION TABLE 2 BEAMAssetMgmt_13f_09302020.xml BLACKROCK TCP CAPITAL CORP NOTE 4.625% 3/0 87238QAD5 26 26000 PRN SOLE 0 0 0 26000 PFIZER INC COM 717081103 399 10883 SH SOLE 0 0 0 10883 ISHARES TR GLOBAL MATER ETF 464288695 807 11556 SH SOLE 0 0 0 11556 SPDR S&P 500 ETF TR TR UNIT 78462F103 1010 3016 SH SOLE 0 0 0 3016 DISNEY WALT CO COM DISNEY 254687106 865 6974 SH SOLE 0 0 0 6974 INVESCO ACTIVELY MANAGED ETF ACTIVE US REAL 46090A101 1611 19872 SH SOLE 0 0 0 19872 MASTERCARD INCORPORATED CL A 57636Q104 811 2399 SH SOLE 0 0 0 2399 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 588 2638 SH SOLE 0 0 0 2638 ISHARES TR MSCI INTL SML CP 46434V266 961 31980 SH SOLE 0 0 0 31980 PIMCO CORPORATE & INCOME OPP COM 72201B101 183 11335 SH SOLE 0 0 0 11335 PEPSICO INC COM 713448108 357 2576 SH SOLE 0 0 0 2576 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 2472 26850 SH SOLE 0 0 0 26850 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 229 5611 SH SOLE 0 0 0 5611 BROWN FORMAN CORP CL B 115637209 493 6539 SH SOLE 0 0 0 6539 VECTOR GROUP LTD COM 92240M108 101 10384 SH SOLE 0 0 0 10384 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1091 3930 SH SOLE 0 0 0 3930 LOWES COS INC COM 548661107 229 1378 SH SOLE 0 0 0 1378 B2GOLD CORP COM 11777Q209 120 18390 SH SOLE 0 0 0 18390 DISNEY WALT CO COM DISNEY 254687106 46 2000 SH Put SOLE 0 0 0 2000 APPLE INC COM 037833100 4982 43022 SH SOLE 0 0 0 43022 AMAZON COM INC COM 023135106 1171 372 SH SOLE 0 0 0 372 AT&T INC COM 00206R102 700 24539 SH SOLE 0 0 0 24539 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 573 19280 SH SOLE 0 0 0 19280 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 2102 25307 SH SOLE 0 0 0 25307 PROCTER AND GAMBLE CO COM 742718109 326 2342 SH SOLE 0 0 0 2342 REALTY INCOME CORP COM 756109104 402 6617 SH SOLE 0 0 0 6617 NORFOLK SOUTHN CORP COM 655844108 978 4570 SH SOLE 0 0 0 4570 VANGUARD INDEX FDS GROWTH 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1100 SH SOLE 0 0 0 1100 PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 30 30000 PRN SOLE 0 0 0 30000 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 437 3394 SH SOLE 0 0 0 3394 FIDELITY COVINGTON TRUST MSCI UTILS INDEX 316092865 463 12198 SH SOLE 0 0 0 12198 VOYA GLBL ADV & PREM OPP FD COM 92912R104 90 10775 SH SOLE 0 0 0 10775 ISHARES INC MSCI WORLD ETF 464286392 2360 23712 SH SOLE 0 0 0 23712 VANGUARD INDEX FDS SMALL CP ETF 922908751 536 3486 SH SOLE 0 0 0 3486 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 343 6197 SH SOLE 0 0 0 6197 ISHARES TR CORE S&P TTL STK 464287150 315 4174 SH SOLE 0 0 0 4174 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 288 5298 SH SOLE 0 0 0 5298 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 1180 13380 SH SOLE 0 0 0 13380 FIRST TR VALUE LINE DIVID IN SHS 33734H106 517 16428 SH SOLE 0 0 0 16428 FACEBOOK INC CL A 30303M102 1093 4173 SH SOLE 0 0 0 4173 ALTABANCORP COM 021347109 789 39220 SH SOLE 0 0 0 39220 ISHARES TR MRGSTR MD CP GRW 464288307 781 2438 SH SOLE 0 0 0 2438 WATTS WATER TECHNOLOGIES INC CL A 942749102 233 2325 SH SOLE 0 0 0 