0001398344-22-007620.txt : 20220421
0001398344-22-007620.hdr.sgml : 20220421
20220421170547
ACCESSION NUMBER: 0001398344-22-007620
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220421
DATE AS OF CHANGE: 20220421
EFFECTIVENESS DATE: 20220421
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALLAST ADVISORS LLC
CENTRAL INDEX KEY: 0001803415
IRS NUMBER: 815217330
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20071
FILM NUMBER: 22842224
BUSINESS ADDRESS:
STREET 1: 683 BIELENBERG DRIVE
STREET 2: SUITE 208
CITY: WOODBURY
STATE: MN
ZIP: 55125-1705
BUSINESS PHONE: 651-478-4644
MAIL ADDRESS:
STREET 1: 683 BIELENBERG DRIVE
STREET 2: SUITE 208
CITY: WOODBURY
STATE: MN
ZIP: 55125-1705
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001803415
XXXXXXXX
03-31-2022
03-31-2022
false
BALLAST ADVISORS LLC
683 BIELENBERG DRIVE
SUITE 208
WOODBURY
MN
55125-1705
13F HOLDINGS REPORT
028-20071
N
Richard Gerczak
Managing Partner
651-200-3110
/s/ Richard Gerczak
Arden Hills
MN
04-19-2022
0
186
256167
INFORMATION TABLE
2
fp0075380_13fhr-table.xml
13F INFORMATION TABLE
3M CO
COM
88579Y101
2591
17404
SH
SOLE
17404
0
0
ABBOTT LABS
COM
002824100
345
2912
SH
SOLE
2912
0
0
ABBVIE INC
COM
00287Y109
460
2839
SH
SOLE
2839
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
445
1320
SH
SOLE
1320
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1291
11865
SH
SOLE
11865
0
0
ALPHABET INC
CAP STK CL C
02079K107
1276
457
SH
SOLE
457
0
0
ALPHABET INC
CAP STK CL A
02079K305
1647
592
SH
SOLE
592
0
0
AMAZON COM INC
COM
023135106
2517
772
SH
SOLE
772
0
0
AMERICAN EXPRESS CO
COM
025816109
490
2621
SH
SOLE
2621
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
256
1018
SH
SOLE
1018
0
0
AMGEN INC
COM
031162100
457
1888
SH
SOLE
1888
0
0
ANTHEM INC
NOTE 2.750%10/1
94973VBG1
77
11000
PRN
SOLE
11000
0
0
APOGEE ENTERPRISES INC
COM
037598109
409
8617
SH
SOLE
8617
0
0
APPLE INC
COM
037833100
23872
136718
SH
SOLE
136718
0
0
AT&T INC
COM
00206R102
345
14583
SH
SOLE
14583
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3566
10104
SH
SOLE
10104
0
0
BK OF AMERICA CORP
COM
060505104
281
6806
SH
SOLE
6806
0
0
BLACKSTONE INC
COM
09260D107
4596
36205
SH
SOLE
36205
0
0
BRIDGEWATER BANCSHARES INC
COM ACCD INV
108621103
309
18500
SH
SOLE
18500
0
0
CANADIAN PAC RY LTD
COM
13645T100
926
11220
SH
SOLE
11220
0
0
CATERPILLAR INC
COM
149123101
764
3430
SH
SOLE
3430
0
0
CHEVRON CORP NEW
COM
166764100
763
4683
SH
SOLE
4683
0
0
CINTAS CORP
COM
172908105
402
945
SH
SOLE
945
0
0
CISCO SYS INC
COM
17275R102
481
8632
SH
SOLE
8632
0
0
COCA COLA CO
COM
191216100
593
9557
SH
SOLE
9557
0
0
COSTCO WHSL CORP NEW
COM
22160K105
473
821
SH
SOLE
821
0
0
CVS HEALTH CORP
COM
126650100
799
7894
SH
SOLE
7894
0
0
DISNEY WALT CO
COM
254687106
342
2492
SH
SOLE
2492
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
8272
320484
SH
SOLE
320484
0
0
EXXON MOBIL CORP
COM
30231G102
517
6260
SH
SOLE
6260
0
0
FASTENAL CO
COM
311900104
814
13700
SH
SOLE
13700
0
0
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
204
4832
SH
SOLE
4832
0
0
FORD MTR CO DEL
COM
345370860
227
13429
SH
SOLE
13429
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
350
2305
SH
SOLE
2305
0
0
HOME DEPOT INC
COM
437076102
656
2193
SH
SOLE
2193
0
0
HONEYWELL INTL INC
COM
438516106
555
2853
SH
SOLE
2853
0
0
INTEL CORP
COM
458140100
392
7904
SH
SOLE
7904
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
