0001606587-20-000474.txt : 20200428 0001606587-20-000474.hdr.sgml : 20200428 20200428112522 ACCESSION NUMBER: 0001606587-20-000474 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200428 DATE AS OF CHANGE: 20200428 EFFECTIVENESS DATE: 20200428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Wealth Alliance, LLC CENTRAL INDEX KEY: 0001803277 IRS NUMBER: 831521174 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20006 FILM NUMBER: 20823240 BUSINESS ADDRESS: STREET 1: 17015 NORTH SCOTTSDALE ROAD STREET 2: SUITE 250 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 BUSINESS PHONE: 480-948-7590 MAIL ADDRESS: STREET 1: 17015 NORTH SCOTTSDALE ROAD STREET 2: SUITE 250 CITY: SCOTTSDALE STATE: AZ ZIP: 85255 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001803277 XXXXXXXX 03-31-2020 03-31-2020 false Capital Wealth Alliance, LLC

17015 North Scottsdale Road Scottsdale AZ 85255

13F HOLDINGS REPORT 028-20006 N Robert D. Wong 480-948-7590 x102 Robert D. Wong Scottsdale AZ 04-24-2020 0 81 95589 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 7952 100781 SH SOLE NONE 0 0 100781 ABBVIE INCORPORATED COM 00287Y109 1896 24898 SH SOLE NONE 0 0 24898 ABERDEEN ASIA-PACIFIC INCOME F COM 003009107 1154 341709 SH SOLE NONE 0 0 341709 ABERDEEN STANDARD PHYSICAL GOLD SHARES ETF PHYSCL GOLD SHS 00326A104 1453 95959 SH SOLE NONE 0 0 95959 ABERDEEN STANDARD PHYSICAL SILVER SHARES ETF PHYSCL SILVR SHS 003264108 420 31032 SH SOLE NONE 0 0 31032 ACACIA RESH CORPORATION ACACIA TCH COM ACACIA TCH COM 003881307 359 161927 SH SOLE NONE 0 0 161927 ALIBABA GROUP HLDG LIMITED SPONSORED ADS SPONSORED ADS 01609W102 1180 6070 SH SOLE NONE 0 0 6070 ANFIELD CAPITAL DIVERSIFIED ALTERNATIVES ETF ANFIELD CAP DI 90213U115 570 78831 SH SOLE NONE 0 0 78831 ANFIELD UNIVERSAL FIXED INCOME ETF ANFIELD UNVL ETF 90214Q766 3006 310243 SH SOLE NONE 0 0 310243 APPLE INCORPORATED COM 037833100 668 2628 SH SOLE NONE 0 0 2628 AT&T INCORPORATED COM 00206R102 369 12661 SH SOLE NONE 0 0 12661 BENEFYTT TECHNOLOGIES INCORPORATED COM CLASS A COM CL A 08182C106 267 11934 SH SOLE NONE 0 0 11934 BLACKROCK RES & COMMODITIES ST SHS SHS 09257A108 57 11428 SH SOLE NONE 0 0 11428 BRISTOL-MYERS SQUIBB COMPANY COM 110122108 563 10109 SH SOLE NONE 0 0 10109 COLUMBIA DIVERSIFIED FIXED INCOME ALLOCATION ETF DIVERSIFID FXD 19761L508 377 19003 SH SOLE NONE 0 0 19003 DISNEY WALT COMPANY COM DISNEY COM DISNEY 254687106 535 5546 SH SOLE NONE 0 0 5546 EATON VANCE TX MGD DIV EQ INCM COM 27828N102 447 48026 SH SOLE NONE 0 0 48026 FIRST TRUST ETF IV FIRST TRUST ENHANCED SHORT FIRST TR ENH NEW 33739Q408 1089 18456 SH SOLE NONE 0 0 18456 FIRST TRUST HEALTH CARE ALPHADEX FUND HLTH CARE ALPH 33734X143 336 4537 SH SOLE NONE 0 0 4537 FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND SHS 337345102 1138 13472 SH SOLE NONE 0 0 13472 FIRST TRUST SENIOR LOAN EXCHANGE-TRADED FUND SENIOR LN FD 33738D309 496 11886 SH SOLE NONE 0 0 11886 FIRST TRUST TECHNOLOGY ALPHADEX FUND TECH ALPHADEX 33734X176 1190 20009 SH SOLE NONE 0 0 20009 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT COM SH BEN INT 36465A109 1504 553213 SH SOLE NONE 0 0 553213 GAMCO NAT RES GOLD & INCOME TR SH BEN INT SH BEN INT 36465E101 1281 330078 SH SOLE NONE 0 0 330078 GENERAL MLS INCORPORATED COM 370334104 236 4474 SH SOLE NONE 0 0 4474 INSEEGO CORPORATION COM 45782B104 652 104743 SH SOLE NONE 0 0 104743 INVESCO AEROSPACE & DEFENSE ETF AEROSPACE DEFN 46137V100 1009 20213 SH SOLE NONE 0 0 20213 INVESCO DWA INDUSTRIALS MOMENTUM ETF DWA INDLS MUMT 46137V845 1104 19839 SH SOLE NONE 0 0 19839 INVESCO DWA MOMENTUM ETF DWA MOMENTUM 46137V837 1293 23924 SH SOLE NONE 0 0 23924 INVESCO DWA TECHNOLOGY MOMENTUM ETF DWA TECHNOLOGY 46137V811 363 5388 SH SOLE NONE 0 0 5388 INVESCO DYNAMIC SEMICONDUCTORS ETF DYNMC SEMICNDT 46137V647 810 14911 SH SOLE NONE 0 0 14911 INVESCO DYNAMIC SOFTWARE ETF DYNMC SOFTWARE 46137V639 1176 13707 SH SOLE NONE 0 0 13707 INVESCO MUN OPPORTUNITY TR COM 46132C107 723 62573 SH SOLE NONE 0 0 62573 INVESCO PREFERRED ETF PFD ETF 46138E511 537 40842 SH SOLE NONE 0 0 40842 INVESCO QQQ UNIT SER 1 46090E103 1890 9924 SH SOLE NONE 0 0 9924 INVESCO S&P 500 EQUAL WEIGHT ETF S&P500 EQL WGT 46137V357 1400 16650 SH SOLE NONE 0 0 16650 INVESCO S&P 500 EQUAL WEIGHT INDUSTRIALS ETF S&P500 EQL IND 46137V324 996 10156 SH SOLE NONE 0 0 10156 INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY ETF S&P500 EQL TEC 46137V282 1068 6700 SH SOLE NONE 0 0 6700 INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF S&P500 HDL VOL 46138E362 1338 44616 SH SOLE NONE 0 0 44616 INVESCO S&P 500 TOP 50 ETF S&P 500 TOP 50 46137V233 322 1648 SH SOLE NONE 0 0 1648 INVESCO SENIOR LOAN ETF SR LN ETF 46138G508 387 18949 SH SOLE NONE 0 0 18949 INVESCO ULTRA SHORT DURATION ETF ULTRA SHRT DUR 46090A887 996 20211 SH SOLE NONE 0 0 20211 IQ HEDGE MULTI-STRATEGY TRACKER ETF HEDGE MLTI ETF 45409B107 490 17215 SH SOLE NONE 0 0 17215 ISHARES INCORPORATED CORE MSCI EMKT CORE MSCI EMKT 46434G103 236 5850 SH SOLE NONE 0 0 5850 ISHARES TR CORE MSCI TOTAL CORE MSCI TOTAL 46432F834 452 9617 SH SOLE NONE 0 0 9617 ISHARES TR EAFE SML CP ETF EAFE SML CP ETF 464288273 417 9314 SH SOLE NONE 0 0 9314 ISHARES TR FLTG RATE NT ETF FLTG RATE NT ETF 46429B655 1123 23042 SH SOLE NONE 0 0 23042 ISHARES TR INTL SEL DIV ETF INTL SEL DIV ETF 464288448 279 12388 SH SOLE NONE 0 0 12388 ISHARES TR MSCI EAFE ETF MSCI EAFE ETF 464287465 891 16672 SH SOLE NONE 0 0 16672 ISHARES TR NATIONAL MUN ETF NATIONAL MUN