0001802872-22-000005.txt : 20220902
0001802872-22-000005.hdr.sgml : 20220902
20220902131519
ACCESSION NUMBER: 0001802872-22-000005
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220902
DATE AS OF CHANGE: 20220902
EFFECTIVENESS DATE: 20220902
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HBC Financial Services, PLLC
CENTRAL INDEX KEY: 0001802872
IRS NUMBER: 912096444
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19866
FILM NUMBER: 221224252
BUSINESS ADDRESS:
STREET 1: 1200 WESTLAKE AVE N, STE 902
CITY: SEATTLE
STATE: WA
ZIP: 98109-3529
BUSINESS PHONE: 206-548-5000
MAIL ADDRESS:
STREET 1: 1200 WESTLAKE AVE N, STE 902
CITY: SEATTLE
STATE: WA
ZIP: 98109-3529
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001802872
XXXXXXXX
06-30-2022
06-30-2022
true
1
RESTATEMENT
HBC Financial Services, PLLC
1200 WESTLAKE AVE N, STE 902
SEATTLE
WA
98109-3529
13F HOLDINGS REPORT
028-19866
N
James D Guard III, CPA, PFS
Chief Compliance Officer
2065485000
James D Guard III, CPA, PFS
Seattle
WA
09-02-2022
0
188
128702
false
INFORMATION TABLE
2
13Finformationtablev2.xml
13FINFORMATIONTABLE
3M Co
Stock
88579Y101
7
61
SH
SOLE
0
0
61
Abbott Laboratories
Stock
002824100
94
865
SH
SOLE
0
0
865
AbbVie Inc
Stock
00287Y109
54
358
SH
SOLE
0
0
358
Advanced Micro Devices Inc
Stock
007903107
50
640
SH
SOLE
0
0
640
Airbnb Inc Ordinary Shares - Class A
Stock
009066101
1
15
SH
SOLE
0
0
15
Alaska Air Group Inc
Stock
011659109
3
84
SH
SOLE
0
0
84
Alphabet Inc Class A
Stock
02079K305
236
99
SH
SOLE
0
0
99
Alphabet Inc Class C
Stock
02079K107
122
51
SH
SOLE
0
0
51
Altria Group Inc
Stock
02209S103
2
60
SH
SOLE
0
0
60
Amazon.com Inc
Stock
023135106
365
3164
SH
SOLE
0
0
3164
American Water Works Co Inc
Stock
030420103
46
310
SH
SOLE
0
0
310
Amgen Inc
Stock
031162100
160
646
SH
SOLE
0
0
646
Amkor Technology Inc
Stock
031652100
0
10
SH
SOLE
0
0
10
AMN Healthcare Services Inc
Stock
001744101
45
405
SH
SOLE
0
0
405
Apple Inc
Stock
03761U502
1847
12540
SH
SOLE
0
0
12540
Applied Materials Inc
Stock
037833100
40
448
SH
SOLE
0
0
448
Arbor Realty Trust Inc
Stock
038923108
13
1000
SH
SOLE
0
0
1000
ARK Autonomous Technology&Robotics ETF
Exchange-Traded Fund
00214Q203
49
950
SH
SOLE
0
0
950
ARK Genomic Revolution ETF
Exchange-Traded Fund
00214Q302
18
500
SH
SOLE
0
0
500
ARK Innovation ETF
Exchange-Traded Fund
00214Q104
14
300
SH
SOLE
0
0
300
AT&T Inc
Stock
00206R102
721
34666
SH
SOLE
0
0
34666
Atlantica Sustainable Infrastructure PLC
Stock
G0751N103
13
400
SH
SOLE
0
0
400
Bank of America Corp
Stock
060505104
143
4498
SH
SOLE
0
0
4498
Bank of New York Mellon Corp
Stock
064058100
13
313
SH
SOLE
0
0
313
Baxter International Inc
Stock
071813109
19
300
SH
SOLE
0
0
300
Berkshire Hathaway Inc Class A
Stock
084670108
421
1
SH
SOLE
0
0
1
Berkshire Hathaway Inc Class B
