Chief Compliance Officer

0001606587-22-000476.txt : 20220211 0001606587-22-000476.hdr.sgml : 20220211 20220211111425 ACCESSION NUMBER: 0001606587-22-000476 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 EFFECTIVENESS DATE: 20220211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regent Peak Wealth Advisors LLC CENTRAL INDEX KEY: 0001803329 IRS NUMBER: 834638642 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20102 FILM NUMBER: 22617805 BUSINESS ADDRESS: STREET 1: 600 GALLERIA PKWY SE STREET 2: SUITE 850 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 470-867-3550 MAIL ADDRESS: STREET 1: 600 GALLERIA PKWY SE STREET 2: SUITE 850 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001803329 XXXXXXXX 12-31-2021 12-31-2021 false Regent Peak Wealth Advisors LLC

600 Galleria Pkwy SE Suite 850 Atlanta GA 30339

13F HOLDINGS REPORT 028-20102 N Carmen Laster Chief Compliance Officer 470-867-3552 Carmen Laster Atlanta GA 02-09-2022 0 167 367782 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AMAZON COM INC COM COM 023135106 8197 2458 SH SOLE NONE 0 0 2458 INVESCO QQQ TRUST UNIT SER 1 46090E103 396 994 SH SOLE NONE 0 0 994 TECHNOLOGY SELECT SECTOR SPDR FUND TECHNOLOGY 81369Y803 548 3153 SH SOLE NONE 0 0 3153 STARBUCKS CORP COM COM 855244109 2182 18653 SH SOLE NONE 0 0 18653 ANTHEM INC COM COM 036752103 406 876 SH SOLE NONE 0 0 876 ISHARES GOLD TRUST ISHARES NEW 464285204 294 8449 SH SOLE NONE 0 0 8449 JOHNSON & JOHNSON COM COM 478160104 3067 17930 SH SOLE NONE 0 0 17930 VANGUARD TOTAL STOCK MARKET INDEX FUND TOTAL STK MKT 922908769 39993 165645 SH SOLE NONE 0 0 165645 COSTCO WHSL CORP NEW COM COM 22160K105 845 1488 SH SOLE NONE 0 0 1488 GOLDMAN SACHS GROUP INC COM COM 38141G104 206 538 SH SOLE NONE 0 0 538 PROCTER AND GAMBLE CO COM COM 742718109 2932 17926 SH SOLE NONE 0 0 17926 COCA COLA CO COM COM 191216100 2995 148896 SH SOLE NONE 0 0 148896 TRUIST FINL CORP COM COM 89832Q109 223 3816 SH SOLE NONE 0 0 3816 UNITED PARCEL SERVICE INC CL B CL B 911312106 542 2531 SH SOLE NONE 0 0 2531 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 5161 44489 SH SOLE NONE 0 0 44489 INTEL CORP COM COM 458140100 567 11007 SH SOLE NONE 0 0 11007 CME GROUP INC COM COM 12572Q105 354 1547 SH SOLE NONE 0 0 1547 MEDTRONIC PLC SHS SHS G5960L103 359 3473 SH SOLE NONE 0 0 3473 COMERICA INC COM COM 200340107 204 2340 SH SOLE NONE 0 0 2340 NETFLIX INC COM COM 64110L106 678 1126 SH SOLE NONE 0 0 1126 PAYCHEX INC COM COM 704326107 253 1854 SH SOLE NONE 0 0 1854 SPDR S&P SEMICONDUCTOR ETF S&P SEMICNDCTR 78464A862 887 3647 SH SOLE NONE 0 0 3647 MERCK & CO INC COM COM 58933Y105 2142 27949 SH SOLE NONE 0 0 27949 SPDR S&P 500 ETF TR UNIT 78462F103 5422 11416 SH SOLE