Chief Compliance Officer

0001802872-23-000001.txt : 20230119 0001802872-23-000001.hdr.sgml : 20230119 20230118185909 ACCESSION NUMBER: 0001802872-23-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230119 DATE AS OF CHANGE: 20230118 EFFECTIVENESS DATE: 20230119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBC Financial Services, PLLC CENTRAL INDEX KEY: 0001802872 IRS NUMBER: 912096444 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19866 FILM NUMBER: 23535529 BUSINESS ADDRESS: STREET 1: 1200 WESTLAKE AVE N, STE 902 CITY: SEATTLE STATE: WA ZIP: 98109-3529 BUSINESS PHONE: 206-548-5000 MAIL ADDRESS: STREET 1: 1200 WESTLAKE AVE N, STE 902 CITY: SEATTLE STATE: WA ZIP: 98109-3529 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001802872 XXXXXXXX 12-31-2022 12-31-2022 HBC Financial Services, PLLC

1200 WESTLAKE AVE N, STE 902 SEATTLE WA 98109-3529

13F HOLDINGS REPORT 028-19866 N James D. Guard III Chief Compliance Officer 206-548-5000 James D. Guard III Seattle WA 01-18-2023 0 180 125688 false INFORMATION TABLE 2 13Finformationtable.xml 13FINFORMATIONTABLE 3M Co Stock 88579Y101 70 562 SH SOLE 0 0 562 Abbott Laboratories Stock 002824100 96 865 SH SOLE 0 0 865 AbbVie Inc Stock 00287Y109 59 361 SH SOLE 0 0 361 Airbnb Inc Ordinary Shares - Class A Stock 009066101 1 15 SH SOLE 0 0 15 Alaska Air Group Inc Stock 011659109 2 64 SH SOLE 0 0 64 Alphabet Inc Class A Stock 02079K305 130 1480 SH SOLE 0 0 1480 Alphabet Inc Class C Stock 02079K107 70 790 SH SOLE 0 0 790 Altria Group Inc Stock 02209S103 2 60 SH SOLE 0 0 60 Amazon.com Inc Stock 023135106 346 4070 SH SOLE 0 0 4070 American Water Works Co Inc Stock 030420103 23 150 SH SOLE 0 0 150 Amgen Inc Stock 031162100 170 646 SH SOLE 0 0 646 Amkor Technology Inc Stock 031652100 0 10 SH SOLE 0 0 10 AMN Healthcare Services Inc Stock 001744101 42 405 SH SOLE 0 0 405 Apple Inc Stock 03761U502 1492 11812 SH SOLE 0 0 11812 Applied Materials Inc Stock 037833100 5 51 SH SOLE 0 0 51 Ares Capital Corp Stock 038923108 18 1000 SH SOLE 0 0 1000 ARK Autonomous Technology&Robotics ETF Exchange-Traded Fund 00214Q203 22 550 SH SOLE 0 0 550 AT&T Inc Stock 00206R102 454 23727 SH SOLE 0 0 23727 Atlantica Sustainable Infrastructure PLC Stock G0751N103 10 400 SH SOLE 0 0 400 Axon Enterprise Inc Stock 05464C101 13 80 SH SOLE 0 0 80 Bank of America Corp Stock 060505104 85 2498 SH SOLE 0 0 2498 Bank of New York Mellon Corp Stock 064058100 15 319 SH SOLE 0 0 319 Baxter International Inc Stock 071813109 7 150 SH SOLE 0 0 150 Berkshire Hathaway Inc Class A Stock 084670108 476 1 SH SOLE 0 0 1 Berkshire Hathaway Inc Class B Stock 084670702 542 1725 SH SOLE 0 0 1725 BJ's Wholesale Club Holdings Inc Stock 05550J101 4 70 SH SOLE 0 0 70 BlackBerry Ltd Stock 09228F103 0 6 SH SOLE 0 0 6 BlackRock Inc Stock 09247X101 30 42 SH SOLE 0 0 42 Blackstone Inc Stock 09260D107 3 50 SH SOLE 0 0 50 Block Inc Class A Stock 852234103 0 15 SH SOLE 0 0 15 Boeing Co Stock 097023105 176 866 SH SOLE 0 0 866 Broadcom Inc Stock 11135F101 56 100 SH SOLE 0 0 100 Brookfield Infrastructure Corp Ordinary Shares - Class A (Subordinate