0001606587-20-001119.txt : 20201026 0001606587-20-001119.hdr.sgml : 20201026 20201026095506 ACCESSION NUMBER: 0001606587-20-001119 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201026 DATE AS OF CHANGE: 20201026 EFFECTIVENESS DATE: 20201026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Wealth Alliance, LLC CENTRAL INDEX KEY: 0001803277 IRS NUMBER: 831521174 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20006 FILM NUMBER: 201259387 BUSINESS ADDRESS: STREET 1: 17015 NORTH SCOTTSDALE ROAD STREET 2: SUITE 250 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 480-948-7590 MAIL ADDRESS: STREET 1: 17015 NORTH SCOTTSDALE ROAD STREET 2: SUITE 250 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001803277 XXXXXXXX 09-30-2020 09-30-2020 false Capital Wealth Alliance, LLC

17015 North Scottsdale Road Scottsdale AZ 85255

13F HOLDINGS REPORT 028-20006 N Robert D. Wong 480-948-7590 x102 Robert D. Wong Scottsdale AZ 10-23-2020 0 110 111204 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 8483 77950 SH SOLE NONE 0 0 77950 ABBVIE INCORPORATED COM 00287Y109 2052 23429 SH SOLE NONE 0 0 23429 ABERDEEN ASIA-PACIFIC INCOME F COM 003009107 769 192716 SH SOLE NONE 0 0 192716 ABERDEEN STANDARD PHYSICAL GOLD SHARES ETF PHYSCL GOLD SHS 00326A104 816 44950 SH SOLE NONE 0 0 44950 ABERDEEN STANDARD PHYSICAL SILVER SHARES ETF PHYSCL SILVR SHS 003264108 241 10696 SH SOLE NONE 0 0 10696 ACACIA RESH CORPORATION ACACIA TCH COM ACACIA TCH COM 003881307 794 228772 SH SOLE NONE 0 0 228772 ALIBABA GROUP HLDG LIMITED SPONSORED ADS SPONSORED ADS 01609W102 652 2219 SH SOLE NONE 0 0 2219 AMERICAN AIRLS GROUP INCORPORATED COM 02376R102 232 18908 SH SOLE NONE 0 0 18908 ANFIELD CAPITAL DIVERSIFIED ALTERNATIVES ETF ANFIELD CAP DI 90213U115 780 91604 SH SOLE NONE 0 0 91604 ANFIELD U.S. EQUITY SECTOR ROTATION ETF ANFIELD US EQU 90214Q733 2561 234082 SH SOLE NONE 0 0 234082 ANFIELD UNIVERSAL FIXED INCOME ETF ANFIELD UNVL ETF 90214Q766 3439 350749 SH SOLE NONE 0 0 350749 APPLE INCORPORATED COM 037833100 2729 23561 SH SOLE NONE 0 0 23561 AT&T INCORPORATED COM 00206R102 426 14949 SH SOLE NONE 0 0 14949 BERKSHIRE HATHAWAY INCORPORATED DEL CLASS A CL A 084670108 320 1 SH SOLE NONE 0 0 1 BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW CL B NEW 084670702 1398 6566 SH SOLE NONE 0 0 6566 BOEING COMPANY COM 097023105 460 2781 SH SOLE NONE 0 0 2781 CARNIVAL CORPORATION PAIRED CTF UNIT 99/99/9999 143658300 261 17167 SH SOLE NONE 0 0 17167 CASELLA WASTE SYSTEMS INCORPORATED CLASS A CL A 147448104 201 3600 SH SOLE NONE 0 0 3600 CERENCE INCORPORATED COM 156727109 203 4150 SH SOLE NONE 0 0 