The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 7,952 | 100,781 | SH | SOLE | NONE | 0 | 0 | 100,781 | |
ABBVIE INCORPORATED | COM | 00287Y109 | 1,896 | 24,898 | SH | SOLE | NONE | 0 | 0 | 24,898 | |
ABERDEEN ASIA-PACIFIC INCOME F | COM | 003009107 | 1,154 | 341,709 | SH | SOLE | NONE | 0 | 0 | 341,709 | |
ABERDEEN STANDARD PHYSICAL GOLD SHARES ETF | PHYSCL GOLD SHS | 00326A104 | 1,453 | 95,959 | SH | SOLE | NONE | 0 | 0 | 95,959 | |
ABERDEEN STANDARD PHYSICAL SILVER SHARES ETF | PHYSCL SILVR SHS | 003264108 | 420 | 31,032 | SH | SOLE | NONE | 0 | 0 | 31,032 | |
ACACIA RESH CORPORATION ACACIA TCH COM | ACACIA TCH COM | 003881307 | 359 | 161,927 | SH | SOLE | NONE | 0 | 0 | 161,927 | |
ALIBABA GROUP HLDG LIMITED SPONSORED ADS | SPONSORED ADS | 01609W102 | 1,180 | 6,070 | SH | SOLE | NONE | 0 | 0 | 6,070 | |
ANFIELD CAPITAL DIVERSIFIED ALTERNATIVES ETF | ANFIELD CAP DI | 90213U115 | 570 | 78,831 | SH | SOLE | NONE | 0 | 0 | 78,831 | |
ANFIELD UNIVERSAL FIXED INCOME ETF | ANFIELD UNVL ETF | 90214Q766 | 3,006 | 310,243 | SH | SOLE | NONE | 0 | 0 | 310,243 | |
APPLE INCORPORATED | COM | 037833100 | 668 | 2,628 | SH | SOLE | NONE | 0 | 0 | 2,628 | |
AT&T INCORPORATED | COM | 00206R102 | 369 | 12,661 | SH | SOLE | NONE | 0 | 0 | 12,661 | |
BENEFYTT TECHNOLOGIES INCORPORATED COM CLASS A | COM CL A | 08182C106 | 267 | 11,934 | SH | SOLE | NONE | 0 | 0 | 11,934 | |
BLACKROCK RES & COMMODITIES ST SHS | SHS | 09257A108 | 57 | 11,428 | SH | SOLE | NONE | 0 | 0 | 11,428 | |
BRISTOL-MYERS SQUIBB COMPANY | COM | 110122108 | 563 | 10,109 | SH | SOLE | NONE | 0 | 0 | 10,109 | |
COLUMBIA DIVERSIFIED FIXED INCOME ALLOCATION ETF | DIVERSIFID FXD | 19761L508 | 377 | 19,003 | SH | SOLE | NONE | 0 | 0 | 19,003 | |
DISNEY WALT COMPANY COM DISNEY | COM DISNEY | 254687106 | 535 | 5,546 | SH | SOLE | NONE | 0 | 0 | 5,546 | |
EATON VANCE TX MGD DIV EQ INCM | COM | 27828N102 | 447 | 48,026 | SH | SOLE | NONE | 0 | 0 | 48,026 | |
FIRST TRUST ETF IV FIRST TRUST ENHANCED SHORT | FIRST TR ENH NEW | 33739Q408 | 1,089 | 18,456 | SH | SOLE | NONE | 0 | 0 | 18,456 | |
FIRST TRUST HEALTH CARE ALPHADEX FUND | HLTH CARE ALPH | 33734X143 | 336 | 4,537 | SH | SOLE | NONE | 0 | 0 | 4,537 | |
FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND | SHS | 337345102 | 1,138 | 13,472 | SH | SOLE | NONE | 0 | 0 | 13,472 | |
FIRST TRUST SENIOR LOAN EXCHANGE-TRADED FUND | SENIOR LN FD | 33738D309 | 496 | 11,886 | SH | SOLE | NONE | 0 | 0 | 11,886 | |
FIRST TRUST TECHNOLOGY ALPHADEX FUND | TECH ALPHADEX | 33734X176 | 1,190 | 20,009 | SH | SOLE | NONE | 0 | 0 | 20,009 | |
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT | COM SH BEN INT | 36465A109 | 1,504 | 553,213 | SH | SOLE | NONE | 0 | 0 | 553,213 | |
GAMCO NAT RES GOLD & INCOME TR SH BEN INT | SH BEN INT | 36465E101 | 1,281 | 330,078 | SH | SOLE | NONE | 0 | 0 | 330,078 | |
GENERAL MLS INCORPORATED | COM | 370334104 | 236 | 4,474 | SH | SOLE | NONE | 0 | 0 | 4,474 | |
INSEEGO CORPORATION | COM | 45782B104 | 652 | 104,743 | SH | SOLE | NONE | 0 | 0 | 104,743 | |
INVESCO AEROSPACE & DEFENSE ETF | AEROSPACE DEFN | 46137V100 | 1,009 | 20,213 | SH | SOLE | NONE | 0 | 0 | 20,213 | |
