Chief Compliance Officer

0001606587-21-001216.txt : 20210816 0001606587-21-001216.hdr.sgml : 20210816 20210816112346 ACCESSION NUMBER: 0001606587-21-001216 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Regent Peak Wealth Advisors LLC CENTRAL INDEX KEY: 0001803329 IRS NUMBER: 834638642 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20102 FILM NUMBER: 211175675 BUSINESS ADDRESS: STREET 1: 600 GALLERIA PKWY SE STREET 2: SUITE 850 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 470-867-3550 MAIL ADDRESS: STREET 1: 600 GALLERIA PKWY SE STREET 2: SUITE 850 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001803329 XXXXXXXX 06-30-2021 06-30-2021 false Regent Peak Wealth Advisors LLC

600 Galleria Pkwy SE Suite 850 Atlanta GA 30339

13F HOLDINGS REPORT 028-20102 N Carmen Laster Chief Compliance Officer 470-867-3552 Carmen Laster Atlanta GA 08-16-2021 0 168 357780 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AMAZON COM INC COM COM 023135106 7867 2364 SH SOLE NONE 0 0 2364 INVESCO QQQ TRUST UNIT SER 1 46090E103 265 726 SH SOLE NONE 0 0 726 TECHNOLOGY SELECT SECTOR SPDR FUND TECHNOLOGY 81369Y803 482 3143 SH SOLE NONE 0 0 3143 STARBUCKS CORP COM COM 855244109 2213 18226 SH SOLE NONE 0 0 18226 SQUARE INC CL A CL A 852234103 248 1005 SH SOLE NONE 0 0 1005 ANTHEM INC COM COM 036752103 334 869 SH SOLE NONE 0 0 869 ISHARES GOLD TRUST ISHARES NEW 464285204 9053 261950 SH SOLE NONE 0 0 261950 JOHNSON & JOHNSON COM COM 478160104 3219 18690 SH SOLE NONE 0 0 18690 VANGUARD TOTAL STOCK MARKET INDEX FUND TOTAL STK MKT 922908769 36448 160785 SH SOLE NONE 0 0 160785 COSTCO WHSL CORP NEW COM COM 22160K105 610 1418 SH SOLE NONE 0 0 1418 PROCTER AND GAMBLE CO COM COM 742718109 2514 17672 SH SOLE NONE 0 0 17672 COCA COLA CO COM COM 191216100 2865 50234 SH SOLE NONE 0 0 50234 TRUIST FINL CORP COM COM 89832Q109 203 3733 SH SOLE NONE 0 0 3733 UNITED PARCEL SERVICE INC CL B CL B 911312106 473 2473 SH SOLE NONE 0 0 2473 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 4719 44401 SH SOLE NONE 0 0 44401 INTEL CORP COM COM 458140100 656 12214 SH SOLE NONE 0 0 12214 CME GROUP INC COM COM 12572Q105 324 1527 SH SOLE NONE 0 0 1527 MEDTRONIC PLC SHS SHS G5960L103 2217 16880 SH SOLE NONE 0 0 16880 NETFLIX INC COM COM 64110L106 601 1162 SH SOLE NONE 0 0 1162 PAYCHEX INC COM COM 704326107 208 1828 SH SOLE NONE 0 0 1828 SPDR S&P SEMICONDUCTOR ETF S&P SEMICNDCTR 78464A862 749 3922 SH SOLE NONE 0 0 3922 MERCK & CO INC COM COM 58933Y105 2549 33156 SH SOLE NONE 0 0 33156 SPDR S&P 500 ETF TR UNIT 78462F103 5054 11525 SH SOLE NONE 0 0 11525 MASTERCARD INCORPORATED CL A CL A 57636Q104 969 2509 SH SOLE NONE 0 0 2509 ILLINOIS TOOL WKS INC COM COM 452308109 1892 