NONE 0 0 11416 MASTERCARD INCORPORATED CL A CL A 57636Q104 574 1597 SH SOLE NONE 0 0 1597 ILLINOIS TOOL WKS INC COM COM 452308109 2089 8465 SH SOLE NONE 0 0 8465 ALLSTATE CORP COM COM 020002101 1785 15172 SH SOLE NONE 0 0 15172 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 235 1816 SH SOLE NONE 0 0 1816 SYNCHRONOSS TECHNOLOGIES INC COM COM 87157B103 69 28317 SH SOLE NONE 0 0 28317 EDWARDS LIFESCIENCES CORP COM COM 28176E108 216 1670 SH SOLE NONE 0 0 1670 VERIZON COMMUNICATIONS INC COM COM 92343V104 456 8782 SH SOLE NONE 0 0 8782 CHUBB LIMITED COM COM H1467J104 201 1039 SH SOLE NONE 0 0 1039 FEDEX CORP COM COM 31428X106 271 1049 SH SOLE NONE 0 0 1049 SHERWIN WILLIAMS CO COM COM 824348106 222 629 SH SOLE NONE 0 0 629 PEPSICO INC COM COM 713448108 703 4048 SH SOLE NONE 0 0 4048 HONEYWELL INTL INC COM COM 438516106 2216 10628 SH SOLE NONE 0 0 10628 FORD MTR CO DEL COM COM 345370860 478 23019 SH SOLE NONE 0 0 23019 HOME DEPOT INC COM COM 437076102 4379 10550 SH SOLE NONE 0 0 10550 AUTOMATIC DATA PROCESSING INC COM COM 053015103 2679 10864 SH SOLE NONE 0 0 10864 HEALTH CARE SELECT SECTOR SPDR FUND SBI HEALTHCARE 81369Y209 742 5267 SH SOLE NONE 0 0 5267 INFOSYS LTD SPONSORED ADR SPONSORED ADR 456788108 1930 76241 SH SOLE NONE 0 0 76241 SOUTHERN CO COM COM 842587107 1404 20472 SH SOLE NONE 0 0 20472 ISHARES RUSSELL 1000 GROWTH ETF RUS 1000 GRW ETF 464287614 17218 56342 SH SOLE NONE 0 0 56342 SCHWAB U.S. BROAD MARKET ETF US BRD MKT ETF 808524102 259 2290 SH SOLE NONE 0 0 2290 JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHRT INC 46641Q837 555 11003 SH SOLE NONE 0 0 11003 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 2856 9553 SH SOLE NONE 0 0 9553 ADOBE SYSTEMS INCORPORATED COM COM 00724F101 804 1417 SH SOLE NONE 0 0 1417 ALPHABET INC CAP STK CL A CAP STK CL A 02079K305 3077 1062 SH SOLE NONE 0 0 1062 PROGRESSIVE CORP COM COM 743315103 1883 18344 SH SOLE NONE 0 0 18344 INTUIT COM COM 461202103 565 877 SH SOLE NONE 0 0 877 CSX CORP COM COM 126408103 302 8039 SH SOLE NONE 0 0 8039 COMCAST CORP NEW CL A CL A 20030N101 331 6573 SH SOLE NONE 0 0 6573 MICROSOFT CORP COM COM 594918104 10267 30526 SH SOLE NONE 0 0 30526 CVS HEALTH CORP COM COM 126650100 402 3901 SH SOLE NONE 0 0 3901 SIMON PPTY GROUP INC NEW COM COM 828806109 311 1946 SH SOLE NONE 0 0 1946 BERKSHIRE HATHAWAY INC DEL CL A CL A 084670108 901 2 SH SOLE NONE 0 0 2 BOEING CO COM COM 097023105 260 1292 SH SOLE NONE 0 0 1292 VANGUARD MID-CAP INDEX FUND MID CAP ETF 922908629 405 1589 SH SOLE NONE 0 0 1589 NEXTERA ENERGY INC COM COM 65339F101 626 6702 SH SOLE NONE 0 0 6702 NIKE INC CL B CL B 654106103 395 2371 SH SOLE NONE 0 0 2371 TESLA INC COM COM 88160R101 2066 1955 SH SOLE NONE 0 0 1955 