INVESCO DWA INDUSTRIALS MOMENTUM ETF | DWA INDLS MUMT | 46137V845 | 1,104 | 19,839 | SH | SOLE | NONE | 0 | 0 | 19,839 | |
INVESCO DWA MOMENTUM ETF | DWA MOMENTUM | 46137V837 | 1,293 | 23,924 | SH | SOLE | NONE | 0 | 0 | 23,924 | |
INVESCO DWA TECHNOLOGY MOMENTUM ETF | DWA TECHNOLOGY | 46137V811 | 363 | 5,388 | SH | SOLE | NONE | 0 | 0 | 5,388 | |
INVESCO DYNAMIC SEMICONDUCTORS ETF | DYNMC SEMICNDT | 46137V647 | 810 | 14,911 | SH | SOLE | NONE | 0 | 0 | 14,911 | |
INVESCO DYNAMIC SOFTWARE ETF | DYNMC SOFTWARE | 46137V639 | 1,176 | 13,707 | SH | SOLE | NONE | 0 | 0 | 13,707 | |
INVESCO MUN OPPORTUNITY TR | COM | 46132C107 | 723 | 62,573 | SH | SOLE | NONE | 0 | 0 | 62,573 | |
INVESCO PREFERRED ETF | PFD ETF | 46138E511 | 537 | 40,842 | SH | SOLE | NONE | 0 | 0 | 40,842 | |
INVESCO QQQ | UNIT SER 1 | 46090E103 | 1,890 | 9,924 | SH | SOLE | NONE | 0 | 0 | 9,924 | |
INVESCO S&P 500 EQUAL WEIGHT ETF | S&P500 EQL WGT | 46137V357 | 1,400 | 16,650 | SH | SOLE | NONE | 0 | 0 | 16,650 | |
INVESCO S&P 500 EQUAL WEIGHT INDUSTRIALS ETF | S&P500 EQL IND | 46137V324 | 996 | 10,156 | SH | SOLE | NONE | 0 | 0 | 10,156 | |
INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF | S&P500 EQL TEC | 46137V282 | 1,068 | 6,700 | SH | SOLE | NONE | 0 | 0 | 6,700 | |
INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF | S&P500 HDL VOL | 46138E362 | 1,338 | 44,616 | SH | SOLE | NONE | 0 | 0 | 44,616 | |
INVESCO S&P 500 TOP 50 ETF | S&P 500 TOP 50 | 46137V233 | 322 | 1,648 | SH | SOLE | NONE | 0 | 0 | 1,648 | |
INVESCO SENIOR LOAN ETF | SR LN ETF | 46138G508 | 387 | 18,949 | SH | SOLE | NONE | 0 | 0 | 18,949 | |
INVESCO ULTRA SHORT DURATION ETF | ULTRA SHRT DUR | 46090A887 | 996 | 20,211 | SH | SOLE | NONE | 0 | 0 | 20,211 | |
IQ HEDGE MULTI-STRATEGY TRACKER ETF | HEDGE MLTI ETF | 45409B107 | 490 | 17,215 | SH | SOLE | NONE | 0 | 0 | 17,215 | |
ISHARES INCORPORATED CORE MSCI EMKT | CORE MSCI EMKT | 46434G103 | 236 | 5,850 | SH | SOLE | NONE | 0 | 0 | 5,850 | |
ISHARES TR CORE MSCI TOTAL | CORE MSCI TOTAL | 46432F834 | 452 | 9,617 | SH | SOLE | NONE | 0 | 0 | 9,617 | |
ISHARES TR EAFE SML CP ETF | EAFE SML CP ETF | 464288273 | 417 | 9,314 | SH | SOLE | NONE | 0 | 0 | 9,314 | |
ISHARES TR FLTG RATE NT ETF | FLTG RATE NT ETF | 46429B655 | 1,123 | 23,042 | SH | SOLE | NONE | 0 | 0 | 23,042 | |
ISHARES TR INTL SEL DIV ETF | INTL SEL DIV ETF | 464288448 | 279 | 12,388 | SH | SOLE | NONE | 0 | 0 | 12,388 | |
ISHARES TR MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 891 | 16,672 | SH | SOLE | NONE | 0 | 0 | 16,672 | |
ISHARES TR NATIONAL MUN ETF | NATIONAL MUN ETF | 464288414 | 1,023 | 9,052 | SH | SOLE | NONE | 0 | 0 | 9,052 | |
ISHARES TR RUS 1000 ETF | RUS 1000 ETF | 464287622 | 2,304 | 16,286 | SH | SOLE | NONE | 0 | 0 | 16,286 | |
ISHARES TR RUS MD CP GR ETF | RUS MD CP GR ETF | 464287481 | 1,869 | 15,372 | SH | SOLE | NONE | 0 | 0 | 15,372 | |
ISHARES TR RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 1,351 | 11,811 | SH | SOLE | NONE | 0 | 0 | 11,811 | |