8348 SH SOLE NONE 0 0 8348 ALLSTATE CORP COM COM 020002101 1937 14897 SH SOLE NONE 0 0 14897 ISHARES TIPS BOND ETF TIPS BD ETF 464287176 257 1970 SH SOLE NONE 0 0 1970 SYNCHRONOSS TECHNOLOGIES INC COM COM 87157B103 80 28317 SH SOLE NONE 0 0 28317 VERIZON COMMUNICATIONS INC COM COM 92343V104 587 10523 SH SOLE NONE 0 0 10523 FEDEX CORP COM COM 31428X106 292 1042 SH SOLE NONE 0 0 1042 PEPSICO INC COM COM 713448108 612 3902 SH SOLE NONE 0 0 3902 DXC TECHNOLOGY CO COM COM 23355L106 243 6070 SH SOLE NONE 0 0 6070 HONEYWELL INTL INC COM COM 438516106 2450 10478 SH SOLE NONE 0 0 10478 FORD MTR CO DEL COM COM 345370860 309 22139 SH SOLE NONE 0 0 22139 HOME DEPOT INC COM COM 437076102 3420 10419 SH SOLE NONE 0 0 10419 AUTOMATIC DATA PROCESSING INC COM COM 053015103 2251 10739 SH SOLE NONE 0 0 10739 HEALTH CARE SELECT SECTOR SPDR FUND SBI HEALTHCARE 81369Y209 693 5245 SH SOLE NONE 0 0 5245 INFOSYS LTD SPONSORED ADR SPONSORED ADR 456788108 1861 84115 SH SOLE NONE 0 0 84115 SPDR GOLD SHARES GOLD SHS 78463V107 825 4860 SH SOLE NONE 0 0 4860 SOUTHERN CO COM COM 842587107 1300 20360 SH SOLE NONE 0 0 20360 ISHARES RUSSELL 1000 GROWTH ETF RUS 1000 GRW ETF 464287614 15684 55881 SH SOLE NONE 0 0 55881 SCHWAB U.S. BROAD MARKET ETF US BRD MKT ETF 808524102 243 2290 SH SOLE NONE 0 0 2290 JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHRT INC 46641Q837 1874 36937 SH SOLE NONE 0 0 36937 BERKSHIRE HATHAWAY INC DEL CL B NEW CL B NEW 084670702 2604 9358 SH SOLE NONE 0 0 9358 ADOBE SYSTEMS INCORPORATED COM COM 00724F101 872 1402 SH SOLE NONE 0 0 1402 ALPHABET INC CAP STK CL A CAP STK CL A 02079K305 2794 1037 SH SOLE NONE 0 0 1037 PROGRESSIVE CORP COM COM 743315103 1762 18518 SH SOLE NONE 0 0 18518 INTUIT COM COM 461202103 432 815 SH SOLE NONE 0 0 815 CSX CORP COM COM 126408103 250 7738 SH SOLE NONE 0 0 7738 COMCAST CORP NEW CL A CL A 20030N101 427 7258 SH SOLE NONE 0 0 7258 MICROSOFT CORP COM COM 594918104 8406 29504 SH SOLE NONE 0 0 29504 DOCUSIGN INC COM COM 256163106 226 758 SH SOLE NONE 0 0 758 CVS HEALTH CORP COM COM 126650100 314 3814 SH SOLE NONE 0 0 3814 SIMON PPTY GROUP INC NEW COM COM 828806109 245 1935 SH SOLE NONE 0 0 1935 BERKSHIRE HATHAWAY INC DEL CL A CL A 084670108 838 2 SH SOLE NONE 0 0 2 BOEING CO COM COM 097023105 293 1295 SH SOLE NONE 0 0 1295 VANGUARD MID-CAP INDEX FUND MID CAP ETF 922908629 347 1443 SH SOLE NONE 0 0 1443 NEXTERA ENERGY INC COM COM 65339F101 500 6418 SH SOLE NONE 0 0 6418 NIKE INC CL B CL B 654106103 394 2352 SH SOLE NONE 0 0 2352 TESLA INC COM COM 88160R101 1132 1647 SH SOLE NONE 0 0 1647 LINDE PLC SHS SHS G5494J103 279 907 SH SOLE NONE 0 0 907 MODERNA INC COM COM 60770K107 401 1135 SH SOLE NONE 0 0 1135 NORFOLK SOUTHN CORP COM COM 