421
3236
SH
SOLE
3236
0
0
ISHARES TR
SELECT DIVID ETF
464287168
62
482
SH
SOLE
482
0
0
ISHARES TR
TIPS BD ETF
464287176
928
7452
SH
SOLE
7452
0
0
ISHARES TR
CORE S&P500 ETF
464287200
1689
3722
SH
SOLE
3722
0
0
ISHARES TR
CORE US AGGBD ET
464287226
13001
121388
SH
SOLE
121388
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
5
119
SH
SOLE
119
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
86
711
SH
SOLE
711
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
97
1264
SH
SOLE
1264
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
158
1014
SH
SOLE
1014
0
0
ISHARES TR
20 YR TR BD ETF
464287432
2401
18175
SH
SOLE
18175
0
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
491
4573
SH
SOLE
4573
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
2579
30937
SH
SOLE
30937
0
0
ISHARES TR
MSCI EAFE ETF
464287465
299
4059
SH
SOLE
4059
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
192
1906
SH
SOLE
1906
0
0
ISHARES TR
RUS MID CAP ETF
464287499
153
1963
SH
SOLE
1963
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
115
428
SH
SOLE
428
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
10
61
SH
SOLE
61
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
75
976
SH
SOLE
976
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
872
3140
SH
SOLE
3140
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
55
338
SH
SOLE
338
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
5
20
SH
SOLE
20
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
2256
10992
SH
SOLE
10992
0
0
ISHARES TR
CORE S&P US GWT
464287671
147
1394
SH
SOLE
1394
0
0
ISHARES TR
RUSSELL 3000 ETF
464287689
92
351
SH
SOLE
351
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
86
785
SH
SOLE
785
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
1361
12618
SH
SOLE
12618
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
9
85
SH
SOLE
85
0
0
ISHARES TR
S&P SML 600 GWT
464287887
69
550
SH
SOLE
550
0
0
ISHARES TR
SHRT NAT MUN ETF
464288158
370
3535
SH
SOLE
3535
0
0
ISHARES TR
EAFE SML CP ETF
464288273
3
46
SH
SOLE
46
0
0
ISHARES TR
MRGSTR MD CP GRW
464288307
8
120
SH
SOLE
120
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
228
2079
SH
SOLE
2079
0
0
ISHARES TR
INTL SEL DIV ETF
464288448
112
3520
SH
SOLE
3520
0
0
ISHARES TR
MSCI KLD400 SOC
464288570
39
450
SH
SOLE
450
0
0
ISHARES TR
MBS ETF
464288588
8
76
SH
SOLE
76
0
0
ISHARES TR
ISHS 1-5YR INVS
464288646
3
50
SH
SOLE
50
0
0
ISHARES TR
3 7 YR TREAS BD
464288661
46
373
SH
SOLE
373
0
0
ISHARES TR
PFD AND INCM SEC
464288687
40
1112
SH
SOLE
1112
0
0
ISHARES TR
U.S. MED DVC ETF
464288810
424
6961
SH
SOLE
6961
0
0
ISHARES TR
EAFE VALUE ETF
464288877
87
1725
SH
SOLE
1725
0
0
ISHARES TR
EAFE GRWTH ETF
464288885
43
443
SH
SOLE
443
0
0
ISHARES TR
RUS TP200 VL ETF
464289420
232
3338
SH
SOLE
3338
0
0
ISHARES TR
RUS TP200 GR ETF
464289438
417
2627
SH
SOLE
2627
0
0
ISHARES TR
10+ YR INVST GRD
464289511
0
1
SH
SOLE
1
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
264
3796
SH
SOLE
3796
0
0
JANUS HENDERSON GROUP PLC
ORD SHS
G4474Y214
762
21750
SH
SOLE
21750
0
0
JOHNSON & JOHNSON
COM
478160104
1644
9273
SH
SOLE
9273
0
0
JPMORGAN CHASE & CO
COM
46625H100
7067
51844
SH
SOLE
51844
0
0
LILLY ELI & CO
COM
532457108
263
920
SH
SOLE
920
0
0
LINDE PLC
SHS
G5494J103
206
645
SH
SOLE
645
0
0
LISTED FD TR
TRUESHARES STRCT
53656F664
150
4432
SH
SOLE