ISHARES TR SHRT NAT MUN ETF | SHRT NAT MUN ETF | 464288158 | 573 | 5,396 | SH | SOLE | NONE | 0 | 0 | 5,396 | |
ISHARES TR TIPS BD ETF | TIPS BD ETF | 464287176 | 1,127 | 9,559 | SH | SOLE | NONE | 0 | 0 | 9,559 | |
ISHARES TR TRS FLT RT BD | TRS FLT RT BD | 46434V860 | 1,401 | 27,852 | SH | SOLE | NONE | 0 | 0 | 27,852 | |
ISHARES TR U.S. FIN SVC ETF | U.S. FIN SVC ETF | 464287770 | 1,059 | 10,296 | SH | SOLE | NONE | 0 | 0 | 10,296 | |
JOHNSON & JOHNSON | COM | 478160104 | 874 | 6,669 | SH | SOLE | NONE | 0 | 0 | 6,669 | |
JPMORGAN ULTRA-SHORT INCOME ETF | ULTRA SHRT INC | 46641Q837 | 1,727 | 34,772 | SH | SOLE | NONE | 0 | 0 | 34,772 | |
LENNOX INTERNATIONAL INCORPORATED | COM | 526107107 | 541 | 2,980 | SH | SOLE | NONE | 0 | 0 | 2,980 | |
MICROSOFT CORPORATION | COM | 594918104 | 399 | 2,535 | SH | SOLE | NONE | 0 | 0 | 2,535 | |
NUVEEN DOW 30 DYNAMIC OVERWRIT SHS | SHS | 67075F105 | 174 | 13,909 | SH | SOLE | NONE | 0 | 0 | 13,909 | |
POLARITYTE INCORPORATED | COM | 731094108 | 91 | 84,630 | SH | SOLE | NONE | 0 | 0 | 84,630 | |
SPDR BLACKSTONE/GSO SENIOR LOAN ETF | BLKSTN GSOSRLN | 78467V608 | 782 | 19,567 | SH | SOLE | NONE | 0 | 0 | 19,567 | |
SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING | BLOMBERG BRC INV | 78468R200 | 1,336 | 45,449 | SH | SOLE | NONE | 0 | 0 | 45,449 | |
SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF | SPDR TR TACTIC | 78467V848 | 1,511 | 31,509 | SH | SOLE | NONE | 0 | 0 | 31,509 | |
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | UT SER 1 | 78467X109 | 2,594 | 11,834 | SH | SOLE | NONE | 0 | 0 | 11,834 | |
SPDR GOLD SHARES | GOLD SHS | 78463V107 | 272 | 1,840 | SH | SOLE | NONE | 0 | 0 | 1,840 | |
SPDR S&P 500 ETF | TR UNIT | 78462F103 | 215 | 835 | SH | SOLE | NONE | 0 | 0 | 835 | |
SPROTT PHYSICAL GOLD & SILVER TR UNIT | TR UNIT | 85208R101 | 2,437 | 166,739 | SH | SOLE | NONE | 0 | 0 | 166,739 | |
SPROTT PHYSICAL GOLD TRUST UNIT | UNIT | 85207H104 | 9,333 | 711,331 | SH | SOLE | NONE | 0 | 0 | 711,331 | |
SPROTT PHYSICAL SILVER TR TR UNIT | TR UNIT | 85207K107 | 3,110 | 594,297 | SH | SOLE | NONE | 0 | 0 | 594,297 | |
TREVENA INCORPORATED | COM | 89532E109 | 12 | 21,200 | SH | SOLE | NONE | 0 | 0 | 21,200 | |
TWO RDS SHARED TR ANFIELD US EQUITY SECTOR | ANFIELD US EQU | 90214Q733 | 1,784 | 214,433 | SH | SOLE | NONE | 0 | 0 | 214,433 | |
VANECK MERK GOLD TRUST | GOLD TRUST | 921078101 | 2,898 | 188,360 | SH | SOLE | NONE | 0 | 0 | 188,360 | |
VANECK VECTORS GOLD MINERS ETF | GOLD MINERS ETF | 92189F106 | 2,568 | 111,361 | SH | SOLE | NONE | 0 | 0 | 111,361 | |
VANGUARD FTSE ALL-WORLD EX-US ETF | ALLWRLD EX US | 922042775 | 559 | 13,644 | SH | SOLE | NONE | 0 | 0 | 13,644 | |
VANGUARD FTSE EMERGING MARKETS ETF | FTSE EMR MKT ETF | 922042858 | 317 | 9,463 | SH | SOLE | NONE | 0 | 0 | 9,463 | |
VANGUARD REAL ESTATE ETF | REAL ESTATE ETF | 922908553 | 1,148 | 16,445 | SH | SOLE | NONE | 0 | 0 | 16,445 | |
VANGUARD SMALL-CAP GROWTH ETF | SML CP GRW ETF | 922908595 | 956 | 6,362 | SH | SOLE | NONE | 0 | 0 | 6,362 | |
VANGUARD TOTAL INTERNATIONAL BOND ETF | INTL BD IDX ETF | 92203J407 | 749 | 13,327 | SH | SOLE | NONE | 0 | 0 | 13,327 |