4150 COCA COLA COMPANY COM 191216100 241 4872 SH SOLE NONE 0 0 4872 CORNERSTONE STRATEGIC VALUE FD COM 21924B302 229 20607 SH SOLE NONE 0 0 20607 DISNEY WALT COMPANY COM DISNEY COM DISNEY 254687106 836 6740 SH SOLE NONE 0 0 6740 DOW INCORPORATED COM 260557103 242 5151 SH SOLE NONE 0 0 5151 EATON VANCE TAX-MANAGED DIVERS COM 27828N102 229 20994 SH SOLE NONE 0 0 20994 FIRST TRUST ETF IV FIRST TRUST ENHANCED SHORT FIRST TR ENH NEW 33739Q408 1019 16982 SH SOLE NONE 0 0 16982 FIRST TRUST HEALTH CARE ALPHADEX FUND HLTH CARE ALPH 33734X143 749 7918 SH SOLE NONE 0 0 7918 FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND SHS 337345102 891 7603 SH SOLE NONE 0 0 7603 FIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX FUND NY ARCA BIOTECH 33733E203 292 1857 SH SOLE NONE 0 0 1857 FIRST TRUST TECHNOLOGY ALPHADEX FUND TECH ALPHADEX 33734X176 1024 11265 SH SOLE NONE 0 0 11265 FRANKLIN LIMITED DURATION INCOME T COM 35472T101 375 44002 SH SOLE NONE 0 0 44002 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT COM SH BEN INT 36465A109 1632 478700 SH SOLE NONE 0 0 478700 GAMCO NAT RES GOLD & INCOME TR SH BEN INT SH BEN INT 36465E101 1093 221179 SH SOLE NONE 0 0 221179 GENERAL MLS INCORPORATED COM 370334104 288 4666 SH SOLE NONE 0 0 4666 GUGGENHEIM ENHANCED EQUITY INCORPORATED COM 40167B100 76 13930 SH SOLE NONE 0 0 13930 INSEEGO CORPORATION COM 45782B104 359 34813 SH SOLE NONE 0 0 34813 INVESCO AEROSPACE & DEFENSE ETF AEROSPACE DEFN 46137V100 799 14326 SH SOLE NONE 0 0 14326 INVESCO DWA CONSUMER CYCLICALSMOMENTUM ETF DWA CYCLICALS 46137V803 355 5583 SH SOLE NONE 0 0 5583 INVESCO DWA INDUSTRIALS MOMENTUM ETF DWA INDLS MUMT 46137V845 893 11716 SH SOLE NONE 0 0 11716 INVESCO DWA MOMENTUM ETF DWA MOMENTUM 46137V837 963 12597 SH SOLE NONE 0 0 12597 INVESCO DWA TECHNOLOGY MOMENTUM ETF DWA TECHNOLOGY 46137V811 346 3147 SH SOLE NONE 0 0 3147 INVESCO DYNAMIC SEMICONDUCTORS ETF DYNMC SEMICNDT 46137V647 575 7433 SH SOLE NONE 0 0 7433 INVESCO DYNAMIC SOFTWARE ETF DYNMC SOFTWARE 46137V639 906 7326 SH SOLE NONE 0 0 7326 INVESCO MUN OPPORTUNITY TR COM 46132C107 943 77216 SH SOLE NONE 0 0 77216 INVESCO PREFERRED ETF PFD ETF 46138E511 637 43247 SH SOLE NONE 0 0 43247 INVESCO QQQ UNIT SER 1 46090E103 957 3448 SH SOLE NONE 0 0 3448 INVESCO S&P 500 EQUAL WEIGHT ETF S&P500 EQL WGT 46137V357 314 2907 SH SOLE NONE 0 0 2907 INVESCO S&P 500 EQUAL WEIGHT INDUSTRIALS ETF S&P500 EQL IND 46137V324 845 6270 SH SOLE NONE 0 0 6270 INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF S&P500 EQL TEC 46137V282 449 2133 SH SOLE NONE 0 0 2133 INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF S&P500 