ETF 464288414 1023 9052 SH SOLE NONE 0 0 9052 ISHARES TR RUS 1000 ETF RUS 1000 ETF 464287622 2304 16286 SH SOLE NONE 0 0 16286 ISHARES TR RUS MD CP GR ETF RUS MD CP GR ETF 464287481 1869 15372 SH SOLE NONE 0 0 15372 ISHARES TR RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 1351 11811 SH SOLE NONE 0 0 11811 ISHARES TR SHRT NAT MUN ETF SHRT NAT MUN ETF 464288158 573 5396 SH SOLE NONE 0 0 5396 ISHARES TR TIPS BD ETF TIPS BD ETF 464287176 1127 9559 SH SOLE NONE 0 0 9559 ISHARES TR TRS FLT RT BD TRS FLT RT BD 46434V860 1401 27852 SH SOLE NONE 0 0 27852 ISHARES TR U.S. FIN SVC ETF U.S. FIN SVC ETF 464287770 1059 10296 SH SOLE NONE 0 0 10296 JOHNSON & JOHNSON COM 478160104 874 6669 SH SOLE NONE 0 0 6669 JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHRT INC 46641Q837 1727 34772 SH SOLE NONE 0 0 34772 LENNOX INTERNATIONAL INCORPORATED COM 526107107 541 2980 SH SOLE NONE 0 0 2980 MICROSOFT CORPORATION COM 594918104 399 2535 SH SOLE NONE 0 0 2535 NUVEEN DOW 30 DYNAMIC OVERWRIT SHS SHS 67075F105 174 13909 SH SOLE NONE 0 0 13909 POLARITYTE INCORPORATED COM 731094108 91 84630 SH SOLE NONE 0 0 84630 SPDR BLACKSTONE/GSO SENIOR LOAN ETF BLKSTN GSOSRLN 78467V608 782 19567 SH SOLE NONE 0 0 19567 SPDR BLOOMBERG BARCLAYS INVESTMENT GRADE FLOATING BLOMBERG BRC INV 78468R200 1336 45449 SH SOLE NONE 0 0 45449 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF SPDR TR TACTIC 78467V848 1511 31509 SH SOLE NONE 0 0 31509 SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST UT SER 1 78467X109 2594 11834 SH SOLE NONE 0 0 11834 SPDR GOLD SHARES GOLD SHS 78463V107 272 1840 SH SOLE NONE 0 0 1840 SPDR S&P 500 ETF TR UNIT 78462F103 215 835 SH SOLE NONE 0 0 835 SPROTT PHYSICAL GOLD & SILVER TR UNIT TR UNIT 85208R101 2437 166739 SH SOLE NONE 0 0 166739 SPROTT PHYSICAL GOLD TRUST UNIT UNIT 85207H104 9333 711331 SH SOLE NONE 0 0 711331 SPROTT PHYSICAL SILVER TR TR UNIT TR UNIT 85207K107 3110 594297 SH SOLE NONE 0 0 594297 TREVENA INCORPORATED COM 89532E109 12 21200 SH SOLE NONE 0 0 21200 TWO RDS SHARED TR ANFIELD US EQUITY SECTOR ANFIELD US EQU 90214Q733 1784 214433 SH SOLE NONE 0 0 214433 VANECK MERK GOLD TRUST GOLD TRUST 921078101 2898 188360 SH SOLE NONE 0 0 188360 VANECK VECTORS GOLD MINERS ETF GOLD MINERS ETF 92189F106 2568 111361 SH SOLE NONE 0 0 111361 VANGUARD FTSE ALL-WORLD EX-US ETF ALLWRLD EX US 922042775 559 13644 SH SOLE NONE 0 0 13644 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 317 9463 SH SOLE NONE 0 0 9463 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 1148 16445 SH SOLE NONE 0 0 16445 VANGUARD SMALL-CAP GROWTH ETF SML CP GRW ETF 922908595 956 6362 SH SOLE NONE 0 0 6362 VANGUARD TOTAL INTERNATIONAL BOND ETF INTL BD IDX ETF 92203J407 749 13327 SH SOLE NONE 0 0 13327