0001606587-22-002200.txt : 20221109 0001606587-22-002200.hdr.sgml : 20221109 20221108193202 ACCESSION NUMBER: 0001606587-22-002200 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221109 DATE AS OF CHANGE: 20221108 EFFECTIVENESS DATE: 20221109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Wealth Alliance, LLC CENTRAL INDEX KEY: 0001803277 IRS NUMBER: 831521174 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20006 FILM NUMBER: 221370355 BUSINESS ADDRESS: STREET 1: 17015 NORTH SCOTTSDALE ROAD STREET 2: SUITE 250 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 480-948-7590 MAIL ADDRESS: STREET 1: 17015 NORTH SCOTTSDALE ROAD STREET 2: SUITE 250 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001803277 XXXXXXXX 09-30-2022 09-30-2022 false Capital Wealth Alliance, LLC

17015 North Scottsdale Road Scottsdale AZ 85255

13F HOLDINGS REPORT 028-20006 N Robert D. Wong 480-948-7590 x102 Robert D. Wong Scottsdale AZ 11-08-2022 0 122 120696 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 7064 73011 SH SOLE NONE 0 0 73011 ABBVIE INCORPORATED COM 00287Y109 3241 24153 SH SOLE NONE 0 0 24153 ABERDEEN PHYSICAL GOLD SHARES ETF PHYSCL GOLD SHS 00326A104 229 14385 SH SOLE NONE 0 0 14385 ACACIA RESH CORPORATION ACACIA TCH COM ACACIA TCH COM 003881307 1409 348894 SH SOLE NONE 0 0 348894 ALLSPRING MULTI SECTOR INCOME COM 94987D101 178 20748 SH SOLE NONE 0 0 20748 ALPHABET INCORPORATED CAP STK CLASS A CAP STK CL A 02079K305 358 3743 SH SOLE NONE 0 0 3743 AMAZON COM INCORPORATED COM 023135106 857 7580 SH SOLE NONE 0 0 7580 AMERICAN AIRLS GROUP INCORPORATED COM 02376R102 156 12996 SH SOLE NONE 0 0 12996 ANFIELD DIVERSIFIED ALTERNATIVES ETF ANFIELD DIVERSIF 90213U115 484 58614 SH SOLE NONE 0 0 58614 ANFIELD U.S. EQUITY SECTOR ROTATION ETF ANFIELD US EQU 90214Q733 3023 285119 SH SOLE NONE 0 0 285119 ANFIELD UNIVERSAL FIXED INCOME ETF ANFIELD UNVL ETF 90214Q766 4725 546605 SH SOLE NONE 0 0 546605 APPLE INCORPORATED COM 037833100 3298 23813 SH SOLE NONE 0 0 23813 AT&T INCORPORATED COM 00206R102 179 11677 SH SOLE NONE 0 0 11677 AVANTIS U.S. SMALL CAP VALUE ETF US SML CP VALU 025072877 623 9432 SH SOLE NONE 0 0 9432 BERKSHIRE HATHAWAY INCORPORATED DEL CLASS A CL A 084670108 406 1 SH SOLE NONE 0 0 1 BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW CL B NEW 084670702 2876 10772 SH SOLE NONE 0 0 10772 BLACK STONE MINERALS L P COM UNIT COM UNIT 09225M101 180 11515 SH SOLE NONE 0 0 11515 BOEING COMPANY COM 097023105 310 2558 SH SOLE NONE 0 0 2558 CARNIVAL CORPORATION COMMON STOCK COMMON STOCK 143658300 122 17360 SH SOLE NONE 0 0 17360 CASELLA WASTE SYSTEMS INCORPORATED CLASS A CL A 147448104 275 3600 SH SOLE NONE 0 0 3600 CHEVRON CORPORATION NEW COM 166764100 296 2061 SH SOLE NONE 0 0 2061 CORNERSTONE STRATEGIC VALUE FD COM 21924B302 335 39177 SH SOLE NONE 0 0 39177 COSTCO WHOLESALE CORPORATION NEW COM 22160K105 490 1038 SH SOLE NONE 0 0 1038 