Chief Compliance Officer

0001606587-22-002171.txt : 20221107 0001606587-22-002171.hdr.sgml : 20221107 20221107162704 ACCESSION NUMBER: 0001606587-22-002171 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221107 DATE AS OF CHANGE: 20221107 EFFECTIVENESS DATE: 20221107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC CENTRAL INDEX KEY: 0001802867 IRS NUMBER: 472330987 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19860 FILM NUMBER: 221365818 BUSINESS ADDRESS: STREET 1: 10635 SANTA MONICA BOULEVARD STREET 2: SUITE 240 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 4242833802 MAIL ADDRESS: STREET 1: 10635 SANTA MONICA BOULEVARD STREET 2: SUITE 240 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001802867 XXXXXXXX 09-30-2022 09-30-2022 false ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC

10635 SANTA MONICA BOULEVARD SUITE 240 LOS ANGELES CA 90025

13F HOLDINGS REPORT 028-19860 N Dan Kelso Chief Compliance Officer 424-372-1775 Dan Kelso Los Angeles CA 11-07-2022 0 164 161869 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M Company COM 88579Y101 8 70 SH SOLE None 0 0 70 Aberdeen Standard Physical Silver ETF PHYSCL SILVR SHS 003264108 18 987 SH SOLE None 0 0 987 Adobe Inc. COM 00724F101 68 246 SH SOLE None 0 0 246 Advanced Micro COM 007903107 26 415 SH SOLE None 0 0 415 Alibaba Group SPONSORED ADS 01609W102 1 10 SH SOLE None 0 0 10 Alpha Pro Tech LTD COM 020772109 2 490 SH SOLE None 0 0 490 Alphabet Inc. Cl A CAP STK CL A 02079K305 344 3600 SH SOLE None 0 0 3600 Alphabet Inc. Cl C CAP STK CL C 02079K107 133 1380 SH SOLE None 0 0 1380 Amazon.com COM 023135106 563 4980 SH SOLE None 0 0 4980 Amgen Inc COM 031162100 2 8 SH SOLE None 0 0 8 Apple Inc. COM 037833100 1382 10002 SH SOLE None 0 0 10002 Archer Daniels COM 039483102 18 220 SH SOLE None 0 0 220 Arista Networks Inc COM 040413106 98 864 SH SOLE None 0 0 864 Arrow Electronics COM 042735100 14 154 SH SOLE None 0 0 154 Bank of America Corp. COM 060505104 87 2880 SH SOLE None 0 0 2880 Beachbody Co. Inc. COM CL A 073463101 0 100 SH SOLE None 0 0 100 Berkshire Hathaway Cl B CL B NEW 084670702 164 614 SH SOLE None 0 0 614 Biogen Inc COM 09062X103 1 5 SH SOLE None 0 0 5 BlackRock Health Sciences Trust COM SHS 09260E105 7 475 SH SOLE None 0 0 475 BlackRock Inc COM 09247X101 5 9 SH SOLE None 0 0 9 BlackRock Science and Technology Trust II SHS BEN INT 09260K101 9 525 SH SOLE None 0 0 525 Boston Properties COM 101121101 66 867 SH SOLE None 0 0 867 BP PLC Sponsored ADR SPONSORED ADR 055622104 7 230 SH SOLE None 0 0 230 Bristol-Myers Squibb COM 110122108 13 186 SH SOLE None 0 0 186 Broadcom Inc COM 11135F101 123 276 SH SOLE None 0 0 276 Broadridge Financial COM 11133T103 9 60 SH SOLE None 0 0 60 Celsius Holdings, Inc. COM NEW 15118V207 2 19 SH SOLE None 0 0 19 Centerpoint Energy COM 15189T107 79 2819 SH SOLE None 0 0 2819 Charles Riv COM 159864107 84 429 SH SOLE None 0 0 429 Chevron Corp. COM 166764100 17 115 SH SOLE None 0 0 115 Chubb Ltd COM H1467J104 104 567 SH SOLE None 0 0 567 Cintas Corp COM 172908105 100 