Stock
084670702
484
1725
SH
SOLE
0
0
1725
BJ's Wholesale Club Holdings Inc
Stock
05550J101
4
70
SH
SOLE
0
0
70
BlackBerry Ltd
Stock
09228F103
0
6
SH
SOLE
0
0
6
BlackRock Inc
Stock
09247X101
16
27
SH
SOLE
0
0
27
BlackRock Util, Infra & Power Opp
Closed-End Fund
09248D104
12
600
SH
SOLE
0
0
600
Blackstone Inc
Stock
09260D107
4
50
SH
SOLE
0
0
50
Block Inc Class A
Stock
852234103
1
15
SH
SOLE
0
0
15
Boeing Co
Stock
097023105
300
2162
SH
SOLE
0
0
2162
Broadcom Inc
Stock
11135F101
37
75
SH
SOLE
0
0
75
Brookfield Infrastructure Corp Ordinary Shares - Class A (Subordinate Share
Stock
11275Q107
15
375
SH
SOLE
0
0
375
Carnival Corp Shs Paired with 1 sh of beneficial interest from P&O Princess
Stock
143658300
0
100
SH
SOLE
0
0
100
Carrier Global Corp Ordinary Shares
Stock
14448C104
0
25
SH
SOLE
0
0
25
Caterpillar Inc
Stock
149123101
29
164
SH
SOLE
0
0
164
ChargePoint Holdings Inc Ordinary Shares - Class A
Stock
15961R105
51
3822
SH
SOLE
0
0
3822
Chevron Corp
Stock
166764100
28
200
SH
SOLE
0
0
200
Chipotle Mexican Grill Inc
Stock
16941M109
53
40
SH
SOLE
0
0
40
Cisco Systems Inc
Stock
17275R102
152
3520
SH
SOLE
0
0
3520
Cleanspark Inc
Stock
18452B209
4
1000
SH
SOLE
0
0
1000
Cleveland-Cliffs Inc
Stock
185899101
1
100
SH
SOLE
0
0
100
Coca-Cola Co
Stock
191216100
48
762
SH
SOLE
0
0
762
Comcast Corp Class A
Stock
20030N101
21
545
SH
SOLE
0
0
545
Costco Wholesale Corp
Stock
22160K105
930
1855
SH
SOLE
0
0
1855
CrowdStrike Holdings Inc Class A
Stock
22788C105
3
20
SH
SOLE
0
0
20
Deere & Co
Stock
244199105
48
158
SH
SOLE
0
0
158
Digital Turbine Inc
Stock
25400W102
0
40
SH
SOLE
0
0
40
DigitalBridge Group Inc Class A
Stock
25401T108
0
0
SH
SOLE
0
0
0
Dimensional International Value ETF
Exchange-Traded Fund
464288448
0
0
SH
SOLE
0
0
0
DocuSign Inc
Stock
25746U109
0
10
SH
SOLE
0
0
10
Dominion Energy Inc
Stock
26142R104
15
200
SH
SOLE
0
0
200
DraftKings Inc Ordinary Shares - Class A
Stock
26614N102
0
20
SH
SOLE
0
0
20
Enbridge Inc
Stock
29250N105
32
775
SH
SOLE
0
0
775
Energy Select Sector SPDR ETF
Exchange-Traded Fund
81369Y506
17
250
SH
SOLE
0
0
250
EOG Resources Inc
Stock
26875P101
31
300
SH
SOLE
0
0
300
Expeditors International of Washington Inc
Stock
302130109
27
278
SH
SOLE
0
0
278
Exxon Mobil Corp
Stock
30231G102
168
1953
SH
SOLE
0
0
1953
Fastenal Co
Stock
311900104
24
485
SH
SOLE
0
0
485
First Majestic Silver Corp
Stock
32076V103
0
13
SH
SOLE
0
0
13
First Trust NASDAQ Cybersecurity ETF
Exchange-Traded Fund
33734X846
66
1550
SH
SOLE
0
0
1550
Ford Motor Co
Stock
345370860
23
2015
SH
SOLE
0
0
2015
FS Investment Corp II
Stock
35952V105
0
0
SH
SOLE
0
0
0
FS KKR Capital Corp
Stock
302635107
16
815
SH
SOLE
0
0
815
General Mills Inc
Stock
370334104
18
240
SH
SOLE
0
0
240
GoPro Inc A
Stock
38268T103
0
22
SH
SOLE
0
0
22
Grayscale Bitcoin Trust (BTC)