Share Stock 11275Q107 15 375 SH SOLE 0 0 375 Carnival Corp Stock 143658300 0 100 SH SOLE 0 0 100 Carrier Global Corp Ordinary Shares Stock 14448C104 1 25 SH SOLE 0 0 25 Caterpillar Inc Stock 149123101 40 165 SH SOLE 0 0 165 ChargePoint Holdings Inc Ordinary Shares - Class A Stock 15961R105 25 2822 SH SOLE 0 0 2822 Chipotle Mexican Grill Inc Stock 16941M109 55 40 SH SOLE 0 0 40 Cisco Systems Inc Stock 17275R102 162 3420 SH SOLE 0 0 3420 Cleanspark Inc Stock 18452B209 2 1000 SH SOLE 0 0 1000 Clear Secure Inc Ordinary Shares Class A Stock 18467V109 13 500 SH SOLE 0 0 500 Cleveland-Cliffs Inc Stock 185899101 1 100 SH SOLE 0 0 100 Coca-Cola Co Stock 191216100 16 270 SH SOLE 0 0 270 Comcast Corp Class A Stock 20030N101 20 549 SH SOLE 0 0 549 Compass Minerals International Inc Stock 20451N101 8 200 SH SOLE 0 0 200 ConocoPhillips Stock 20825C104 113 1000 SH SOLE 0 0 1000 Costco Wholesale Corp Stock 22160K105 824 1805 SH SOLE 0 0 1805 CrowdStrike Holdings Inc Class A Stock 22788C105 2 20 SH SOLE 0 0 20 Deere & Co Stock 244199105 33 78 SH SOLE 0 0 78 Digital Turbine Inc Stock 25400W102 0 40 SH SOLE 0 0 40 DigitalBridge Group Inc Class A Stock 25401T603 0 0 SH SOLE 0 0 0 Dimensional International Value ETF Exchange-Traded Fund 25434V807 0 0 SH SOLE 0 0 0 DocuSign Inc Stock 256163106 0 10 SH SOLE 0 0 10 Dominion Energy Inc Stock 25746U109 12 200 SH SOLE 0 0 200 DraftKings Inc Ordinary Shares - Class A Stock 26614N102 0 20 SH SOLE 0 0 20 Elevance Health Inc Stock 036752103 29 60 SH SOLE 0 0 60 Enbridge Inc Stock 29250N105 59 1485 SH SOLE 0 0 1485 Energy Select Sector SPDR ETF Exchange-Traded Fund 81369Y506 42 500 SH SOLE 0 0 500 Enterprise Products Partners LP Stock 26875P101 24 1000 SH SOLE 0 0 1000 Expeditors International of Washington Inc Stock 302130109 29 280 SH SOLE 0 0 280 Exxon Mobil Corp Stock 30231G102 209 1957 SH SOLE 0 0 1957 Fastenal Co Stock 311900104 23 490 SH SOLE 0 0 490 First Majestic Silver Corp Stock 32076V103 0 13 SH SOLE 0 0 13 First Trust NASDAQ Cybersecurity ETF Exchange-Traded Fund 33734X846 59 1550 SH SOLE 0 0 1550 Ford Motor Co Stock 345370860 2 237 SH SOLE 0 0 237 FS Investment Corp II Stock 35952V105 0 0 SH SOLE 0 0 0 FS KKR Capital Corp Stock 302635107 14 815 SH SOLE 0 0 815 Garmin Ltd Stock H2906T109 9 101 SH SOLE 0 0 101 General Dynamics Corp Stock 369550108 245 1000 SH SOLE 0 0 1000 GoPro Inc A Stock 38268T103 0 22 SH SOLE 0 0 22 Grayscale Bitcoin Trust (BTC) Exchange-Traded Fund 389637109 0 100 SH SOLE 0 0 100 Hanesbrands Inc Stock 410345102 4 600 SH SOLE 0 0 600 Hannon Armstrong Sustainable Infrastructure Capital Inc Stock 41068X100 8 300 SH SOLE 0 0 300 Hyatt Hotels Corp Class A Stock 448579102 9 100 SH SOLE 0 0 100 Impinj Inc Stock 453204109 45 417 SH SOLE 0 0 417 Innerscope Hearing Technologies Inc Stock 45781V101 0 48000 SH SOLE 0 0 48000 Innoviz Technologies Ltd Stock M5R635108 1 500 SH SOLE 0 0 500 Intel Corp Stock 458140100 49 1785 SH SOLE 0 0 1785 InvenTrust Properties Corp Stock 46124J201 3 146 SH SOLE 0 0 146 Invesco QQQ Trust Exchange-Traded Fund 46138E594 16 63 SH SOLE 0 0 63 Invesco S&P 500 