The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMAZON COM INC | COM | 023135106 | 329 | 100 | SH | SOLE | 100 | 0 | 0 | ||
| FULL TRUCK ALLIANCE CO LTD | SPONSORED ADS | 35969L108 | 1,277 | 83,333 | SH | SOLE | 83,333 | 0 | 0 | ||
| FULL TRUCK ALLIANCE CO LTD | SPONSORED ADS | 35969L108 | 107 | 6,951 | SH | DFND | 0 | 0 | 6,951 | ||
| GENETRON HLDGS LTD | ADS | 37186H100 | 416 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| GENETRON HLDGS LTD | ADS | 37186H100 | 69 | 5,000 | SH | DFND | 0 | 0 | 5,000 | ||
| HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 2,385 | 52,011 | SH | SOLE | 52,011 | 0 | 0 | ||
| HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 8,116 | 176,967 | SH | DFND | 0 | 0 | 176,967 | ||
| I MAB | SPONSORED ADS | 44975P103 | 2,675 | 36,898 | SH | SOLE | 36,898 | 0 | 0 | ||
| I MAB | SPONSORED ADS | 44975P103 | 6,956 | 95,956 | SH | DFND | 0 | 0 | 95,956 | ||
| KANZHUN LIMITED | SPONSORED ADS | 48553T106 | 217 | 6,019 | SH | SOLE | 6,019 | 0 | 0 | ||
| KE HLDGS INC | SPONSORED ADS | 482497104 | 169 | 9,271 | SH | DFND | 0 | 0 | 9,271 | ||
| KE HLDGS INC | SPONSORED ADS | 482497104 | 679 | 37,196 | SH | SOLE | 37,196 | 0 | 0 | ||
| LEGEND BIOTECH CORP | SPONSORED ADS | 52490G102 | 290 | 5,740 | SH | DFND | 0 | 0 | 5,740 | ||
| LEGEND BIOTECH CORP | SPONSORED ADS | 52490G102 | 101 | 2,003 | SH | SOLE | 2,003 | 0 | 0 | ||
| MINISO GROUP HLDG LTD | SPONSORED ADS | 66981J102 | 586 | 38,456 | SH | SOLE | 38,456 | 0 | 0 | ||
| MINISO GROUP HLDG LTD | SPONSORED ADS | 66981J102 | 34 | 2,200 | SH | DFND | 0 | 0 | 2,200 | ||
| NETEASE INC | SPONSORED ADS | 64110W102 | 9,738 | 114,032 | SH | DFND | 0 | 0 | 114,032 | ||
| NETEASE INC | SPONSORED ADS | 64110W102 | 2,001 | 23,433 | SH | SOLE | 23,433 | 0 | 0 | ||
| NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 647581107 | 104 | 50,505 | SH | SOLE | 50,505 | 0 | 0 | ||
| NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 647581107 | 143 | 69,590 | SH | DFND | 0 | 0 | 69,590 | ||
| PINDUODUO INC | SPONSORED ADS | 722304102 | 58,607 | 646,380 | SH | SOLE | 646,380 | 0 | 0 | ||
| PINDUODUO INC | SPONSORED ADS | 722304102 | 34,167 | 376,829 | SH | DFND | 0 | 0 | 376,829 | ||
| TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 683 | 141,021 | SH | SOLE | 141,021 | 0 | 0 | ||
| TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 127 | 26,258 | SH | DFND | 0 | 0 | 26,258 | ||
| VIPSHOP HOLDINGS LIMITED | SPONSORED ADS A | 92763W103 | 1,386 | 124,426 | SH | SOLE | 124,426 | 0 | 0 | ||
| VIPSHOP HOLDINGS LIMITED | SPONSORED ADS A | 92763W103 | 186 | 16,690 | SH | DFND | 0 | 0 | 16,690 | ||
| WEIBO CORP | SPONSORED ADR | 948596101 | 32,841 | 691,539 | SH | SOLE | 691,539 | 0 | 0 | ||
| XPENG INC | ADS | 98422D105 | 1,333 | 37,499 | SH | SOLE | 37,499 | 0 | 0 | ||
| XPENG INC | ADS | 98422D105 | 3,894 | 109,558 | SH | DFND | 0 | 0 | 109,558 | ||
| YUM CHINA HLDGS INC | COM | 98850P109 | 2,891 | 49,750 | SH | DFND | 0 | 0 | 49,750 | ||
| ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 33,456 | 1,091,204 | SH | SOLE | 1,091,204 | 0 | 0 | ||
| ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 6,510 | 212,315 | SH | DFND | 0 | 0 | 212,315 | ||