LINDE PLC SHS SHS G5494J103 330 952 SH SOLE NONE 0 0 952 JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF ULTRA SHT MUNCPL 46641Q654 499 9780 SH SOLE NONE 0 0 9780 NORFOLK SOUTHN CORP COM COM 655844108 403 1353 SH SOLE NONE 0 0 1353 SCHWAB SHORT-TERM U.S. TREASURY ETF SHT TM US TRES 808524862 247 4862 SH SOLE NONE 0 0 4862 VANGUARD INDUSTRIALS INDEX FUND INDUSTRIAL ETF 92204A603 218 1072 SH SOLE NONE 0 0 1072 VANGUARD INFORMATION TECHNOLOGY INDEX FUND INF TECH ETF 92204A702 1202 2624 SH SOLE NONE 0 0 2624 DOW INC COM COM 260557103 202 3559 SH SOLE NONE 0 0 3559 VANGUARD S&P 500 ETF S&P 500 ETF SHS 922908363 676 1548 SH SOLE NONE 0 0 1548 LILLY ELI & CO COM COM 532457108 2521 9126 SH SOLE NONE 0 0 9126 AIR PRODS & CHEMS INC COM COM 009158106 1990 6541 SH SOLE NONE 0 0 6541 VANGUARD RUSSELL 1000 GROWTH ETF VNG RUS1000GRW 92206C680 294 3748 SH SOLE NONE 0 0 3748 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 502 2257 SH SOLE NONE 0 0 2257 DUKE ENERGY CORP NEW COM NEW COM NEW 26441C204 310 2958 SH SOLE NONE 0 0 2958 DIGITAL RLTY TR INC COM COM 253868103 245 1385 SH SOLE NONE 0 0 1385 AMERICAN ELEC PWR CO INC COM COM 025537101 234 2629 SH SOLE NONE 0 0 2629 FIRST TR EXCHANGE TRADED FD II CLOUD COMPUTING CLOUD COMPUTING 33734X192 270 2584 SH SOLE NONE 0 0 2584 SNOWFLAKE INC CL A CL A 833445109 214 631 SH SOLE NONE 0 0 631 VANGUARD SMALL-CAP VALUE INDEX FUND SM CP VAL ETF 922908611 308 1720 SH SOLE NONE 0 0 1720 KEMPER CORP COM COM 488401100 1162 19759 SH SOLE NONE 0 0 19759 VISA INC COM CL A COM CL A 92826C839 1090 5029 SH SOLE NONE 0 0 5029 ISHARES MSCI USA MIN VOL FACTOR ETF MSCI USA MIN VOL 46429B697 392 4842 SH SOLE NONE 0 0 4842 VANGUARD SMALL-CAP GROWTH INDEX FUND SML CP GRW ETF 922908595 637 2261 SH SOLE NONE 0 0 2261 VANGUARD VALUE INDEX FUND VALUE ETF 922908744 9313 63309 SH SOLE NONE 0 0 63309 VANGUARD GROWTH INDEX FUND GROWTH ETF 922908736 17447 54370 SH SOLE NONE 0 0 54370 SPIRE INC COM COM 84857L101 10591 162390 SH SOLE NONE 0 0 162390 AMERICAN TOWER CORP NEW COM COM 03027X100 426 1456 SH SOLE NONE 0 0 1456 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF CORE S&P TTL STK 464287150 28726 268516 SH SOLE NONE 0 0 268516 META PLATFORMS INC CL A CL A 30303M102 1629 4842 SH SOLE NONE 0 0 4842 MONDELEZ INTL INC CL A CL A 609207105 234 3535 SH SOLE NONE 0 0 3535 BROADCOM INC COM COM 11135F101 816 1226 SH SOLE NONE 0 0 1226 MOODYS CORP COM COM 615369105 210 537 SH SOLE NONE 0 0 537 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF CORE MSCI TOTAL 46432F834 208 2933 SH SOLE NONE 0 0 2933 ISHARES CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 15891 212902 SH SOLE NONE 0 0 212902 ACCENTURE PLC IRELAND SHS CLASS A SHS CLASS A