EATON VANCE TAX-MANAGED DIVERS COM 27828N102 229 21162 SH SOLE NONE 0 0 21162 ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX - AGRICULTURE TOTAL RETURN ETN ROG AGRI ETN22 870297603 2558 281202 SH SOLE NONE 0 0 281202 FIRST MAJESTIC SILVER CORPORATION COM 32076V103 105 13796 SH SOLE NONE 0 0 13796 FIRST TRUST CONSUMER DISCRETIONARY ALPHADEX FUND CONSUMR DISCRE 33734X101 356 8293 SH SOLE NONE 0 0 8293 FIRST TRUST DOW JONES INTERNET INDEX FUND DJ INTERNT IDX 33733E302 244 1927 SH SOLE NONE 0 0 1927 FIRST TRUST ETF IV FIRST TRUST ENHANCED SHORT FIRST TR ENH NEW 33739Q408 936 15782 SH SOLE NONE 0 0 15782 FIRST TRUST FINANCIALS ALPHADEX FUND FINLS ALPHADEX 33734X135 317 8631 SH SOLE NONE 0 0 8631 FIRST TRUST GLOBAL TACTICAL COMMODITY STRATEGY FUND FST TR GLB FD 33739H101 1191 46982 SH SOLE NONE 0 0 46982 FIRST TRUST HEALTH CARE ALPHADEX FUND HLTH CARE ALPH 33734X143 435 4468 SH SOLE NONE 0 0 4468 FIRST TRUST INDXX GLOBAL NATURAL RESOURCES INCOME ETF INDXX NAT RE ETF 33734X838 856 70136 SH SOLE NONE 0 0 70136 FIRST TRUST ISE CLOUD COMPUTING INDEX FUND CLOUD COMPUTING 33734X192 224 3696 SH SOLE NONE 0 0 3696 FIRST TRUST MATERIALS ALPHADEX FUND MATERIALS ALPH 33734X168 474 9151 SH SOLE NONE 0 0 9151 FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND SHS 337345102 376 3590 SH SOLE NONE 0 0 3590 FIRST TRUST RBA AMERICAN INDUSTRIAL RENAISSANCE ETF RBA INDL ETF 33738R704 691 18093 SH SOLE NONE 0 0 18093 FIRST TRUST TECHNOLOGY ALPHADEX FUND TECH ALPHADEX 33734X176 709 8164 SH SOLE NONE 0 0 8164 FRANKLIN LIMITED DURATION INCOME T COM 35472T101 483 78285 SH SOLE NONE 0 0 78285 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT COM SH BEN INT 36465A109 2470 699867 SH SOLE NONE 0 0 699867 GENERAL MLS INCORPORATED COM 370334104 212 2778 SH SOLE NONE 0 0 2778 GLOBAL X URANIUM ETF GLOBAL X URANIUM 37954Y871 200 10107 SH SOLE NONE 0 0 10107 GUGGENHEIM STRATEGIC OPPORTUN COM SBI COM SBI 40167F101 235 15359 SH SOLE NONE 0 0 15359 INSEEGO CORPORATION COM 45782B104 54 26448 SH SOLE NONE 0 0 26448 INVESCO DB AGRICULTURE FUND AGRICULTURE FD 46140H106 1354 67666 SH SOLE NONE 0 0 67666 INVESCO DWA CONSUMER CYCLICALSMOMENTUM ETF DWA CYCLICALS 46137V803 222 3745 SH SOLE NONE 0 0 3745 INVESCO DWA MOMENTUM ETF DWA MOMENTUM 46137V837 655 9698 SH SOLE NONE 0 0 9698 INVESCO DWA SMALLCAP MOMENTUM ETF DWA SMLCP MENT 46138E842 392 5725 SH SOLE NONE 0 0 5725 INVESCO DYNAMIC SEMICONDUCTORS ETF DYNMC SEMICNDT 46137V647 399 4440 SH SOLE NONE 0 0 4440 INVESCO GLOBAL WATER RESOURCES ETF GLOBAL WATER 46138E651 950 33095 SH SOLE NONE 0 0 33095 INVESCO MUN OPPORTUNITY TR COM 46132C107 529 58254 SH SOLE NONE 0 0 58254 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NO K-1 ETF OPTIMUM YIELD 46090F100 565 34975 SH SOLE NONE 0 0 34975 INVESCO PREFERRED ETF PFD ETF 46138E511 339 28608 SH SOLE NONE 0 0 28608 INVESCO QQQ UNIT SER 1 46090E103 1058 3956 SH SOLE NONE 0 0 3956 INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF S&P500 EQL ENR 46137V365 494 8104 SH SOLE NONE 0 0 8104 INVESCO S&P 500 EQUAL WEIGHT ETF S&P500 EQL WGT 46137V357 1076 8449 SH SOLE NONE 0 0 8449 INVESCO S&P 500 EQUAL WEIGHT INDUSTRIALS ETF S&P500 EQL IND 46137V324 869 5614 SH SOLE NONE 0 0 5614 INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF S&P500 EQL TEC 46137V282 598 2643 SH SOLE NONE 0 0 2643 INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF S&P500 HDL VOL 46138E362 1979 50544 SH SOLE NONE 0 0 50544 INVESCO S&P 500 PURE VALUE ETF S&P500 PUR VAL 46137V258 483 6919 SH SOLE NONE 0 0 6919 INVESCO S&P 500 TOP 50 ETF S&P 500 TOP 50 46137V233 418 1554 SH SOLE NONE 0 0 1554 INVITAE CORPORATION COM 46185L103 173 70000 SH SOLE NONE 0 0 70000 ISHARES INCORPORATED MSCI GLB SLV&MTL MSCI GLB SLV&MTL 464286327 267 29951 SH SOLE NONE 0 0 29951 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 684 12236 SH SOLE NONE 0 0 12236 ISHARES MSCI EAFE SMALL CAP ETF EAFE SML CP ETF 464288273 343 7054 SH SOLE NONE 0 0 7054 ISHARES RUSSELL 1000 ETF RUS 1000 ETF 464287622 1882 9490 SH SOLE NONE 0 0 9490 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 1114 6718 SH SOLE NONE 0 0 6718 ISHARES RUSSELL MID CAP GROWTH ETF RUS MD CP GR ETF 464287481 1493 18910 SH SOLE NONE 0 0 18910 ISHARES TR BLACKROCK ULTRA BLACKROCK ULTRA 46434V878 260 5213 SH SOLE NONE 0 0 5213 ISHARES TR FLTG RATE NT ETF FLTG RATE NT ETF 46429B655 476 9478 SH SOLE NONE 0 0 9478 ISHARES TR MSCI EAFE ETF MSCI EAFE ETF 464287465 285 5094 SH SOLE NONE 0 0 5094 ISHARES TR MSCI USA MIN VOL MSCI USA MIN VOL 46429B697 407 6161 SH SOLE NONE 0 0 6161 ISHARES TR NATIONAL MUN ETF NATIONAL MUN ETF 464288414 748 7299 SH SOLE NONE 0 0 7299 ISHARES TR NORTH AMERN NAT NORTH AMERN NAT 464287374 489 14085 SH SOLE NONE 0 0 14085 ISHARES TR RUS 1000 ETF RUS 1000 ETF 464287622 1840 9326 SH SOLE NONE 0 0 9326 ISHARES TR RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 973 5901 SH SOLE NONE 0 0 5901 ISHARES TR SHRT NAT MUN ETF SHRT NAT MUN ETF 464288158 300 2926 SH SOLE NONE 0 0 2926 ISHARES TR TIPS BD ETF TIPS BD ETF 464287176 559 5332 SH SOLE NONE 0 0 5332 ISHARES TR TRS FLT RT BD TRS FLT RT BD 46434V860 632 12534 SH SOLE NONE 0 0 12534 ISHARES TR U.S. FIN SVC ETF U.S. FIN SVC ETF 464287770 552 3901 SH SOLE NONE 0 0 3901 JOHNSON & JOHNSON COM 478160104 464 2843 SH SOLE NONE 0 0 2843 LENNOX INTERNATIONAL INCORPORATED COM 526107107 645 2900 SH SOLE NONE 0 0 2900 MCDONALDS CORPORATION COM 580135101 201 874 SH SOLE NONE 0 0 874 MICROSOFT CORPORATION COM 594918104 830 3565 SH SOLE NONE 0 0 3565 MICROSTRATEGY INCORPORATED CLASS A NEW CL A NEW 594972408 845 3983 SH SOLE NONE 0 0 3983 NORFOLK SOUTHN CORPORATION COM 655844108 230 1099 SH SOLE NONE 0 0 1099 NORWEGIAN CRUISE LINE HLDG LIMITED SHS SHS G66721104 283 24962 SH SOLE NONE 0 0 24962 NUVEEN CR STRATEGIES INCOME FD COM SHS COM SHS 67073D102 568 