HDL VOL 46138E362 1566 47464 SH SOLE NONE 0 0 47464 INVESCO S&P 500 TOP 50 ETF S&P 500 TOP 50 46137V233 325 1240 SH SOLE NONE 0 0 1240 INVESCO ULTRA SHORT DURATION ETF ULTRA SHRT DUR 46090A887 272 5381 SH SOLE NONE 0 0 5381 IQ HEDGE MULTI-STRATEGY TRACKER ETF HEDGE MLTI ETF 45409B107 552 17810 SH SOLE NONE 0 0 17810 ISHARES TR 1 3 YR TREAS BD 1 3 YR TREAS BD 464287457 4981 57580 SH SOLE NONE 0 0 57580 ISHARES TR CORE US AGGBD ET CORE US AGGBD ET 464287226 204 1731 SH SOLE NONE 0 0 1731 ISHARES TR EAFE SML CP ETF EAFE SML CP ETF 464288273 552 9356 SH SOLE NONE 0 0 9356 ISHARES TR FLTG RATE NT ETF FLTG RATE NT ETF 46429B655 263 5192 SH SOLE NONE 0 0 5192 ISHARES TR MSCI EAFE ETF MSCI EAFE ETF 464287465 961 15092 SH SOLE NONE 0 0 15092 ISHARES TR MSCI USA MIN VOL MSCI USA MIN VOL 46429B697 477 7479 SH SOLE NONE 0 0 7479 ISHARES TR NATIONAL MUN ETF NATIONAL MUN ETF 464288414 1181 10182 SH SOLE NONE 0 0 10182 ISHARES TR RUS 1000 ETF RUS 1000 ETF 464287622 3115 16643 SH SOLE NONE 0 0 16643 ISHARES TR RUS MD CP GR ETF RUS MD CP GR ETF 464287481 2822 16322 SH SOLE NONE 0 0 16322 ISHARES TR RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 1802 12030 SH SOLE NONE 0 0 12030 ISHARES TR SHRT NAT MUN ETF SHRT NAT MUN ETF 464288158 579 5355 SH SOLE NONE 0 0 5355 ISHARES TR TIPS BD ETF TIPS BD ETF 464287176 1183 9354 SH SOLE NONE 0 0 9354 ISHARES TR TRS FLT RT BD TRS FLT RT BD 46434V860 1639 32591 SH SOLE NONE 0 0 32591 ISHARES TR U.S. FIN SVC ETF U.S. FIN SVC ETF 464287770 800 6561 SH SOLE NONE 0 0 6561 ISHARES TR ULTR SH TRM BD ULTR SH TRM BD 46434V878 726 14362 SH SOLE NONE 0 0 14362 JOHNSON & JOHNSON COM 478160104 512 3440 SH SOLE NONE 0 0 3440 JPMORGAN CHASE & COMPANY COM 46625H100 264 2742 SH SOLE NONE 0 0 2742 JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHRT INC 46641Q837 1030 20271 SH SOLE NONE 0 0 20271 LENNOX INTERNATIONAL INCORPORATED COM 526107107 812 2980 SH SOLE NONE 0 0 2980 MGM RESORTS INTERNATIONAL COM 552953101 249 11462 PRN SOLE NONE 0 0 11462 MICROSECTORS U.S. BIG OIL INDEX 3X LEVERAGED ETN BIG OIL 3X LEV 063679815 46 29470 PRN SOLE NONE 0 0 29470 MICROSOFT CORPORATION COM 594918104 732 3481 PRN SOLE NONE 0 0 3481 MICROSTRATEGY INCORPORATED CLASS A NEW CL A NEW 594972408 423 2807 PRN SOLE NONE 0 0 2807 NORFOLK SOUTHN CORPORATION COM 655844108 235 1096 PRN SOLE NONE 0 0 1096 NORWEGIAN CRUISE LINE HLDG LIMITED SHS SHS G66721104 432 25225 PRN SOLE NONE 0 0 25225 NUVEEN CR STRATEGIES INCOME FD COM SHS COM SHS 67073D102 387 65474 PRN SOLE NONE 0 0 65474 NUVEEN DOW 30 DYNAMIC OVERWRIT SHS SHS 67075F105 145 10742 PRN SOLE NONE 0 0 10742 PGIM HIGH YIELD BOND