Exchange-Traded Fund
389637109
1
100
SH
SOLE
0
0
100
Hannon Armstrong Sustainable Infrastructure Capital Inc
Stock
41068X100
11
300
SH
SOLE
0
0
300
Hyatt Hotels Corp Class A
Stock
448579102
7
100
SH
SOLE
0
0
100
Impinj Inc
Stock
453204109
27
417
SH
SOLE
0
0
417
Innovative Industrial Properties Inc Registered Shs
Stock
45781V101
8
75
SH
SOLE
0
0
75
Innoviz Technologies Ltd
Stock
M5R635108
2
500
SH
SOLE
0
0
500
Intel Corp
Stock
458140100
93
2472
SH
SOLE
0
0
2472
InvenTrust Properties Corp
Stock
46124J201
3
146
SH
SOLE
0
0
146
Invesco Emerging Markets Sov Debt ETF
Exchange-Traded Fund
46138E784
16
924
SH
SOLE
0
0
924
Invesco QQQ Trust
Exchange-Traded Fund
46138E594
18
63
SH
SOLE
0
0
63
Invesco S&P 500 High Div Low Vol ETF
Exchange-Traded Fund
46138E362
97
2210
SH
SOLE
0
0
2210
Invesco S&P 500 Quality ETF
Exchange-Traded Fund
46137V241
40
940
SH
SOLE
0
0
940
iShares Core S&P 500 ETF
Exchange-Traded Fund
464287200
1224
3126
SH
SOLE
0
0
3126
iShares Core S&P Mid-Cap ETF
Exchange-Traded Fund
464287507
36064
155355
SH
SOLE
0
0
155355
iShares Core US Aggregate Bond ETF
Exchange-Traded Fund
464287226
11102
109353
SH
SOLE
0
0
109353
iShares ESG 1-5 Year USD Corp Bd ETF
Exchange-Traded Fund
46435G243
57
2379
SH
SOLE
0
0
2379
iShares ESG Aware MSCI EAFE ETF
Exchange-Traded Fund
46435G516
52
835
SH
SOLE
0
0
835
iShares ESG Aware MSCI EM ETF
Exchange-Traded Fund
46434G863
41
1294
SH
SOLE
0
0
1294
iShares ESG U.S. Aggregate Bond ETF
Exchange-Traded Fund
46435U549
54
1115
SH
SOLE
0
0
1115
iShares MSCI EAFE ETF
Exchange-Traded Fund
464287465
242
3890
SH
SOLE
0
0
3890
iShares MSCI Pacific ex Japan ETF
Exchange-Traded Fund
464286665
1
36
SH
SOLE
0
0
36
iShares National Muni Bond ETF
Exchange-Traded Fund
464288414
14687
137324
SH
SOLE
0
0
137324
iShares Russell 1000 ETF
Exchange-Traded Fund
464287622
36591
170166
SH
SOLE
0
0
170166
iShares Russell 3000 ETF
Exchange-Traded Fund
464287689
84
376
SH
SOLE
0
0
376
iShares Russell Mid-Cap ETF
Exchange-Traded Fund
464287499
350
5266
SH
SOLE
0
0
5266
iShares Russell Mid-Cap Growth ETF
Exchange-Traded Fund
464287481
141
1700
SH
SOLE
0
0
1700
iShares Russell Mid-Cap Value ETF
Exchange-Traded Fund
464287473
167
1620
SH
SOLE
0
0
1620
iShares Silver Trust
Exchange-Traded Fund
46428Q109
7
400
SH
SOLE
0
0
400
iShares TIPS Bond ETF
Exchange-Traded Fund
464287176
117
1038
SH
SOLE
0
0
1038
Johnson & Johnson
Stock
478160104
51
287
SH
SOLE
0
0
287
JPMorgan Chase & Co
Stock
46625H100
27
237
SH
SOLE
0
0
237
JPMorgan Equity Premium Income ETF
Exchange-Traded Fund
46645V675
3
70
SH
SOLE
0
0
70
Jumia Technologies AG ADR
Stock
48138M105
0
75
SH
SOLE
0
0
75
Lincoln National Corp
Stock
534187109
14
300
SH
SOLE
0
0
300
Live Nation Entertainment Inc
Stock
538034109
2
35
SH
SOLE
0
0
35
Lowe's Companies Inc
Stock