G1151C101 9453 22804 SH SOLE NONE 0 0 22804 KROGER CO COM COM 501044101 471 10405 SH SOLE NONE 0 0 10405 NVIDIA CORPORATION COM COM 67066G104 2165 7361 SH SOLE NONE 0 0 7361 ABBVIE INC COM COM 00287Y109 787 5815 SH SOLE NONE 0 0 5815 S&P GLOBAL INC COM COM 78409V104 324 686 SH SOLE NONE 0 0 686 ISHARES CORE MSCI EMERGING MARKETS ETF CORE MSCI EMKT 46434G103 4228 70627 SH SOLE NONE 0 0 70627 ZOETIS INC CL A CL A 98978V103 349 1432 SH SOLE NONE 0 0 1432 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS SPONSORED ADS 874039100 1522 12653 SH SOLE NONE 0 0 12653 QUALCOMM INC COM COM 747525103 312 1704 SH SOLE NONE 0 0 1704 GENERAL DYNAMICS CORP COM COM 369550108 2110 10119 SH SOLE NONE 0 0 10119 INTUITIVE SURGICAL INC COM NEW COM NEW 46120E602 261 727 SH SOLE NONE 0 0 727 MCDONALDS CORP COM COM 580135101 2739 10216 SH SOLE NONE 0 0 10216 CISCO SYS INC COM COM 17275R102 2419 38165 SH SOLE NONE 0 0 38165 ADVANCED MICRO DEVICES INC COM COM 007903107 487 3382 SH SOLE NONE 0 0 3382 AT&T INC COM COM 00206R102 324 13157 SH SOLE NONE 0 0 13157 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND INTERMED TERM 921937819 704 8029 SH SOLE NONE 0 0 8029 ISHARES BIOTECHNOLOGY FUND ISHARES BIOTECH 464287556 279 1830 SH SOLE NONE 0 0 1830 GENERAL ELECTRIC CO COM NEW COM NEW 369604301 276 2920 SH SOLE NONE 0 0 2920 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND SBI CONS DISCR 81369Y407 531 2598 SH SOLE NONE 0 0 2598 CHARTER COMMUNICATIONS INC NEW CL A CL A 16119P108 265 406 SH SOLE NONE 0 0 406 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 1951 4090 SH SOLE NONE 0 0 4090 UNION PAC CORP COM COM 907818108 2457 9751 SH SOLE NONE 0 0 9751 ISHARES MBS ETF MBS ETF 464288588 555 5162 SH SOLE NONE 0 0 5162 SALESFORCE COM INC COM COM 79466L302 530 2086 SH SOLE NONE 0 0 2086 NORTHROP GRUMMAN CORP COM COM 666807102 1818 4698 SH SOLE NONE 0 0 4698 THERMO FISHER SCIENTIFIC INC COM COM 883556102 1010 1513 SH SOLE NONE 0 0 1513 LOCKHEED MARTIN CORP COM COM 539830109 2079 5850 SH SOLE NONE 0 0 5850 JPMORGAN CHASE & CO COM COM 46625H100 1006 6350 SH SOLE NONE 0 0 6350 CHEVRON CORP NEW COM COM 166764100 519 4426 SH SOLE NONE 0 0 4426 ISHARES NATIONAL MUNI BOND ETF NATIONAL MUN ETF 464288414 472 4060 SH SOLE NONE 0 0 4060 DANAHER CORPORATION COM COM 235851102 634 1927 SH SOLE NONE 0 0 1927 BK OF AMERICA CORP COM COM 060505104 381 8566 SH SOLE NONE 0 0 8566 SPDR S&P DIVIDEND ETF S&P DIVID ETF 78464A763 13595 105291 SH SOLE NONE 0 0 105291 WALMART INC COM COM 931142103 709 4897 SH SOLE NONE 0 0 4897 INTERNATIONAL BUSINESS MACHS COM COM 459200101 261 1951 SH SOLE NONE 0 0 1951 ORACLE CORP COM COM 68389X105 2309 26473 SH SOLE NONE 0 0 26473 TEXAS INSTRS INC COM COM 882508104 720 