0001209191-23-004988.txt : 20230126 0001209191-23-004988.hdr.sgml : 20230126 20230126132903 ACCESSION NUMBER: 0001209191-23-004988 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230126 DATE AS OF CHANGE: 20230126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mahmud Mehdi CENTRAL INDEX KEY: 0001802778 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23592 FILM NUMBER: 23556677 MAIL ADDRESS: STREET 1: 1345 AVENUES OF AMERICAS STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 FORMER NAME: FORMER CONFORMED NAME: Mahmud Medhi DATE OF NAME CHANGE: 20200210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: First Eagle Credit Opportunities Fund CENTRAL INDEX KEY: 0001818416 IRS NUMBER: 851899053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF AMERICAS STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2126983300 MAIL ADDRESS: STREET 1: 1345 AVENUE OF AMERICAS STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2022-12-31 0 0 1 0001818416 First Eagle Credit Opportunities Fund FECOF 0001802778 Mahmud Mehdi 1345 AVENUE OF AMERICAS 48TH FLOOR NEW YORK NY 10105 0 1 0 1 President Trustee Phantom Stock 2021-03-31 4 A 0 23.192 26.16 A Common Shares 23.192 23.192 D Phantom Stock 2021-04-01 4 A 0 3822.63 26.16 A Common Shares 3822.63 3845.822 D Phantom Stock 2021-05-03 4 A 0 21.067 26.27 A Common Shares 21.067 3866.889 D Phantom Stock 2021-05-28 4 A 0 32.729 26.22 A Common Shares 32.729 3899.618 D Phantom Stock 2021-06-30 4 A 0 35.25 26.31 A Common Shares 35.25 3934.868 D Phantom Stock 2021-07-30 4 A 0 31.953 26.28 A Common Shares 31.953 3966.821 D Phantom Stock 2021-08-31 4 A 0 24.14 26.28 A Common Shares 24.14 3990.961 D Phantom Stock 2021-09-30 4 A 0 23.405 26.40 A Common Shares 23.405 4014.366 D Phantom Stock 2021-10-29 4 A 0 24.305 26.43 A Common Shares 24.305 4038.671 D Phantom Stock 2021-11-30 4 A 0 23.544 26.36 A Common Shares 23.544 4062.215 D Phantom Stock 2021-12-01 4 A 0 12.375 26.26 A Common Shares 12.375 4074.59 D Phantom Stock 2021-12-29 4 A 0 21.823 26.14 A Common Shares 21.823 4096.413 D Phantom Stock 2021-12-31 4 A 0 24.815 26.16 A Common Shares 24.815 4121.228 D Phantom Stock 2022-01-31 4 A 0 25.077 26.13 A Common Shares 25.077 4146.305 D Phantom Stock 2022-02-28 4 A 0 22.268 25.96 A Common Shares 22.268 4168.573 D Phantom Stock 2022-03-31 4 A 0 24.221 25.84 A Common Shares 24.221 4192.794 D Phantom Stock 2022-04-29 4 A 0 23.217 25.66 A Common Shares 23.217 4216.011 D Phantom Stock 2022-05-31 4 A 0 24.771 24.91 A Common Shares 24.771 4240.782 D Each share of phantom stock represents the economic equivalent of one Common Share. The Reporting Person acquired these shares of phantom stock through the deferred compensation program of the Issuers investment adviser (the "Program"). Given certain operational considerations, this investment option is no longer an option under the Program, and such interest has been reallocated to other investment options in the Program not involving Common Shares. This Form 5 is being filed to correctly report the separate acquisitions of phantom stock by the Reporting Person under the Program, which had previously been reported as a single acquisition by the Reporting Person on April 1, 2021, in the Form 4 filed by the Reporting Person on June 22, 2022. /s/Sabrina Rusnak-Carlson as Attorney-in-Fact 2023-01-26