539830109
63
350
SH
SOLE
0
0
350
Marathon Oil Corp
Stock
565849106
3
160
SH
SOLE
0
0
160
Mastercard Inc Class A
Stock
57636Q104
53
166
SH
SOLE
0
0
166
McCormick & Co Inc Registered Shs Non Vtg
Stock
579780206
17
210
SH
SOLE
0
0
210
MedMen Enterprises Inc
Stock
58507M107
0
5000
SH
SOLE
0
0
5000
Medtronic PLC
Stock
G5960L103
9
100
SH
SOLE
0
0
100
Merck & Co Inc
Stock
58933Y105
214
2309
SH
SOLE
0
0
2309
Meta Platforms Inc Class A
Stock
30303M102
0
5
SH
SOLE
0
0
5
Microsoft Corp
Stock
594918104
5971
22253
SH
SOLE
0
0
22253
Moderna Inc
Stock
60770K107
2
15
SH
SOLE
0
0
15
Morgan Stanley
Stock
60937P106
52
680
SH
SOLE
0
0
680
NextEra Energy Partners LP
Stock
64110L106
18
250
SH
SOLE
0
0
250
Nike Inc Class B
Stock
65341B106
18
170
SH
SOLE
0
0
170
Nordstrom Inc
Stock
655664100
8
400
SH
SOLE
0
0
400
Norwegian Cruise Line Holdings Ltd
Stock
G66721104
1
100
SH
SOLE
0
0
100
Nucor Corp
Stock
670346105
16
150
SH
SOLE
0
0
150
NVIDIA Corp
Stock
67066G104
47
300
SH
SOLE
0
0
300
Occidental Petroleum Corp
Stock
674599105
3
60
SH
SOLE
0
0
60
Organon & Co Ordinary Shares
Stock
68622V106
7
221
SH
SOLE
0
0
221
Otis Worldwide Corp Ordinary Shares
Stock
68902V107
0
7
SH
SOLE
0
0
7
PACCAR Inc
Stock
693718108
10
123
SH
SOLE
0
0
123
Palantir Technologies Inc Ordinary Shares - Class A
Stock
69608A108
1
100
SH
SOLE
0
0
100
PayPal Holdings Inc
Stock
70450Y103
1
15
SH
SOLE
0
0
15
PepsiCo Inc
Stock
713448108
41
240
SH
SOLE
0
0
240
Pfizer Inc
Stock
717081103
17
327
SH
SOLE
0
0
327
Porch Group Inc Ordinary Shares - Class A
Stock
733245112
0
100
SH
SOLE
0
0
100
Procter & Gamble Co
Stock
742718109
70
483
SH
SOLE
0
0
483
Prudential Financial Inc
Stock
74347R503
13
136
SH
SOLE
0
0
136
Raytheon Technologies Corp
Stock
75513E101
2
25
SH
SOLE
0
0
25
Rivian Automotive Inc Class A
Stock
76954A103
9
300
SH
SOLE
0
0
300
Rocky Brands Inc
Stock
774515100
3
100
SH
SOLE
0
0
100
Roku Inc Class A
Stock
77543R102
0
10
SH
SOLE
0
0
10
Salesforce Inc
Stock
79466L302
39
225
SH
SOLE
0
0
225
Schwab US Dividend Equity ETF
Exchange-Traded Fund
808524797
129
1793
SH
SOLE
0
0
1793
ServiceNow Inc
Stock
81141R100
0
1
SH
SOLE
0
0
1
Skyworks Solutions Inc
Stock
83558L204
34
350
SH
SOLE
0
0
350
Sonoma Pharmaceuticals Inc
Stock
842587107
0
2
SH
SOLE
0
0
2
SPDR Blmbg High Yield Bd ETF
Exchange-Traded Fund
78468R622
33
364
SH
SOLE
0
0
364
SPDR Gold MiniShares
Exchange-Traded Fund
98149E204
17
511
SH
SOLE
0
0
511
SPDR Gold Shares
Exchange-Traded Fund
78463V107
4
25
SH
SOLE
0
0
25
SPDR Nuveen Blmbg Hi Yld Muncpl Bd ETF
Exchange-Traded Fund
78463X889
7
137
SH
SOLE
0
0
137
SPDR S&P 500 ETF Trust
Exchange-Traded Fund
78462F103
121
313
SH
SOLE
0
0
313
SPDR S&P 600 Small Cap Growth ETF
Exchange-Traded Fund
78464A201
133
1840
SH
SOLE
0
0
1840
SPDR S&P 600 Small Cap Value ETF
Exchange-Traded Fund
78464A300