High Div Low Vol ETF Exchange-Traded Fund 46138E362 98 2210 SH SOLE 0 0 2210 Invesco S&P 500 Quality ETF Exchange-Traded Fund 46137V241 41 940 SH SOLE 0 0 940 iShares Core S&P 500 ETF Exchange-Traded Fund 464287200 1137 2950 SH SOLE 0 0 2950 iShares Core S&P Mid-Cap ETF Exchange-Traded Fund 464287507 37512 153512 SH SOLE 0 0 153512 iShares Core US Aggregate Bond ETF Exchange-Traded Fund 464287226 10880 110913 SH SOLE 0 0 110913 iShares ESG 1-5 Year USD Corp Bd ETF Exchange-Traded Fund 46435G243 56 2379 SH SOLE 0 0 2379 iShares ESG U.S. Aggregate Bond ETF Exchange-Traded Fund 46435U549 52 1115 SH SOLE 0 0 1115 iShares MSCI EAFE ETF Exchange-Traded Fund 464287465 233 3486 SH SOLE 0 0 3486 iShares MSCI Pacific ex Japan ETF Exchange-Traded Fund 464286665 1 36 SH SOLE 0 0 36 iShares National Muni Bond ETF Exchange-Traded Fund 464288414 13267 124868 SH SOLE 0 0 124868 iShares Russell 1000 ETF Exchange-Traded Fund 464287622 36292 171780 SH SOLE 0 0 171780 iShares Russell 3000 ETF Exchange-Traded Fund 464287689 83 378 SH SOLE 0 0 378 iShares Russell Mid-Cap ETF Exchange-Traded Fund 464287499 359 5266 SH SOLE 0 0 5266 iShares Russell Mid-Cap Growth ETF Exchange-Traded Fund 464287481 142 1700 SH SOLE 0 0 1700 iShares Russell Mid-Cap Value ETF Exchange-Traded Fund 464287473 173 1620 SH SOLE 0 0 1620 iShares Silver Trust Exchange-Traded Fund 46428Q109 9 440 SH SOLE 0 0 440 iShares TIPS Bond ETF Exchange-Traded Fund 464287176 109 1024 SH SOLE 0 0 1024 Johnson & Johnson Stock 478160104 232 1289 SH SOLE 0 0 1289 JPMorgan Chase & Co Stock 46625H100 121 891 SH SOLE 0 0 891 JPMorgan Equity Premium Income ETF Exchange-Traded Fund 46645V675 3 70 SH SOLE 0 0 70 Jumia Technologies AG ADR Stock 48138M105 0 75 SH SOLE 0 0 75 Lincoln National Corp Stock 534187109 9 300 SH SOLE 0 0 300 Live Nation Entertainment Inc Stock 538034109 2 35 SH SOLE 0 0 35 Lockheed Martin Corp Stock 539830109 285 600 SH SOLE 0 0 600 Lowe's Companies Inc Stock 548661107 70 350 SH SOLE 0 0 350 Marathon Oil Corp Stock 565849106 4 160 SH SOLE 0 0 160 Mastercard Inc Class A Stock 57636Q104 58 166 SH SOLE 0 0 166 MedMen Enterprises Inc Stock 58507M107 0 5000 SH SOLE 0 0 5000 Medtronic PLC Stock G5960L103 12 152 SH SOLE 0 0 152 Merck & Co Inc Stock 58933Y105 260 2327 SH SOLE 0 0 2327 Meta Platforms Inc Class A Stock 30303M102 0 5 SH SOLE 0 0 5 Microsoft Corp Stock 594918104 3359 14665 SH SOLE 0 0 14665 Moderna Inc Stock 60770K107 2 15 SH SOLE 0 0 15 NextEra Energy Partners LP Stock 64110L106 17 250 SH SOLE 0 0 250 Nordstrom Inc Stock 655664100 7 440 SH SOLE 0 0 440 Norwegian Cruise Line Holdings Ltd Stock G66721104 1 100 SH SOLE 0 0 100 Occidental Petroleum Corp Stock 670346105 3 60 SH SOLE 0 0 60 ONEOK Inc Stock 682680103 64 1000 SH SOLE 0 0 1000 Organon & Co Ordinary Shares Stock 68622V106 6 221 SH SOLE 0 0 221 Otis Worldwide Corp Ordinary Shares Stock 68902V107 0 7 SH SOLE 0 0 7 Owens-Corning Inc Stock 690742101 2 27 SH SOLE 0 0 27 PACCAR Inc Stock 674599105 12 124 SH SOLE 0 0 124 Palantir Technologies Inc Ordinary Shares - 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