Compliance Manager

0001802533-23-000003.txt : 20230503 0001802533-23-000003.hdr.sgml : 20230503 20230502195422 ACCESSION NUMBER: 0001802533-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230503 DATE AS OF CHANGE: 20230502 EFFECTIVENESS DATE: 20230503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOHIMER WEALTH MANAGEMENT, LLC CENTRAL INDEX KEY: 0001802533 IRS NUMBER: 832676110 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20000 FILM NUMBER: 23881228 BUSINESS ADDRESS: STREET 1: ONE UNION SQUARE STREET 2: 600 UNIVERSITY STREET, SUITE 2401 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-709-5950 MAIL ADDRESS: STREET 1: ONE UNION SQUARE STREET 2: 600 UNIVERSITY STREET, SUITE 2401 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001802533 XXXXXXXX 03-31-2023 03-31-2023 HOHIMER WEALTH MANAGEMENT, LLC

ONE UNION SQUARE 600 UNIVERSITY STREET, SUITE 2401 SEATTLE WA 98101

13F HOLDINGS REPORT 028-20000 000300140 N Dodd St Louis Compliance Manager 2067095950 D St Louis Seattle WA 05-02-2023 0 194 345332113 false INFORMATION TABLE 2 HohimerWealthManagement13f1.xml ACADIA PHARMACEUTICALS INC COM 004225108 381387 20265 SH SOLE 0 20265 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 205783 720 SH SOLE 0 60 0 660 ADOBE SYSTEMS INCORPORATED COM 00724F101 791550 2054 SH SOLE 0 1809 0 245 AKAMAI TECHNOLOGIES INC COM 00971T101 596489 7618 SH SOLE 0 7424 0 194 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 21112 21000 PRN SOLE 0 0 0 21000 ALLISON TRANSMISSION HLDGS I COM 01973R101 947507 20944 SH SOLE 0 20431 0 513 ALLY FINL INC COM 02005N100 504320 19785 SH SOLE 0 19280 0 505 ALPHABET INC CAP STK CL A 02079K305 6330953 61033 SH SOLE 0 47097 0 13936 ALTRIA GROUP INC COM 02209S103 2578634 57791 SH SOLE 0 23700 0 34091 AMAZON COM INC COM 023135106 1282035 12412 SH SOLE 0 9556 0 2856 AMBEV SA SPONSORED ADR 02319V103 2952292 1046912 SH SOLE 0 848347 0 198565 AMERICAN EXPRESS CO COM 025816109 905411 5489 SH SOLE 0 4920 0 569 AMERIPRISE FINL INC COM 03076C106 3959061 12917 SH SOLE 0 10590 0 2327 APPLE INC COM 037833100 6471991 39248 SH SOLE 0 32426 0 6822 APPLIED MATLS INC COM 038222105 4423845 36016 SH SOLE 0 28956 0 7060 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 30206 30000 PRN SOLE 0 0 0 30000 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 3648497 43726 SH SOLE 0 35639 0 8087 ARISTA NETWORKS INC COM 040413106 1136076 6768 SH SOLE 0 5627 0 1141 ASGN INC COM 00191U102 652349 7891 SH SOLE 0 7501 0 390 ASML HOLDING N V N Y REGISTRY SHS N07059210 867905 1275 SH SOLE 0 1136 0 139 ASTRAZENECA PLC SPONSORED ADR 046353108 930996 13413 SH SOLE 0 1104 0 12309 AT&T INC COM 00206R102 443366 23032 SH SOLE 0 19561 0 3471 AUTOZONE INC COM 053332102 919348 374 SH SOLE 0 322 0 52 AXALTA COATING SYS LTD COM G0750C108 846060 27932 SH SOLE 0 27202 0 730 BANK AMERICA CORP COM 060505104 3183322 