655844108 345 1339 SH SOLE NONE 0 0 1339 SCHWAB SHORT-TERM U.S. TREASURY ETF SHT TM US TRES 808524862 291 5665 SH SOLE NONE 0 0 5665 VANGUARD INDUSTRIALS INDEX FUND INDUSTRIAL ETF 92204A603 212 1072 SH SOLE NONE 0 0 1072 VANGUARD INFORMATION TECHNOLOGY INDEX FUND INF TECH ETF 92204A702 927 2250 SH SOLE NONE 0 0 2250 WALGREENS BOOTS ALLIANCE INC COM COM 931427108 223 4737 SH SOLE NONE 0 0 4737 DOW INC COM COM 260557103 222 3564 SH SOLE NONE 0 0 3564 ZOOM VIDEO COMMUNICATIONS INC CL A CL A 98980L101 381 1007 SH SOLE NONE 0 0 1007 VANGUARD S&P 500 ETF S&P 500 ETF SHS 922908363 361 895 SH SOLE NONE 0 0 895 LILLY ELI & CO COM COM 532457108 2491 10230 SH SOLE NONE 0 0 10230 AIR PRODS & CHEMS INC COM COM 009158106 1898 6521 SH SOLE NONE 0 0 6521 VANGUARD RUSSELL 1000 GROWTH ETF VNG RUS1000GRW 92206C680 270 3748 SH SOLE NONE 0 0 3748 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 427 1931 SH SOLE NONE 0 0 1931 DUKE ENERGY CORP NEW COM NEW COM NEW 26441C204 304 2892 SH SOLE NONE 0 0 2892 DIGITAL RLTY TR INC COM COM 253868103 208 1348 SH SOLE NONE 0 0 1348 AMERICAN ELEC PWR CO INC COM COM 025537101 228 2589 SH SOLE NONE 0 0 2589 FIRST TR EXCHANGE TRADED FD II CLOUD COMPUTING CLOUD COMPUTING 33734X192 235 2219 SH SOLE NONE 0 0 2219 STATE AUTO FINL CORP COM COM 855707105 6774 135487 SH SOLE NONE 0 0 135487 VANGUARD SMALL-CAP VALUE INDEX FUND SM CP VAL ETF 922908611 310 1814 SH SOLE NONE 0 0 1814 KEMPER CORP COM COM 488401100 1300 19687 SH SOLE NONE 0 0 19687 VISA INC COM CL A COM CL A 92826C839 1248 5064 SH SOLE NONE 0 0 5064 ISHARES MSCI USA MIN VOL FACTOR ETF MSCI USA MIN VOL 46429B697 379 4969 SH SOLE NONE 0 0 4969 VANGUARD SMALL-CAP GROWTH INDEX FUND SML CP GRW ETF 922908595 638 2232 SH SOLE NONE 0 0 2232 VANGUARD VALUE INDEX FUND VALUE ETF 922908744 8850 63737 SH SOLE NONE 0 0 63737 VANGUARD GROWTH INDEX FUND GROWTH ETF 922908736 16179 54669 SH SOLE NONE 0 0 54669 SPIRE INC COM COM 84857L101 11194 157766 SH SOLE NONE 0 0 157766 AMERICAN TOWER CORP NEW COM COM 03027X100 400 1415 SH SOLE NONE 0 0 1415 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF CORE S&P TTL STK 464287150 27746 275918 SH SOLE NONE 0 0 275918 FACEBOOK INC CL A CL A 30303M102 1645 4616 SH SOLE NONE 0 0 4616 MONDELEZ INTL INC CL A CL A 609207105 214 3390 SH SOLE NONE 0 0 3390 BROADCOM INC COM COM 11135F101 598 1231 SH SOLE NONE 0 0 1231 ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF CORE MSCI TOTAL 46432F834 209 2880 SH SOLE NONE 0 0 2880 ISHARES CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 16040 212309 SH SOLE NONE 0 0 212309 ACCENTURE PLC IRELAND SHS CLASS A SHS CLASS A G1151C101 5604 17641 SH SOLE NONE 0 0 17641 KROGER CO COM COM 501044101 418 10274 SH