52
720
SH
SOLE
0
0
720
Spirit Realty Capital Inc
Stock
852234103
8
207
SH
SOLE
0
0
207
Starbucks Corp
Stock
855244109
3862
48603
SH
SOLE
0
0
48603
Starwood Property Trust Inc
Stock
85571B105
12
600
SH
SOLE
0
0
600
T. Rowe Price Group Inc
Stock
74144T108
11
100
SH
SOLE
0
0
100
Taiwan Semiconductor Manufacturing Co Ltd ADR
Stock
874039100
20
250
SH
SOLE
0
0
250
Tesla Inc
Stock
88160R101
500
665
SH
SOLE
0
0
665
The Arena Group Holdings Inc
Stock
88339B102
10
1080
SH
SOLE
0
0
1080
The Goldman Sachs Group Inc
Stock
38141G104
2
10
SH
SOLE
0
0
10
The Home Depot Inc
Stock
437076102
286
1000
SH
SOLE
0
0
1000
The Kraft Heinz Co
Stock
500754106
3
100
SH
SOLE
0
0
100
The Walt Disney Co
Stock
254687106
4
50
SH
SOLE
0
0
50
Thermo Fisher Scientific Inc
Stock
883556102
553
1000
SH
SOLE
0
0
1000
U.S. Bancorp
Stock
902973304
27
600
SH
SOLE
0
0
600
Unilever PLC ADR
Stock
904767704
10
237
SH
SOLE
0
0
237
Union Pacific Corp
Stock
907818108
24
116
SH
SOLE
0
0
116
United Parcel Service Inc Class B
Stock
911312106
82
446
SH
SOLE
0
0
446
United Rentals Inc
Stock
911363109
38
155
SH
SOLE
0
0
155
UnitedHealth Group Inc
Stock
91324P102
4
8
SH
SOLE
0
0
8
VanEck Gold Miners ETF
Exchange-Traded Fund
92189F106
27
1000
SH
SOLE
0
0
1000
Vanguard Dividend Appreciation ETF
Exchange-Traded Fund
921908844
1463
10014
SH
SOLE
0
0
10014
Vanguard FTSE Developed Markets ETF
Exchange-Traded Fund
921943858
80
1981
SH
SOLE
0
0
1981
Vanguard FTSE Emerging Markets ETF
Exchange-Traded Fund
922042858
1
45
SH
SOLE
0
0
45
Vanguard Growth ETF
Exchange-Traded Fund
922908736
18
78
SH
SOLE
0
0
78
Vanguard Information Technology ETF
Exchange-Traded Fund
92204A702
49
145
SH
SOLE
0
0
145
Vanguard Real Estate ETF
Exchange-Traded Fund
922908553
218
2370
SH
SOLE
0
0
2370
Vanguard S&P 500 ETF
Exchange-Traded Fund
922908363
20
58
SH
SOLE
0
0
58
Vanguard Small-Cap ETF
Exchange-Traded Fund
922908751
2850
15667
SH
SOLE
0
0
15667
Vanguard Tax-Exempt Bond ETF
Exchange-Traded Fund
922907746
1
23
SH
SOLE
0
0
23
Vanguard Total Stock Market ETF
Exchange-Traded Fund
922908769
1909
9793
SH
SOLE
0
0
9793
Vanguard Total World Stock ETF
Exchange-Traded Fund
922042742
31
358
SH
SOLE
0
0
358
Ventas Inc
Stock
92276F100
10
205
SH
SOLE
0
0
205
Verizon Communications Inc
Stock
92343V104
30
600
SH
SOLE
0
0
600
Walmart Inc
Stock
92556V106
524
4185
SH
SOLE
0
0
4185
Warner Bros.Discovery Inc Ordinary Shares - Class A
Stock
92857W308
120
8584
SH
SOLE
0
0
8584
Waste Management Inc
Stock
931142103
45
300
SH
SOLE
0
0
300
Woodbrook Group Holdings Inc
Stock
95766K109
0
1
SH
SOLE
0
0
1
Zillow Group Inc Class A
Stock
98954M101
3
100
SH
SOLE
0
0
100
Zillow Group Inc Class C
Stock
98954M200
7
200
SH
SOLE
0
0
200
Zoetis Inc Class A
Stock
98978V103
27
155
SH
SOLE
0
0
155
Zscaler Inc
Stock
98980G102
0
5
SH
SOLE
0
0
5