0001209191-23-004988.txt : 20230126
0001209191-23-004988.hdr.sgml : 20230126
20230126132903
ACCESSION NUMBER: 0001209191-23-004988
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230126
DATE AS OF CHANGE: 20230126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mahmud Mehdi
CENTRAL INDEX KEY: 0001802778
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-23592
FILM NUMBER: 23556677
MAIL ADDRESS:
STREET 1: 1345 AVENUES OF AMERICAS
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER NAME:
FORMER CONFORMED NAME: Mahmud Medhi
DATE OF NAME CHANGE: 20200210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Eagle Credit Opportunities Fund
CENTRAL INDEX KEY: 0001818416
IRS NUMBER: 851899053
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF AMERICAS
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2126983300
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF AMERICAS
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2022-12-31
0
0
1
0001818416
First Eagle Credit Opportunities Fund
FECOF
0001802778
Mahmud Mehdi
1345 AVENUE OF AMERICAS
48TH FLOOR
NEW YORK
NY
10105
0
1
0
1
President
Trustee
Phantom Stock
2021-03-31
4
A
0
23.192
26.16
A
Common Shares
23.192
23.192
D
Phantom Stock
2021-04-01
4
A
0
3822.63
26.16
A
Common Shares
3822.63
3845.822
D
Phantom Stock
2021-05-03
4
A
0
21.067
26.27
A
Common Shares
21.067
3866.889
D
Phantom Stock
2021-05-28
4
A
0
32.729
26.22
A
Common Shares
32.729
3899.618
D
Phantom Stock
2021-06-30
4
A
0
35.25
26.31
A
Common Shares
35.25
3934.868
D
Phantom Stock
2021-07-30
4
A
0
31.953
26.28
A
Common Shares
31.953
3966.821
D
Phantom Stock
2021-08-31
4
A
0
24.14
26.28
A
Common Shares
24.14
3990.961
D
Phantom Stock
2021-09-30
4
A
0
23.405
26.40
A
Common Shares
23.405
4014.366
D
Phantom Stock
2021-10-29
4
A
0
24.305
26.43
A
Common Shares
24.305
4038.671
D
Phantom Stock
2021-11-30
4
A
0
23.544
26.36
A
Common Shares
23.544
4062.215
D
Phantom Stock
2021-12-01
4
A
0
12.375
26.26
A
Common Shares
12.375
4074.59
D
Phantom Stock
2021-12-29
4
A
0
21.823
26.14
A
Common Shares
21.823
4096.413
D
Phantom Stock
2021-12-31
4
A
0
24.815
26.16
A
Common Shares
24.815
4121.228
D
Phantom Stock
2022-01-31
4
A
0
25.077
26.13
A
Common Shares
25.077
4146.305
D
Phantom Stock
2022-02-28
4
A
0
22.268
25.96
A
Common Shares
22.268
4168.573
D
Phantom Stock
2022-03-31
4
A
0
24.221
25.84
A
Common Shares
24.221
4192.794
D
Phantom Stock
2022-04-29
4
A
0
23.217
25.66
A
Common Shares
23.217
4216.011
D
Phantom Stock
2022-05-31
4
A
0
24.771
24.91
A
Common Shares
24.771
4240.782
D
Each share of phantom stock represents the economic equivalent of one Common Share. The Reporting Person acquired these shares of phantom stock through the deferred compensation program of the Issuers investment adviser (the "Program"). Given certain operational considerations, this investment option is no longer an option under the Program, and such interest has been reallocated to other investment options in the Program not involving Common Shares.
This Form 5 is being filed to correctly report the separate acquisitions of phantom stock by the Reporting Person under the Program, which had previously been reported as a single acquisition by the Reporting Person on April 1, 2021, in the Form 4 filed by the Reporting Person on June 22, 2022.
/s/Sabrina Rusnak-Carlson as Attorney-in-Fact
2023-01-26