257 SH SOLE None 0 0 257 Cisco Systems Inc COM 17275R102 11 270 SH SOLE None 0 0 270 Comcast Corp New CL A 20030N101 47 1615 SH SOLE None 0 0 1615 ConocoPhillips COM 20825C104 25 242 SH SOLE None 0 0 242 Corteva Inc Com COM 22052L104 101 1763 SH SOLE None 0 0 1763 Costco Wholesale COM 22160K105 114 242 SH SOLE None 0 0 242 CVS Health COM 126650100 11 120 SH SOLE None 0 0 120 Danaher Corporation COM 235851102 111 430 SH SOLE None 0 0 430 Deere & Company COM 244199105 6 19 SH SOLE None 0 0 19 DFA Emerging Core Equity Market ETF EMGR CRE EQT MNG 25434V302 1732 86215 SH SOLE None 0 0 86215 DFA US Core Equity 2 ETF US CORE EQUITY 2 25434V708 293 13181 SH SOLE None 0 0 13181 Dimensional International Value ETF INTERNATNAL VAL 25434V807 149 5789 SH SOLE None 0 0 5789 DR Horton Inc. COM 23331A109 20 298 SH SOLE None 0 0 298 Eaton Corp PLC Com SHS G29183103 120 901 SH SOLE None 0 0 901 eBay Inc COM 278642103 2 64 SH SOLE None 0 0 64 Energy Select Sector SPDR ETF ENERGY 81369Y506 22 311 SH SOLE None 0 0 311 Equinix Inc COM 29444U700 67 117 SH SOLE None 0 0 117 Estee Lauder CL A 518439104 79 365 SH SOLE None 0 0 365 Financial Select Sector SPDR ETF FINANCIAL 81369Y605 76 2488 SH SOLE None 0 0 2488 First Citizens CL A 31946M103 4 5 SH SOLE None 0 0 5 First Trust Long/Short Equity ETF LNG/SHT EQUITY 33739P103 1102 23530 SH SOLE None 0 0 23530 FlexShares Global Upstream Resources ETF MORNSTAR UPSTR 33939L407 1651 43925 SH SOLE None 0 0 43925 Ford Motor Co. COM 345370860 113 10109 SH SOLE None 0 0 10109 Fortive Corp Com COM 34959J108 64 1102 SH SOLE None 0 0 1102 Franklin BSP Realty Trust Inc COMMON STOCK 35243J101 1 124 SH SOLE None 0 0 124 General Dynamics COM 369550108 11 53 SH SOLE None 0 0 53 General Electric Co. COM NEW 369604301 1 12 SH SOLE None 0 0 12 GraniteShares Gold Trust ETF SHS BEN INT 38748G101 68 4111 SH SOLE None 0 0 4111 Hca Healthcare Inc COM 40412C101 83 449 SH SOLE None 0 0 449 Healthcare Select Sector SPDR ETF SBI HEALTHCARE 81369Y209 101 830 SH SOLE None 0 0 830 Hess Corporation Com COM 42809H107 129 1186 SH SOLE None 0 0 1186 Home Depot Inc. COM 437076102 99 357 SH SOLE None 0 0 357 Honeywell COM 438516106 7 43 SH SOLE None 0 0 43 Hyliion Holdings COMMON STOCK 449109107 0 125 SH SOLE None 0 0 125 Idexx Laboratories COM 45168D104 52 161 SH SOLE None 0 0 161 Industrial Select Sector SPDR ETF SBI INT-INDS 81369Y704 43 524 SH SOLE None 0 0 524 International Business Machines COM 459200101 70 587 SH SOLE None 0 0 587 Intuitive Surgical COM NEW 46120E602 55 295 SH SOLE None 0 0 295 Invesco FTSE RAFI US 1500 Small-Mid ETF FTSE RAFI 1500 46137V597 73 500 SH SOLE None 0 0 500 iShares Core MSCI Emerging Markets ETF CORE MSCI EMKT 46434G103 7 172 SH SOLE None 0 0 172 iShares ESG MSCI EM ETF ESG AWR MSCI EM 46434G863 569 20559 SH SOLE None 0 0 20559 iShares Gold Trust ISHARES NEW 464285204 875 27750 SH SOLE None 0 0 27750 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 8 135 SH SOLE None 0 0 135 iShares MSCI Emerging Markets ETF MSCI EMG MKT ETF 464287234 4 115 SH SOLE None 0 0 115 