The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALBEMARLE CORP | COM | 012653101 | 738 | 5,000 | SH | DFND | 0 | 0 | 5,000 | ||
| ALBEMARLE CORP | COM | 012653101 | 7,149 | 48,464 | SH | SOLE | 48,464 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 4,594 | 19,739 | SH | SOLE | 19,739 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 326 | 100 | SH | SOLE | 100 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 8,185 | 37,853 | SH | SOLE | 37,853 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 1,950 | 9,019 | SH | DFND | 0 | 0 | 9,019 | ||
| BILIBILI INC | SPONS ADS REP Z | 090040106 | 24,950 | 291,061 | SH | DFND | 0 | 0 | 291,061 | ||
| BILIBILI INC | SPONS ADS REP Z | 090040106 | 7,259 | 84,677 | SH | SOLE | 84,677 | 0 | 0 | ||
| HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 16,228 | 360,373 | SH | DFND | 0 | 0 | 360,373 | ||
| HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 5,179 | 115,019 | SH | SOLE | 115,019 | 0 | 0 | ||
| I MAB | SPONSORED ADS | 44975P103 | 3,961 | 84,000 | SH | SOLE | 84,000 | 0 | 0 | ||
| I MAB | SPONSORED ADS | 44975P103 | 236 | 5,000 | SH | DFND | 0 | 0 | 5,000 | ||
| KE HLDGS INC | SPONSORED ADS | 482497104 | 28 | 457 | SH | DFND | 0 | 0 | 457 | ||
| KE HLDGS INC | SPONSORED ADS | 482497104 | 190 | 3,094 | SH | SOLE | 3,094 | 0 | 0 | ||
| MINISO GROUP HLDG LTD | SPONSORED ADS | 66981J102 | 111 | 4,200 | SH | DFND | 0 | 0 | 4,200 | ||
| MINISO GROUP HLDG LTD | SPONSORED ADS | 66981J102 | 1,965 | 74,456 | SH | SOLE | 74,456 | 0 | 0 | ||
| NETEASE INC | SPONSORED ADS | 64110W102 | 26,077 | 272,287 | SH | SOLE | 272,287 | 0 | 0 | ||
| NETEASE INC | SPONSORED ADS | 64110W102 | 21,353 | 222,960 | SH | DFND | 0 | 0 | 222,960 | ||
| NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 647581107 | 1,746 | 9,398 | SH | SOLE | 9,398 | 0 | 0 | ||
| NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 647581107 | 1,293 | 6,959 | SH | DFND | 0 | 0 | 6,959 | ||
| PINDUODUO INC | SPONSORED ADS | 722304102 | 61,165 | 344,261 | SH | DFND | 0 | 0 | 344,261 | ||
| PINDUODUO INC | SPONSORED ADS | 722304102 | 126,782 | 713,583 | SH | SOLE | 713,583 | 0 | 0 | ||
| QUDIAN INC | ADR | 747798106 | 64 | 46,298 | SH | SOLE | 46,298 | 0 | 0 | ||
| STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 1,767 | 22,310 | SH | DFND | 0 | 0 | 22,310 | ||
| STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 6,538 | 82,533 | SH | SOLE | 82,533 | 0 | 0 | ||
| TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 9,692 | 135,535 | SH | DFND | 0 | 0 | 135,535 | ||
| TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 9,428 | 131,840 | SH | SOLE | 131,840 | 0 | 0 | ||
| WEIBO CORP | SPONSORED ADR | 948596101 | 2,009 | 49,000 | SH | DFND | 0 | 0 | 49,000 | ||
| WEIBO CORP | SPONSORED ADR | 948596101 | 52,014 | 1,268,942 | SH | SOLE | 1,268,942 | 0 | 0 | ||
| ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 13,758 | 471,796 | SH | SOLE | 471,796 | 0 | 0 | ||
| ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 7,402 | 253,833 | SH | DFND | 0 | 0 | 253,833 | ||