2325 ISHARES TR IBOXX HI YD ETF 464288513 1881 22423 SH SOLE 0 0 0 22423 ALTRIA GROUP INC COM 02209S103 218 5644 SH SOLE 0 0 0 5644 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 685 35731 SH SOLE 0 0 0 35731 ADAMS DIVERSIFIED EQUITY FD COM 006212104 279 17184 SH SOLE 0 0 0 17184 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1498 8797 SH SOLE 0 0 0 8797 VANGUARD WORLD FD MEGA CAP INDEX 921910873 305 2545 SH SOLE 0 0 0 2545 ISHARES INC JP MRG EM CRP BD 464286251 541 10462 SH SOLE 0 0 0 10462 HOME DEPOT INC COM 437076102 535 1926 SH SOLE 0 0 0 1926 CDW CORP COM 12514G108 216 1809 SH SOLE 0 0 0 1809 ISHARES TR CORE US AGGBD ET 464287226 2373 20098 SH SOLE 0 0 0 20098 ADVANCED MICRO DEVICES INC COM 007903107 343 4184 SH SOLE 0 0 0 4184 COCA COLA CO COM 191216100 206 4163 SH SOLE 0 0 0 4163 INVESCO QQQ TR UNIT SER 1 46090E103 3346 12043 SH SOLE 0 0 0 12043 TESLA INC COM 88160R101 558 1300 SH SOLE 0 0 0 1300 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SOLE 0 0 0 12560 ISHARES TR CORE S&P MCP ETF 464287507 715 3857 SH SOLE 0 0 0 3857 DISNEY WALT CO COM DISNEY 254687106 79 3000 SH Put SOLE 0 0 0 3000 MCDONALDS CORP COM 580135101 270 1231 SH SOLE 0 0 0 1231 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 430 7907 SH SOLE 0 0 0 7907 CHINA XD PLASTICS CO LTD COM 16948F107 25 22500 SH SOLE 0 0 0 22500 ISHARES INC MSCI BRIC INDX 464286657 749 16119 SH SOLE 0 0 0 16119 STMICROELECTRONICS N V NY REGISTRY 861012102 201 6563 SH SOLE 0 0 0 6563 ISHARES TR CMBS ETF 46429B366 1230 22151 SH SOLE 0 0 0 22151 ENBRIDGE INC COM 29250N105 207 7075 SH SOLE 0 0 0 7075 GEVO INC COM PAR 374396406 18 18000 SH SOLE 0 0 0 18000 INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 46138G102 974 29340 SH SOLE 0 0 0 29340 CURTISS WRIGHT CORP COM 231561101 363 3891 SH SOLE 0 0 0 3891 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 231 3273 SH SOLE 0 0 0 3273 ISHARES TR MSCI EAFE ETF 464287465 421 6617 SH SOLE 0 0 0 6617 DOCUSIGN INC COM 256163106 235 1091 SH SOLE 0 0 0 1091 ISHARES TR 20 YR TR BD ETF 464287432 1908 11686 SH SOLE 0 0 0 11686 INVESCO EXCHANGE TRADED FD T DYNMC SOFTWARE 46137V639 524 4238 SH SOLE 0 0 0 4238 GLOBAL X FDS S&P 500 COVERED 37954Y475 724 16223 SH SOLE 0 0 0 16223 ISHARES TR CHINA LG-CAP ETF 464287184 571 13593 SH SOLE 0 0 0 13593 PIMCO ETF TR INTER MUN BD ACT 72201R866 1777 31623 SH SOLE 0 0 0 31623 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 331 7644 SH SOLE 0 0 0 7644 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 229 10760 SH SOLE 0 0 0 10760 VANGUARD BD INDEX FDS INTERMED TERM 921937819 2662 28481 SH SOLE 0 0 0 28481 ISHARES TR U.S. REAL ES ETF 464287739 866 10851 SH SOLE 0 0 0 10851 ISHARES TR CORE S&P500 ETF 464287200 4027 11984 SH SOLE 0 0 0 11984 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 1167 28013 SH SOLE 0 0 0 28013 FIRST GTY BANCSHARES INC COM 32043P106 303 25000 SH SOLE 0 0 0 25000 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 95 15877 SH SOLE 0 0 0 15877 ISHARES TR YLD OPTIM BD 46434V787 528 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