3822 SH SOLE NONE 0 0 3822 TARGET CORP COM COM 87612E106 438 1892 SH SOLE NONE 0 0 1892 PFIZER INC COM COM 717081103 852 14429 SH SOLE NONE 0 0 14429 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 387 2918 SH SOLE NONE 0 0 2918 3M CO COM COM 88579Y101 1790 10078 SH SOLE NONE 0 0 10078 CATERPILLAR INC COM COM 149123101 328 1587 SH SOLE NONE 0 0 1587 ALPHABET INC CAP STK CL C CAP STK CL C 02079K107 2309 798 SH SOLE NONE 0 0 798 AMGEN INC COM COM 031162100 1857 8254 SH SOLE NONE 0 0 8254 APPLIED MATLS INC COM COM 038222105 308 1960 SH SOLE NONE 0 0 1960 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX DJ INTERNT IDX 33733E302 257 1135 SH SOLE NONE 0 0 1135 ISHARES CORE U.S. AGGREGATE BOND ETF CORE US AGGBD ET 464287226 12335 108125 SH SOLE NONE 0 0 108125 ISHARES CORE DIVIDEND GROWTH ETF CORE DIV GRWTH 46434V621 7420 133497 SH SOLE NONE 0 0 133497 EATON CORP PLC SHS SHS G29183103 238 1380 SH SOLE NONE 0 0 1380 INVESCO NATIONAL AMT-FREE MUNICIPAL BOND ETF NATL AMT MUNI 46138E537 206 7612 SH SOLE NONE 0 0 7612 ISHARES CORE TOTAL USD BOND MARKET ETF CORE TOTAL USD 46434V613 828 15639 SH SOLE NONE 0 0 15639 DELTA AIR LINES INC DEL COM NEW COM NEW 247361702 480 12293 SH SOLE NONE 0 0 12293 VANGUARD SHORT-TERM BOND INDEX FUND SHORT TRM BOND 921937827 434 5367 SH SOLE NONE 0 0 5367 PNC FINL SVCS GROUP INC COM COM 693475105 292 1458 SH SOLE NONE 0 0 1458 BRISTOL-MYERS SQUIBB CO COM COM 110122108 378 6055 SH SOLE NONE 0 0 6055 ALTRIA GROUP INC COM COM 02209S103 282 5952 SH SOLE NONE 0 0 5952 DOMINION ENERGY INC COM COM 25746U109 284 3612 SH SOLE NONE 0 0 3612 EXXON MOBIL CORP COM COM 30231G102 951 15548 SH SOLE NONE 0 0 15548 UNITEDHEALTH GROUP INC COM COM 91324P102 2468 4914 SH SOLE NONE 0 0 4914 LOWES COS INC COM COM 548661107 599 2318 SH SOLE NONE 0 0 2318 VANECK INTERMEDIATE MUNI ETF INTRMDT MUNI ETF 92189H201 670 13066 SH SOLE NONE 0 0 13066 LINCOLN NATL CORP IND COM COM 534187109 361 5293 SH SOLE NONE 0 0 5293 DEERE & CO COM COM 244199105 234 681 SH SOLE NONE 0 0 681 CONFORMIS INC COM COM 20717E101 8 10250 SH SOLE NONE 0 0 10250 PAYPAL HLDGS INC COM COM 70450Y103 688 3646 SH SOLE NONE 0 0 3646 CROWN CASTLE INTL CORP NEW COM COM 22822V101 364 1744 SH SOLE NONE 0 0 1744 AUTOZONE INC COM COM 053332102 314 150 SH SOLE NONE 0 0 150 BLACKROCK INC COM COM 09247X101 414 452 SH SOLE NONE 0 0 452 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1256 15969 SH SOLE NONE 0 0 15969 APPLE INC COM COM 037833100 20046 112888 SH SOLE NONE 0 0 112888 ABBOTT LABS COM COM 002824100 2774 19709 SH SOLE NONE 0 0 19709 DISNEY WALT CO COM COM 254687106 708 4569 SH SOLE NONE 0 0 4569 ISHARES RUSSELL 1000 VALUE ETF RUS 1000 VAL ETF 464287598 790 4706 SH SOLE NONE 0 0 4706