0001140361-24-000453.txt : 20240103 0001140361-24-000453.hdr.sgml : 20240103 20240103163034 ACCESSION NUMBER: 0001140361-24-000453 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240103 DATE AS OF CHANGE: 20240103 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Royalty Pharma plc CENTRAL INDEX KEY: 0001802768 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-39329 FILM NUMBER: 24507032 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-0200 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: GG 1978 SICAF SIF S.A. - GG Strategic CENTRAL INDEX KEY: 0001814890 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: C/O NOGRA GROUP SICAF-SIF S.A. STREET 2: 18 AVENUE DE LA PORTE NEUVE CITY: LUXEMBOURG STATE: N4 ZIP: L-2227 BUSINESS PHONE: 352 26200068 MAIL ADDRESS: STREET 1: C/O NOGRA GROUP SICAF-SIF S.A. STREET 2: 18 AVENUE DE LA PORTE NEUVE CITY: LUXEMBOURG STATE: N4 ZIP: L-2227 FORMER COMPANY: FORMER CONFORMED NAME: Nogra Group SICAF SIF GG Strategic DATE OF NAME CHANGE: 20200611 144 1 primary_doc.xml 144 0001814890 XXXXXXXX LIVE 0001802768 Royalty Pharma plc 001-39329 110 EAST 59TH STREET NEW YORK NY 10022 (212) 883-0200 GG 1978 SICAF SIF S.A. - GG Strategic See Remarks Class A Ordinary Shares UBS Securities LLC
1285 Avenue of the Americas New York NY 10019
500000 13980000 444886039 01/03/2024 NASDAQ
Class A Ordinary Shares 06/18/2020 Acquired upon exchange of limited partnership interests in RPI US Partners 2019, LP and RPI International Holdings 2019, LP Issuer N 22926170 06/18/2020 Exchange of securities N Avara Management Ltd
C/O GISEV (Suisse) SA via Nassa 11 Lugano V8 6900
Class A Ordinary Shares 12/13/2023 307935 8916003.87
Avara Management Ltd
C/O GISEV (Suisse) SA via Nassa 11 Lugano V8 6900
Class A Ordinary Shares 12/14/2023 364441 10534289.88
Avara Management Ltd
C/O GISEV (Suisse) SA via Nassa 11 Lugano V8 6900
Class A Ordinary Shares 12/15/2023 10229 286499.16
Avara Management Ltd
C/O GISEV (Suisse) SA via Nassa 11 Lugano V8 6900
Class A Ordinary Shares 12/27/2023 41729 1168752.75
Avara Management Ltd
C/O GISEV (Suisse) SA via Nassa 11 Lugano V8 6900
Class A Ordinary Shares 12/28/2023 209863 5918938.89
Avara Management Ltd
C/O GISEV (Suisse) SA via Nassa 11 Lugano V8 6900
Class A Ordinary Shares 12/29/2023 65803 1845407.72
The selling stockholder and certain related parties are significant stockholders of the Issuer. Trades are in accordance with a trading plan that complies with Rule 10b5-1 and expires on June 30, 2024. Approximate date of sale range: January 3, 2024- April 2, 2024. 01/03/2024 03/30/2023 GG 1978 SICAF SIF S.A. - GG Strategic, By: /s/ Achille G. Severgnini, Title: Director