SOLE NONE 0 0 10274 NVIDIA CORPORATION COM COM 67066G104 1323 6784 SH SOLE NONE 0 0 6784 ABBVIE INC COM COM 00287Y109 657 5651 SH SOLE NONE 0 0 5651 S&P GLOBAL INC COM COM 78409V104 283 660 SH SOLE NONE 0 0 660 ISHARES CORE MSCI EMERGING MARKETS ETF CORE MSCI EMKT 46434G103 4359 68953 SH SOLE NONE 0 0 68953 ZOETIS INC CL A CL A 98978V103 282 1389 SH SOLE NONE 0 0 1389 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS SPONSORED ADS 874039100 1683 14431 SH SOLE NONE 0 0 14431 QUALCOMM INC COM COM 747525103 244 1627 SH SOLE NONE 0 0 1627 GENERAL DYNAMICS CORP COM COM 369550108 2141 10922 SH SOLE NONE 0 0 10922 INTUITIVE SURGICAL INC COM NEW COM NEW 46120E602 241 243 SH SOLE NONE 0 0 243 MCDONALDS CORP COM COM 580135101 2611 10756 SH SOLE NONE 0 0 10756 CISCO SYS INC COM COM 17275R102 2228 40240 SH SOLE NONE 0 0 40240 ADVANCED MICRO DEVICES INC COM COM 007903107 337 3170 SH SOLE NONE 0 0 3170 AT&T INC COM COM 00206R102 537 19139 SH SOLE NONE 0 0 19139 VANGUARD INTERMEDIATE-TERM BOND INDEX FUND INTERMED TERM 921937819 968 10622 SH SOLE NONE 0 0 10622 ISHARES BIOTECHNOLOGY FUND ISHARES BIOTECH 464287556 303 1830 SH SOLE NONE 0 0 1830 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND SBI CONS DISCR 81369Y407 469 2598 SH SOLE NONE 0 0 2598 CHARTER COMMUNICATIONS INC NEW CL A CL A 16119P108 312 419 SH SOLE NONE 0 0 419 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 1952 4433 SH SOLE NONE 0 0 4433 UNION PAC CORP COM COM 907818108 2104 9616 SH SOLE NONE 0 0 9616 ISHARES MBS ETF MBS ETF 464288588 684 6296 SH SOLE NONE 0 0 6296 SALESFORCE COM INC COM COM 79466L302 452 1869 SH SOLE NONE 0 0 1869 NORTHROP GRUMMAN CORP COM COM 666807102 1813 4993 SH SOLE NONE 0 0 4993 THERMO FISHER SCIENTIFIC INC COM COM 883556102 777 1438 SH SOLE NONE 0 0 1438 LOCKHEED MARTIN CORP COM COM 539830109 2701 7268 SH SOLE NONE 0 0 7268 JPMORGAN CHASE & CO COM COM 46625H100 934 6155 SH SOLE NONE 0 0 6155 CHEVRON CORP NEW COM COM 166764100 443 4351 SH SOLE NONE 0 0 4351 ISHARES NATIONAL MUNI BOND ETF NATIONAL MUN ETF 464288414 453 3856 SH SOLE NONE 0 0 3856 DANAHER CORPORATION COM COM 235851102 548 1843 SH SOLE NONE 0 0 1843 BK OF AMERICA CORP COM COM 060505104 306 7983 SH SOLE NONE 0 0 7983 SPDR S&P DIVIDEND ETF S&P DIVID ETF 78464A763 5179 42066 SH SOLE NONE 0 0 42066 WALMART INC COM COM 931142103 686 4810 SH SOLE NONE 0 0 4810 INTERNATIONAL BUSINESS MACHS COM COM 459200101 266 1885 SH SOLE NONE 0 0 1885 ORACLE CORP COM COM 68389X105 2278 26147 SH SOLE NONE 0 0 26147 TEXAS INSTRS INC COM COM 882508104 720 3776 SH SOLE NONE 0 0 3776 TARGET CORP COM COM 87612E106 493 1888 SH SOLE NONE 0 0 1888 PFIZER INC COM COM 717081103 587 13720 SH SOLE NONE 0 0 13720 