111186 SH SOLE NONE 0 0 111186 PGIM HIGH YIELD BOND FUND INCORPORATED COM 69346H100 133 11571 SH SOLE NONE 0 0 11571 POLARITYTE INCORPORATED COM NEW COM NEW 731094207 34 39630 SH SOLE NONE 0 0 39630 RAYTHEON TECHNOLOGIES CORPORATION COM 75513E101 213 2605 SH SOLE NONE 0 0 2605 ROYAL CARIBBEAN GROUP COM V7780T103 318 8394 SH SOLE NONE 0 0 8394 SCHWAB US DIVIDEND EQUITY ETF US DIVIDEND EQ 808524797 357 5356 SH SOLE NONE 0 0 5356 SIRIUS XM HOLDINGS INCORPORATED COM 82968B103 57 10000 SH SOLE NONE 0 0 10000 SPDR BLOOMBERG 1-10 YEAR TIPS ETF BLOOMBERG 1 10 Y 78468R861 1887 103632 SH SOLE NONE 0 0 103632 SPDR BLOOMBERG INVESTMENT GRADE FLOATING BLOOMBERG INVT 78468R200 272 8988 SH SOLE NONE 0 0 8988 SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST UT SER 1 78467X109 291 1015 SH SOLE NONE 0 0 1015 SPDR ENERGY SELECT SECTOR FUND ENERGY 81369Y506 2362 32809 SH SOLE NONE 0 0 32809 SPDR S&P BIOTECH ETF S&P BIOTECH 78464A870 369 4653 SH SOLE NONE 0 0 4653 SPDR S&P METALS & MINING ETF S&P METALS MNG 78464A755 393 9250 SH SOLE NONE 0 0 9250 SPROTT GOLD MINERS ETF GOLD MINERS ETF 85210B102 254 11946 SH SOLE NONE 0 0 11946 SPROTT PHYSICAL GOLD & SILVER TR UNIT TR UNIT 85208R101 1878 120639 SH SOLE NONE 0 0 120639 SPROTT PHYSICAL GOLD TR UNIT UNIT 85207H104 10582 826742 SH SOLE NONE 0 0 826742 SPROTT PHYSICAL SILVER TR TR UNIT TR UNIT 85207K107 12253 1851177 SH SOLE NONE 0 0 1851177 SYNCHRONOSS TECHNOLOGIES INCORPORATED COM 87157B103 45 39539 SH SOLE NONE 0 0 39539 TESLA INCORPORATED COM 88160R101 953 3593 SH SOLE NONE 0 0 3593 UNITED STATES GASOLINE FUND, LP UNITS 91201T102 2705 51297 SH SOLE NONE 0 0 51297 VANECK GOLD MINERS ETF GOLD MINERS ETF 92189F106 2586 107279 SH SOLE NONE 0 0 107279 VANECK MERK GOLD TRUST GOLD TRUST 921078101 2499 154989 SH SOLE NONE 0 0 154989 VANECK NATURAL RESOURCES ETF NATURAL RESOURC 92189F841 396 9149 SH SOLE NONE 0 0 9149 VANGUARD CONSUMER DISCRETIONARY ETF CONSUM DIS ETF 92204A108 326 1389 SH SOLE NONE 0 0 1389 VANGUARD FTSE ALL-WORLD EX-US ETF ALLWRLD EX US 922042775 206 4644 SH SOLE NONE 0 0 4644 VANGUARD GROWTH ETF GROWTH ETF 922908736 234 1089 SH SOLE NONE 0 0 1089 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 1714 21356 SH SOLE NONE 0 0 21356 VANGUARD SHORT-TERM CORPORATE BOND ETF SHRT TRM CORP BD 92206C409 214 2888 SH SOLE NONE 0 0 2888 VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND STRM INFPROIDX 922020805 414 8613 SH SOLE NONE 0 0 8613 VANGUARD SMALL-CAP GROWTH ETF SML CP GRW ETF 922908595 289 1482 SH SOLE NONE 0 0 1482 VANGUARD VALUE ETF VALUE ETF 922908744 986 7988 SH SOLE NONE 0 0 7988 VERIZON COMMUNICATIONS INCORPORATED COM 92343V104 208 5479 SH SOLE NONE 0 0 5479 WALT DISNEY CO COM 254687106 323 3397 SH SOLE NONE 0 0 3397 WESTERN ASSET HIGH INCOME OPPO COM 95766K109 66 18013 SH SOLE NONE 0 0 18013 WISDOMTREE U.S. HIGH DIVIDEND FUND US HIGH DIVIDEND 97717W208 487 6435 SH SOLE NONE 0 0 6435