iShares MSCI Intl Small-Cap Multifactor ETF MSCI INTL SML CP 46434V266 38 1467 SH SOLE None 0 0 1467 iShares Russell Mid-Cap Value ETF RUS MDCP VAL ETF 464287473 45 473 SH SOLE None 0 0 473 iShares S&P Small-Cap 600 Value ETF SP SMCP600VL ETF 464287879 24 294 SH SOLE None 0 0 294 Johnson & Johnson COM 478160104 29 180 SH SOLE None 0 0 180 JPMorgan Chase & Co. COM 46625H100 18 174 SH SOLE None 0 0 174 Kroger Co Com COM 501044101 6 140 SH SOLE None 0 0 140 Legalzoom Com Inc COM 52466B103 1 75 SH SOLE None 0 0 75 Linde PLC Com SHS G5494J103 92 343 SH SOLE None 0 0 343 Lowes Companies Inc COM 548661107 12 62 SH SOLE None 0 0 62 Lucid Group Inc COM 549498103 0 35 SH SOLE None 0 0 35 Madden Steven Ltd. COM 556269108 9 341 SH SOLE None 0 0 341 Marathon Petroleum COM 56585A102 159 1597 SH SOLE None 0 0 1597 Mastercard Inc. Cl A CL A 57636Q104 9 30 SH SOLE None 0 0 30 Materials Select Sector SPDR ETF SBI MATERIALS 81369Y100 15 225 SH SOLE None 0 0 225 Mckesson Corp COM 58155Q103 122 357 SH SOLE None 0 0 357 Merck & Co Inc COM 58933Y105 129 1490 SH SOLE None 0 0 1490 Meta Platforms Inc. CL A 30303M102 125 919 SH SOLE None 0 0 919 Microsoft Corp. COM 594918104 391 1680 SH SOLE None 0 0 1680 Morgan Stanley COM NEW 617446448 121 1526 SH SOLE None 0 0 1526 Nike Inc. B CL B 654106103 11 132 SH SOLE None 0 0 132 Novartis A G SPONSORED ADR 66987V109 8 109 SH SOLE None 0 0 109 Nvidia Corp COM 67066G104 42 347 SH SOLE None 0 0 347 Oracle Corp. COM 68389X105 10 166 SH SOLE None 0 0 166 Orchid Island Capital Inc COM NEW 68571X301 3 320 SH SOLE None 0 0 320 Palo Alto Networks COM 697435105 12 72 SH SOLE None 0 0 72 Parker-Hannifin Corp COM 701094104 118 487 SH SOLE None 0 0 487 PayPal Holdings Inc. COM 70450Y103 11 125 SH SOLE None 0 0 125 Pepsico Inc. COM 713448108 153 935 SH SOLE None 0 0 935 Pfizer Inc COM 717081103 21 474 SH SOLE None 0 0 474 Phillips 66 COM 718546104 76 942 SH SOLE None 0 0 942 PIMCO 15 Year US TIPS ETF 15+ YR US TIPS 72201R304 259 4625 SH SOLE None 0 0 4625 Pioneer Natural COM 723787107 105 486 SH SOLE None 0 0 486 Procter And Gamble COM 742718109 1 8 SH SOLE None 0 0 8 Progressive COM 743315103 118 1015 SH SOLE None 0 0 1015 Prologis Inc COM 74340W103 66 653 SH SOLE None 0 0 653 Qualcomm Inc. COM 747525103 11 95 SH SOLE None 0 0 95 Ready Cap Corp Com COM 75574U101 77 7048 SH SOLE None 0 0 7048 Roper Technologies COM 776696106 74 206 SH SOLE None 0 0 206 RPAR Risk Parity ETF RPAR RISK PARI 886364603 96986 5596431 SH SOLE None 0 0 5596431 RPM International Inc COM 749685103 83 991 SH SOLE None 0 0 991 Salesforce.Com Inc COM 79466L302 106 740 SH SOLE None 0 0 740 Schwab US Large Cap ETF US LRG CAP ETF 808524201 169 4000 SH SOLE None 0 0 4000 Schwab US TIPS ETF US TIPS ETF 808524870 9072 175130 SH SOLE None 0 0 175130 Servicenow Inc Com COM 81762P102 57 152 SH SOLE None 0 0 152 SFL Corporation LTD SHS G7738W106 132 14500 SH SOLE None 0 0 14500 Shopify Inc. CL A 82509L107 244 9040 SH SOLE None 0 0 9040 Simplify Risk Parity Treasury ETF RISK PARITY TREA 82889N798 47 3057 SH SOLE None 0 0 3057 