The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMAZON COM INC | COM | 023135106 | 344 | 100 | SH | SOLE | 100 | 0 | 0 | ||
| BILIBILI INC | SPONS ADS REP Z | 090040106 | 7,168 | 58,831 | SH | SOLE | 58,831 | 0 | 0 | ||
| BILIBILI INC | SPONS ADS REP Z | 090040106 | 21,397 | 175,616 | SH | DFND | 0 | 0 | 175,616 | ||
| FULL TRUCK ALLIANCE CO LTD | SPONSORED ADS | 35969L108 | 1,698 | 83,333 | SH | SOLE | 83,333 | 0 | 0 | ||
| FULL TRUCK ALLIANCE CO LTD | SPONSORED ADS | 35969L108 | 142 | 6,951 | SH | DFND | 0 | 0 | 6,951 | ||
| GENETRON HLDGS LTD | ADS | 37186H100 | 604 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| GENETRON HLDGS LTD | ADS | 37186H100 | 101 | 5,000 | SH | DFND | 0 | 0 | 5,000 | ||
| HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 4,149 | 78,556 | SH | SOLE | 78,556 | 0 | 0 | ||
| HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 11,186 | 211,823 | SH | DFND | 0 | 0 | 211,823 | ||
| I MAB | SPONSORED ADS | 44975P103 | 18,163 | 216,351 | SH | DFND | 0 | 0 | 216,351 | ||
| I MAB | SPONSORED ADS | 44975P103 | 19,277 | 229,623 | SH | SOLE | 229,623 | 0 | 0 | ||
| KANZHUN LIMITED | SPONSORED ADS | 48553T106 | 14 | 350 | SH | SOLE | 350 | 0 | 0 | ||
| KE HLDGS INC | SPONSORED ADS | 482497104 | 442 | 9,271 | SH | DFND | 0 | 0 | 9,271 | ||
| KE HLDGS INC | SPONSORED ADS | 482497104 | 1,467 | 30,759 | SH | SOLE | 30,759 | 0 | 0 | ||
| LEGEND BIOTECH CORP | SPONSORED ADS | 52490G102 | 471 | 11,481 | SH | DFND | 0 | 0 | 11,481 | ||
| LEGEND BIOTECH CORP | SPONSORED ADS | 52490G102 | 164 | 4,007 | SH | SOLE | 4,007 | 0 | 0 | ||
| MINISO GROUP HLDG LTD | SPONSORED ADS | 66981J102 | 800 | 38,456 | SH | SOLE | 38,456 | 0 | 0 | ||
| MINISO GROUP HLDG LTD | SPONSORED ADS | 66981J102 | 46 | 2,200 | SH | DFND | 0 | 0 | 2,200 | ||
| NETEASE INC | SPONSORED ADS | 64110W102 | 18,344 | 159,170 | SH | SOLE | 159,170 | 0 | 0 | ||
| NETEASE INC | SPONSORED ADS | 64110W102 | 24,454 | 212,183 | SH | DFND | 0 | 0 | 212,183 | ||
| NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 647581107 | 570 | 69,590 | SH | DFND | 0 | 0 | 69,590 | ||
| NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 647581107 | 770 | 93,980 | SH | SOLE | 93,980 | 0 | 0 | ||
| PINDUODUO INC | SPONSORED ADS | 722304102 | 55,354 | 435,786 | SH | SOLE | 435,786 | 0 | 0 | ||
| PINDUODUO INC | SPONSORED ADS | 722304102 | 30,438 | 239,631 | SH | DFND | 0 | 0 | 239,631 | ||
| STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 386 | 2,533 | SH | SOLE | 2,533 | 0 | 0 | ||
| STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 3,402 | 22,310 | SH | DFND | 0 | 0 | 22,310 | ||
| TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 7,995 | 316,888 | SH | SOLE | 316,888 | 0 | 0 | ||
| TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 11,253 | 445,999 | SH | DFND | 0 | 0 | 445,999 | ||
| VIPSHOP HOLDINGS LIMITED | SPONSORED ADS A | 92763W103 | 335 | 16,690 | SH | DFND | 0 | 0 | 16,690 | ||
| VIPSHOP HOLDINGS LIMITED | SPONSORED ADS A | 92763W103 | 2,192 | 109,141 | SH | SOLE | 109,141 | 0 | 0 | ||
| WEIBO CORP | SPONSORED ADR | 948596101 | 41,824 | 794,839 | SH | SOLE | 794,839 | 0 | 0 | ||
| YUM CHINA HLDGS INC | COM | 98850P109 | 3,296 | 49,750 | SH | DFND | 0 | 0 | 49,750 | ||
| ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 5,628 | 185,451 | SH | DFND | 0 | 0 | 185,451 | ||
| ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 17,927 | 590,671 | SH | SOLE | 590,671 | 0 | 0 | ||