4432
0
0
LISTED FD TR
TRUESHS ESG ACTV
53656F813
89
2313
SH
SOLE
2313
0
0
LISTED FD TR
TRUESHS TECH AI
53656F821
114
2937
SH
SOLE
2937
0
0
LOCKHEED MARTIN CORP
COM
539830109
436
987
SH
SOLE
987
0
0
MARRIOTT INTL INC NEW
CL A
571903202
461
2623
SH
SOLE
2623
0
0
MCDONALDS CORP
COM
580135101
320
1295
SH
SOLE
1295
0
0
MEDTRONIC PLC
SHS
G5960L103
1099
9903
SH
SOLE
9903
0
0
MERCK & CO INC
COM
58933Y105
392
4777
SH
SOLE
4777
0
0
META PLATFORMS INC
CL A
30303M102
347
1561
SH
SOLE
1561
0
0
MICROSOFT CORP
COM
594918104
4298
13941
SH
SOLE
13941
0
0
NETFLIX INC
COM
64110L106
234
624
SH
SOLE
624
0
0
NORTHERN TECHNOLOGIES INTL C
COM
665809109
2296
191000
SH
SOLE
191000
0
0
NVIDIA CORPORATION
COM
67066G104
480
1759
SH
SOLE
1759
0
0
OGE ENERGY CORP
COM
670837103
272
6673
SH
SOLE
6673
0
0
ORACLE CORP
COM
68389X105
328
3966
SH
SOLE
3966
0
0
PEPSICO INC
COM
713448108
522
3116
SH
SOLE
3116
0
0
PFIZER INC
COM
717081103
584
11273
SH
SOLE
11273
0
0
PHILIP MORRIS INTL INC
COM
718172109
203
2163
SH
SOLE
2163
0
0
PROCTER AND GAMBLE CO
COM
742718109
458
2999
SH
SOLE
2999
0
0
RESMED INC
COM
761152107
241
992
SH
SOLE
992
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
6893
129114
SH
SOLE
129114
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
25202
467995
SH
SOLE
467995
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
18210
243388
SH
SOLE
243388
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
27450
384511
SH
SOLE
384511
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
404
5321
SH
SOLE
5321
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
4683
98887
SH
SOLE
98887
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
5480
197320
SH
SOLE
197320
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
94
1187
SH
SOLE
1187
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
20035
545624
SH
SOLE
545624
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
1559
30819
SH
SOLE
30819
0
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
1876
75381
SH
SOLE
75381
0
0
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
11
198
SH
SOLE
198
0
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
5052
101977
SH
SOLE
101977
0
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
129
2132
SH
SOLE
2132
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
15
110
SH
SOLE
110
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
18
241
SH
SOLE
241
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
15
200
SH
SOLE
200
0
0
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
47
1226
SH
SOLE
1226
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
7
69
SH
SOLE
69
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
64
402
SH
SOLE
402
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
996
20606
SH
SOLE
20606
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
172
2311
SH
SOLE
2311
0
0
SPDR INDEX SHS FDS
LOW CARBON ETF
78463X194
30
236
SH
SOLE
236
0
0
SPDR INDEX SHS FDS
ASIA PACIF ETF
78463X301
16
144
SH
SOLE
144
0
0
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X400
13
149
SH
SOLE
149
0
0
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
82
2115
SH
SOLE
2115
0
0
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
43
787
SH
SOLE
787
0
0
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
1485
43328
SH
SOLE
43328
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2369
5246
SH
SOLE