SPDR Gold MiniShares SPDR GLD MINIS 98149E303 3538 107269 SH SOLE None 0 0 107269 SPDR Gold Shares GOLD SHS 78463V107 32 209 SH SOLE None 0 0 209 Starbucks Corp. COM 855244109 8 90 SH SOLE None 0 0 90 Stifel Financial Corporation COM 860630102 57 1101 SH SOLE None 0 0 1101 SVB Finl Group COM 78486Q101 61 183 SH SOLE None 0 0 183 Taiwan Semiconductor SPONSORED ADS 874039100 5 66 SH SOLE None 0 0 66 Technology Select Sector SPDR ETF TECHNOLOGY 81369Y803 120 1008 SH SOLE None 0 0 1008 Tesla Inc. COM 88160R101 24 90 SH SOLE None 0 0 90 Texas Instruments COM 882508104 12 77 SH SOLE None 0 0 77 Textainer Group Holdings LTD SHS G8766E109 215 8000 SH SOLE None 0 0 8000 The Coca Cola Co. COM 191216100 82 1450 SH SOLE None 0 0 1450 Thermo Fisher COM 883556102 170 334 SH SOLE None 0 0 334 TJX Companies Inc COM 872540109 85 1371 SH SOLE None 0 0 1371 TPG Inc A COM CL A 872657101 56 2000 SH SOLE None 0 0 2000 Ulta Beauty Inc. COM 90384S303 10 25 SH SOLE None 0 0 25 Unilever Plc SPON ADR NEW 904767704 12 276 SH SOLE None 0 0 276 Union Pacific Corp COM 907818108 126 647 SH SOLE None 0 0 647 United Parcel SVC CL B 911312106 2 12 SH SOLE None 0 0 12 UnitedHealth Group Inc. COM 91324P102 255 505 SH SOLE None 0 0 505 UPAR Ultra Risk Parity ETF UPAR ULTRA RISK 886364595 15300 1263400 SH SOLE None 0 0 1263400 USD PSHS ULT SEMICDT 74347R669 4596 4595562 SH SOLE None 0 0 4595562 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 7057 52214 SH SOLE None 0 0 52214 Vanguard ESG International Stock ETF ESG INTL STK ETF 921910725 396 9120 SH SOLE None 0 0 9120 Vanguard ESG US Stock ETF ESG US STK ETF 921910733 1056 16788 SH SOLE None 0 0 16788 Vanguard Extended Duration Treasury ETF EXTENDED DUR 921910709 337 3881 SH SOLE None 0 0 3881 Vanguard FTSE Developed Markets ETF VAN FTSE DEV MKT 921943858 1136 31255 SH SOLE None 0 0 31255 Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 922042858 893 24477 SH SOLE None 0 0 24477 Vanguard FTSE Pacific ETF FTSE PACIFIC ETF 922042866 95 1651 SH SOLE None 0 0 1651 Vanguard Intermediate-Term Treasury ETF INTER TERM TREAS 92206C706 26 453 SH SOLE None 0 0 453 Vanguard Mid Cap Index ETF MID CAP ETF 922908629 15 80 SH SOLE None 0 0 80 Vanguard Short-Term Infl-Protect Sec ETF STRM INFPROIDX 922020805 186 3871 SH SOLE None 0 0 3871 Vanguard Small-Cap ETF SMALL CP ETF 922908751 56 330 SH SOLE None 0 0 330 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 3973 22138 SH SOLE None 0 0 22138 Vanguard Value Index ETF VALUE ETF 922908744 164 1328 SH SOLE None 0 0 1328 Visa Inc A COM CL A 92826C839 188 1061 SH SOLE None 0 0 1061 Walmart Inc. COM 931142103 13 100 SH SOLE None 0 0 100 Walt Disney Co. COM 254687106 108 1141 SH SOLE None 0 0 1141 Wells Fargo Co New COM 949746101 86 2145 SH SOLE None 0 0 2145 Wyndham Hotels COM 98311A105 75 1216 SH SOLE None 0 0 1216 Xtrackers MSCI EAFE Hedged Equity XTRACK MSCI EAFE 233051200 41 1234 SH SOLE None 0 0 1234 Zebra Technologies CL A 989207105 54 208 SH SOLE None 0 0 208 Zillow Group Inc. Cl C CL C CAP STK 98954M200 1 50 SH SOLE None 0 0 50