0001209191-23-045063.txt : 20230808
0001209191-23-045063.hdr.sgml : 20230808
20230808173609
ACCESSION NUMBER: 0001209191-23-045063
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230808
FILED AS OF DATE: 20230808
DATE AS OF CHANGE: 20230808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lloyd George W.
CENTRAL INDEX KEY: 0001814899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39329
FILM NUMBER: 231152717
MAIL ADDRESS:
STREET 1: C/O ROYALTY PHARMA PLC
STREET 2: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Royalty Pharma plc
CENTRAL INDEX KEY: 0001802768
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-0200
MAIL ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-08-08
0
0001802768
Royalty Pharma plc
RPRX
0001814899
Lloyd George W.
C/O ROYALTY PHARMA PLC
110 EAST 59TH STREET
NEW YORK
NY
10022
0
1
0
0
EVP, Investments & CLO
0
LP interests in RPI US Partners 2019, LP
2023-08-08
4
G
0
5555
0.00
D
Class A Ordinary Shares
55550
0
D
LP interests in RPI US Partners 2019, LP
0.00
Class A Ordinary Shares
2502990
250299
I
By GWL 2020 G, LLC
LP interests in RPI US Partners 2019, LP
0.00
Class A Ordinary Shares
1726800
172680
I
By GWL 2014 G, LLC
LP interests in RPI US Partners 2019, LP
0.00
Class A Ordinary Shares
81730
8173
I
By GWL 2013 NG, LLC
No limited partnership interests in RPI US Partners 2019, LP ("RPI US LP") are being exchanged by the Reporting Person. Each limited partnership interest in RPI US LP ("RPI US LP Interest") may be exchanged for ten Class B Interests in Royalty Pharma Holdings Limited ("Holdings"). Each Class B Interest in Holdings so distributed will be exchanged for one Class A Ordinary Share of the Issuer. Any exchanges will be made pursuant to the terms of the Exchange Agreement dated June 16, 2020, among the Issuer, Holdings, RPI US LP, RPI International Holdings 2019, LP, RPI International Partners 2019, LP and RPI EPA Holdings, LP (the "Exchange Agreement"). No additional value will be paid by the Reporting Person in connection with an exchange.
The Reporting Person made a charitable donation of RPI US LP Interests. No Class A Ordinary Shares or RPI US LP Interests were sold.
Represents RPI US LP Interests. Each RPI US LP Interest can be exchanged for ten Class B Interests in Holdings at any time and for no additional value, which exchange right does not expire until so converted. Upon such exchange, each Class B Interest in Holdings issued in exchange for a RPI US LP Interest will be exchanged for one Class A Ordinary Share of the Issuer for no additional value.
In addition to the holdings disclosed above, the Reporting Person and family vehicles controlled by the Reporting Person hold 926,831 Class A Ordinary Shares and ICAI Interests exchangeable into 3,530,000 Class A Ordinary Shares.
/s/ Sean Weisberg, as Attorney-in-Fact for George W. Lloyd
2023-08-08