5246
0
0
SPDR SER TR
S&P 600 SMCP GRW
78464A201
161
1925
SH
SOLE
1925
0
0
SPDR SER TR
NUVEEN BLOOMBERG
78464A284
37
677
SH
SOLE
677
0
0
SPDR SER TR
S&P 600 SMCP VAL
78464A300
246
2951
SH
SOLE
2951
0
0
SPDR SER TR
PRTFLO S&P500 GW
78464A409
573
8657
SH
SOLE
8657
0
0
SPDR SER TR
PRTFLO S&P500 VL
78464A508
220
5262
SH
SOLE
5262
0
0
SPDR SER TR
HLTH CARE SVCS
78464A573
6
64
SH
SOLE
64
0
0
SPDR SER TR
PORTFOLIO LN TSR
78464A664
72
1900
SH
SOLE
1900
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
96
751
SH
SOLE
751
0
0
SPDR SER TR
S&P 600 SML CAP
78464A813
623
6658
SH
SOLE
6658
0
0
SPDR SER TR
S&P 400 MDCP GRW
78464A821
79
1059
SH
SOLE
1059
0
0
SPDR SER TR
S&P 400 MDCP VAL
78464A839
37
531
SH
SOLE
531
0
0
SPDR SER TR
PORTFOLIO S&P500
78464A854
47
884
SH
SOLE
884
0
0
SPDR SER TR
S&P BIOTECH
78464A870
65
722
SH
SOLE
722
0
0
SPDR SER TR
PORTFOLIO SH TSR
78468R101
2
76
SH
SOLE
76
0
0
SPDR SER TR
BLOOMBERG SHT TE
78468R408
342
13016
SH
SOLE
13016
0
0
SPDR SER TR
BLOOMBERG HIGH Y
78468R622
14
135
SH
SOLE
135
0
0
SPDR SER TR
NUVEEN BLMBRG MU
78468R721
86
1789
SH
SOLE
1789
0
0
SPDR SER TR
NUVEEN BLMBRG SH
78468R739
35
750
SH
SOLE
750
0
0
SPDR SER TR
PRTFLO S&P500 HI
78468R788
0
10
SH
SOLE
10
0
0
STARBUCKS CORP
COM
855244109
529
5816
SH
SOLE
5816
0
0
TESLA INC
COM
88160R101
653
606
SH
SOLE
606
0
0
UBER TECHNOLOGIES INC
COM
90353T100
3839
107604
SH
SOLE
107604
0
0
UNION PAC CORP
COM
907818108
362
1325
SH
SOLE
1325
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
230
1073
SH
SOLE
1073
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
736
1443
SH
SOLE
1443
0
0
US BANCORP DEL
COM NEW
902973304
317
5961
SH
SOLE
5961
0
0
VANGUARD CHARLOTTE FDS
TOTAL INT BD ETF
92203J407
400
7630
SH
SOLE
7630
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
146
1351
SH
SOLE
1351
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
2
10
SH
SOLE
10
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
43
181
SH
SOLE
181
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
236
1130
SH
SOLE
1130
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
613
2130
SH
SOLE
2130
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
175
1181
SH
SOLE
1181
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
154
725
SH
SOLE
725
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
7
29
SH
SOLE
29
0
0
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
741
14476
SH
SOLE
14476
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
523
10893
SH
SOLE
10893
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
88
782
SH
SOLE
782
0
0
VANGUARD WHITEHALL FDS
EMERG MKT BD ETF
921946885
1525
21836
SH
SOLE
21836
0
0
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
48
247
SH
SOLE
247
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
143
1526
SH
SOLE
1526
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
10
40
SH
SOLE
40
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
361
866
SH
SOLE
866
0
0
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
0
1
SH
SOLE
1
0
0
VANGUARD WORLD FDS
COMM SRVC ETF
92204A884
2
19
SH
SOLE
19
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
667
13089
SH
SOLE
13089
0
0
VISA INC
COM CL A
92826C839
1431
6451
SH
SOLE
6451
0
0
WALMART INC
COM
931142103
364
2442
SH
SOLE
2442
0
0
WASTE MGMT INC DEL
COM
94106L109
287
1812
SH
SOLE
1812
0
0
XCEL ENERGY INC
COM
98389B100
287
3973
SH
SOLE
3973
0
0