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 461 3390 SH SOLE NONE 0 0 3390 3M CO COM COM 88579Y101 2128 10753 SH SOLE NONE 0 0 10753 CATERPILLAR INC COM COM 149123101 327 1584 SH SOLE NONE 0 0 1584 ALPHABET INC CAP STK CL C CAP STK CL C 02079K107 1972 729 SH SOLE NONE 0 0 729 AMGEN INC COM COM 031162100 494 2045 SH SOLE NONE 0 0 2045 APPLIED MATLS INC COM COM 038222105 264 1886 SH SOLE NONE 0 0 1886 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX DJ INTERNT IDX 33733E302 275 1135 SH SOLE NONE 0 0 1135 ISHARES CORE U.S. AGGREGATE BOND ETF CORE US AGGBD ET 464287226 19024 163356 SH SOLE NONE 0 0 163356 ISHARES CORE DIVIDEND GROWTH ETF CORE DIV GRWTH 46434V621 6734 130311 SH SOLE NONE 0 0 130311 EATON CORP PLC SHS SHS G29183103 212 1339 SH SOLE NONE 0 0 1339 INVESCO NATIONAL AMT-FREE MUNICIPAL BOND ETF NATL AMT MUNI 46138E537 288 10503 SH SOLE NONE 0 0 10503 ISHARES CORE TOTAL USD BOND MARKET ETF CORE TOTAL USD 46434V613 842 15607 SH SOLE NONE 0 0 15607 DELTA AIR LINES INC DEL COM NEW COM NEW 247361702 482 12087 SH SOLE NONE 0 0 12087 VANGUARD SHORT-TERM BOND INDEX FUND SHORT TRM BOND 921937827 501 6082 SH SOLE NONE 0 0 6082 PNC FINL SVCS GROUP INC COM COM 693475105 257 1410 SH SOLE NONE 0 0 1410 BRISTOL-MYERS SQUIBB CO COM COM 110122108 411 6058 SH SOLE NONE 0 0 6058 ALTRIA GROUP INC COM COM 02209S103 341 7094 SH SOLE NONE 0 0 7094 DOMINION ENERGY INC COM COM 25746U109 266 3556 SH SOLE NONE 0 0 3556 CITIGROUP INC COM NEW COM NEW 172967424 213 3144 SH SOLE NONE 0 0 3144 EXXON MOBIL CORP COM COM 30231G102 882 15326 SH SOLE NONE 0 0 15326 UNITEDHEALTH GROUP INC COM COM 91324P102 630 1527 SH SOLE NONE 0 0 1527 PRICE T ROWE GROUP INC COM COM 74144T108 204 998 SH SOLE NONE 0 0 998 LOWES COS INC COM COM 548661107 437 2270 SH SOLE NONE 0 0 2270 VANECK VECTORS INTERMEDIATE MUNI ETF INTRMDT MUNI ETF 92189H201 830 15923 SH SOLE NONE 0 0 15923 LINCOLN NATL CORP IND COM COM 534187109 319 5171 SH SOLE NONE 0 0 5171 DEERE & CO COM COM 244199105 237 656 SH SOLE NONE 0 0 656 CONFORMIS INC COM COM 20717E101 15 10250 SH SOLE NONE 0 0 10250 PAYPAL HLDGS INC COM COM 70450Y103 1107 4017 SH SOLE NONE 0 0 4017 CROWN CASTLE INTL CORP NEW COM COM 22822V101 344 1780 SH SOLE NONE 0 0 1780 AUTOZONE INC COM COM 053332102 242 149 SH SOLE NONE 0 0 149 BLACKROCK INC COM COM 09247X101 380 438 SH SOLE NONE 0 0 438 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1184 14893 SH SOLE NONE 0 0 14893 APPLE INC COM COM 037833100 16263 111496 SH SOLE NONE 0 0 111496 ABBOTT LABS COM COM 002824100 2339 19337 SH SOLE NONE 0 0 19337 DISNEY WALT CO COM COM 254687106 875 4969 SH SOLE NONE 0 0 4969 ISHARES RUSSELL 1000 VALUE ETF RUS 1000 VAL ETF 464287598 711 4445 SH SOLE NONE 0 0 4445