0001140361-22-034416.txt : 20220922
0001140361-22-034416.hdr.sgml : 20220922
20220922163138
ACCESSION NUMBER: 0001140361-22-034416
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220920
FILED AS OF DATE: 20220922
DATE AS OF CHANGE: 20220922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Giuliani Mario Germano
CENTRAL INDEX KEY: 0001814882
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39329
FILM NUMBER: 221259539
MAIL ADDRESS:
STREET 1: C/O GISEV FAMILY OFFICE SA
STREET 2: CONTRADA DI SASSELLO 2
CITY: LUGANO
STATE: V8
ZIP: 6900
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Skyeline Management Ltd
CENTRAL INDEX KEY: 0001814877
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39329
FILM NUMBER: 221259536
BUSINESS ADDRESS:
STREET 1: C/O GISEV FAMILY OFFICE SA
STREET 2: CONTRADA DI SASSELLO 2
CITY: LUGANO
STATE: V8
ZIP: 6900
BUSINESS PHONE: 41919732890
MAIL ADDRESS:
STREET 1: C/O GISEV FAMILY OFFICE SA
STREET 2: CONTRADA DI SASSELLO 2
CITY: LUGANO
STATE: V8
ZIP: 6900
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MGG Strategic SICAF SIF S.A.
CENTRAL INDEX KEY: 0001922189
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39329
FILM NUMBER: 221259537
BUSINESS ADDRESS:
STREET 1: 18 AVENUE DE LA PORTE NEUVE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2227
BUSINESS PHONE: 352 26200068
MAIL ADDRESS:
STREET 1: 18 AVENUE DE LA PORTE NEUVE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MGG Strategic SICAF SIF S.A. - MGG Strategic
CENTRAL INDEX KEY: 0001814889
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39329
FILM NUMBER: 221259538
BUSINESS ADDRESS:
STREET 1: 18 AVENUE DE LA PORTE NEUVE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2227
BUSINESS PHONE: 352 26200068
MAIL ADDRESS:
STREET 1: 18 AVENUE DE LA PORTE NEUVE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2227
FORMER NAME:
FORMER CONFORMED NAME: Nogra Group SICAF SIF MGG Strategic
DATE OF NAME CHANGE: 20200611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Avara Management Ltd
CENTRAL INDEX KEY: 0001814934
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39329
FILM NUMBER: 221259535
BUSINESS ADDRESS:
STREET 1: C/O GISEV FAMILY OFFICE SA
STREET 2: CONTRADA DI SASSELLO 2
CITY: LUGANO
STATE: V8
ZIP: 6900
BUSINESS PHONE: 41919732890
MAIL ADDRESS:
STREET 1: C/O GISEV FAMILY OFFICE SA
STREET 2: CONTRADA DI SASSELLO 2
CITY: LUGANO
STATE: V8
ZIP: 6900
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Royalty Pharma plc
CENTRAL INDEX KEY: 0001802768
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-0200
MAIL ADDRESS:
STREET 1: 110 EAST 59TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
form4.xml
FORM 4
X0306
4
2022-09-20
0001802768
Royalty Pharma plc
RPRX
0001814882
Giuliani Mario Germano
C/O GISEV FAMILY OFFICE SA
CONTRADA DI SASSELLO 2
LUGANO
V8
6900
SWITZERLAND
true
true
0001814889
MGG Strategic SICAF SIF S.A. - MGG Strategic
18 AVENUE DE LA PORTE NEUVE
LUXEMBOURG
N4
L-2227
LUXEMBOURG
true
0001922189
MGG Strategic SICAF SIF S.A.
18 AVENUE DE LA PORTE NEUVE
LUXEMBOURG
N4
L-2227
LUXEMBOURG
true
0001814877
Skyeline Management Ltd
C/O GISEV FAMILY OFFICE SA
CONTRADA DI SASSELLO 2
LUGANO
V8
6900
SWITZERLAND
true
0001814934
Avara Management Ltd
C/O GISEV FAMILY OFFICE SA
CONTRADA DI SASSELLO 2
LUGANO
V8
6900
SWITZERLAND
true
Class A Ordinary Shares
2022-09-20
4
S
0
267815
41.0196
D
22390000
I
See Footnotes
Class A Ordinary Shares
2022-09-20
4
S
0
130330
41.0152
D
8446810
I
See Footnotes
Class A Ordinary Shares
2022-09-21
4
S
0
125697
41.253
D
8321113
I
See Footnotes
Class A Ordinary Shares
50000
I
See Footnotes
Class A Ordinary Shares
3477520
I
See Footnotes
Reflects securities held directly by MGG Strategic SICAF SIF S.A. - MGG Strategic, a Luxembourg company ("MGG Strategic"). MGG Strategic is a sub-fund managed and administered by MGG Strategic SICAF SIF S.A. ("MGG SICAF"). A board of directors consisting of M. Germano Giuliani, Achille G. Severgnini, Marco Sterzi and Franco Toscano has voting and dispositive power over the securities managed by MGG SICAF. Each member of the board disclaims beneficial ownership over such shares. MGG SICAF is owned by the MGG Trust of which M. Germano Giuliani is the beneficiary. The MGG Trust is the 100% economic owner of the shares held by MGG Strategic. M. Germano Giuliani disclaims beneficial ownership over the shares beneficially owned by MGG Strategic. The trustee of the MGG Trust is GISEV Trustees Limited. The protector of the MGG Trust is Achille G. Severgnini, who has the power to remove and replace the trustee of the MGG Trust.
Each of the Reporting Persons may be deemed to beneficially own the securities reported herein directly or indirectly controlled by it or him, but each (other than the direct holder to the extent of its direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein or are subject to Section 16.
Reflects securities held directly by Skyeline Management Ltd. Skyeline Management Ltd is wholly-owned by Avara Management Ltd. Avara Management Ltd is wholly-owned by M. Germano Giuliani.
Reflects securities held by the spouse of M. Germano Giuliani.
Reflects securities held directly by Avara Management Ltd.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.55 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.19 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.545 per share, inclusive. The Reporting Persons undertake to provide to Royalty Pharma plc, any security holder of Royalty Pharma plc, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
MARIO GERMANO GIULIANI By: /s/ Mario Germano Giuliani
2022-09-22
MGG STRATEGIC SICAF SIF S.A. - MGG Strategic By: /s/ Achille G. Severgnini, Title: Director By: /s/ Mario Germano Giuliani, Title: Director
2022-09-22
MGG STRATEGIC SICAF SIF S.A. By: /s/ Achille G. Severgnini, Title: Director By: /s/ Mario Germano Giuliani, Title: Director
2022-09-22
SKYELINE MANAGEMENT LTD By: GISEV Family Office SA, Corporate Director By: /s/ Achille G. Severgnini, Title: Director
2022-09-22
AVARA MANAGEMENT LTD By: GISEV Family Office SA, Corporate Director, By: /s/ Achille G. Severgnini, Title: Director
2022-09-22