FUND INCORPORATED COM 69346H100 149 10794 PRN SOLE NONE 0 0 10794 PIMCO STRATEGIC INCOME FD COM 72200X104 213 33212 PRN SOLE NONE 0 0 33212 POLARITYTE INCORPORATED COM 731094108 204 196467 PRN SOLE NONE 0 0 196467 RAYTHEON TECHNOLOGIES CORPORATION COM 75513E101 490 8523 PRN SOLE NONE 0 0 8523 ROYAL CARIBBEAN GROUP COM V7780T103 543 8394 PRN SOLE NONE 0 0 8394 SALESFORCE COM INCORPORATED COM 79466L302 234 930 PRN SOLE NONE 0 0 930 SEACHANGE INTERNATIONAL INCORPORATED COM 811699107 23 26403 PRN SOLE NONE 0 0 26403 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF SPDR TR TACTIC 78467V848 1270 25750 PRN SOLE NONE 0 0 25750 SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST UT SER 1 78467X109 222 800 PRN SOLE NONE 0 0 800 SPDR PORTFOLIO SHORT TERM TREASURY ETF PORTFOLIO SH TSR 78468R101 356 11593 PRN SOLE NONE 0 0 11593 SPDR S&P 500 ETF TR UNIT 78462F103 455 1359 PRN SOLE NONE 0 0 1359 SPROTT PHYSICAL GOLD & SILVER TR UNIT TR UNIT 85208R101 979 53387 PRN SOLE NONE 0 0 53387 SPROTT PHYSICAL GOLD TR UNIT UNIT 85207H104 10381 689677 PRN SOLE NONE 0 0 689677 SPROTT PHYSICAL SILVER TR TR UNIT TR UNIT 85207K107 6513 786952 PRN SOLE NONE 0 0 786952 SQUARE INCORPORATED CLASS A CL A 852234103 222 1363 PRN SOLE NONE 0 0 1363 SYNCHRONOSS TECHNOLOGIES INCORPORATED COM 87157B103 186 61774 PRN SOLE NONE 0 0 61774 TESLA INCORPORATED COM 88160R101 347 808 PRN SOLE NONE 0 0 808 UNITED AIRLS HLDGS INCORPORATED COM 910047109 207 5946 SH SOLE NONE 0 0 5946 VANECK MERK GOLD TRUST GOLD TRUST 921078101 2518 136936 SH SOLE NONE 0 0 136936 VANECK VECTORS GOLD MINERS ETF GOLD MINERS ETF 92189F106 2498 63772 SH SOLE NONE 0 0 63772 VANGUARD CONSUMER DISCRETIONARY ETF CONSUM DIS ETF 92204A108 384 1635 SH SOLE NONE 0 0 1635 VANGUARD FTSE ALL-WORLD EX-US ETF ALLWRLD EX US 922042775 244 4846 SH SOLE NONE 0 0 4846 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF INT-TERM CORP 92206C870 279 2915 SH SOLE NONE 0 0 2915 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 1380 17482 SH SOLE NONE 0 0 17482 VANGUARD SHORT-TERM CORPORATE BOND ETF SHRT TRM CORP BD 92206C409 549 6626 SH SOLE NONE 0 0 6626 VANGUARD SHORT-TERM TREASURY ETF SHORT TERM TREAS 92206C102 4181 67331 SH SOLE NONE 0 0 67331 VANGUARD SMALL-CAP GROWTH ETF SML CP GRW ETF 922908595 738 3434 SH SOLE NONE 0 0 3434 VANGUARD TOTAL INTERNATIONAL BOND ETF INTL BD IDX ETF 92203J407 205 3523 SH SOLE NONE 0 0 3523 VERIZON COMMUNICATIONS INCORPORATED COM 92343V104 248 4171 SH SOLE NONE 0 0 4171 WALMART INCORPORATED COM 931142103 243 1736 SH SOLE NONE 0 0 1736 WESTERN ASSET HIGH INCOME OPPO COM 95766K109 102 20842 SH SOLE NONE 0 0 20842