111305 SH SOLE 0 91237 0 20068 BARRICK GOLD CORP COM 067901108 2473617 133205 SH SOLE 0 102621 0 30584 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 955643 3095 SH SOLE 0 280 0 2815 BLACKROCK INC COM 09247X101 2711274 4052 SH SOLE 0 3177 0 875 BLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1 09257WAE0 22928 29000 PRN SOLE 0 0 0 29000 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 805987 32330 SH SOLE 0 0 0 32330 BOEING CO COM 097023105 866927 4081 SH SOLE 0 3215 0 866 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 43425 29000 PRN SOLE 0 0 0 29000 BRISTOL-MYERS SQUIBB CO COM 110122108 3441935 49660 SH SOLE 0 40019 0 9641 BROADCOM INC COM 11135F101 6992786 10900 SH SOLE 0 8969 0 1931 CAPITAL ONE FINL CORP COM 14040H105 2567280 26698 SH SOLE 0 21014 0 5684 CARDINAL HEALTH INC COM 14149Y108 925555 12259 SH SOLE 0 474 0 11785 CARRIER GLOBAL CORPORATION COM 14448C104 1088072 23783 SH SOLE 0 21161 0 2622 CATERPILLAR INC COM 149123101 387107 1692 SH SOLE 0 1431 0 261 CENTENE CORP DEL COM 15135B101 681214 10777 SH SOLE 0 9113 0 1664 CHESAPEAKE ENERGY CORP COM 165167735 1048896 13794 SH SOLE 0 13530 0 264 CHEVRON CORP NEW COM 166764100 595045 3647 SH SOLE 0 2375 0 1272 CHIPOTLE MEXICAN GRILL INC COM 169656105 987392 578 SH SOLE 0 504 0 74 CIENA CORP COM NEW 171779309 937377 17848 SH SOLE 0 17195 0 653 CISCO SYS INC COM 17275R102 4147817 79346 SH SOLE 0 63883 0 15463 COMCAST CORP NEW CL A 20030N101 2342345 61787 SH SOLE 0 48357 0 13430 CONSTELLATION BRANDS INC CL A 21036P108 3484579 15426 SH SOLE 0 12755 0 2671 CONSTELLIUM SE CL A SHS F21107101 803163 52563 SH SOLE 0 51117 0 1446 COSTCO WHSL CORP NEW COM 22160K105 3390144 6823 SH SOLE 0 1272 0 5551 CUMMINS INC COM 231021106 995174 4166 SH SOLE 0 553 0 3613 CVS HEALTH CORP COM 126650100 2297962 30924 SH SOLE 0 24702 0 6222 DELL TECHNOLOGIES INC CL C 24703L202 2956641 73530 SH SOLE 0 57909 0 15621 DISNEY WALT CO COM 254687106 716130 7152 SH SOLE 0 5929 0 1223 DOLLAR GEN CORP NEW COM 256677105 744607 3538 SH SOLE 0 3108 0 430 DOW INC COM 260557103 1694541 30911 SH SOLE 0 14731 0 16180 EATON CORP PLC SHS G29183103 232680 1358 SH SOLE 0 819 0 539 EDWARDS LIFESCIENCES CORP COM 28176E108 618655 7478 SH SOLE 0 5935 0 1543 ELECTRONIC ARTS INC COM 285512109 766664 6365 SH SOLE 0 5553 0 812 ELEVANCE HEALTH INC COM 036752103 923758 2009 SH SOLE 0 1651 0 358 EMERSON ELEC CO COM 291011104 2974313 34133 SH SOLE 0 26955 0 7178 EQUITABLE HLDGS INC COM 29452E101 2744684 108101 SH SOLE 0 83332 0 24769 EURONET WORLDWIDE INC COM 298736109 652153 5828 SH SOLE 0 5661 0 167 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 26950 28000 PRN SOLE 0 0 0 28000 EVERCORE INC CLASS A 29977A105 811468 7033 SH SOLE 0 6876 0 157 EXPEDIA GROUP INC COM NEW 30212P303 642630 6623 SH SOLE 0 5865 0 758 EXXON MOBIL CORP COM 30231G102 845917 7714 SH SOLE 0 7674 0 40 FIDELITY NATL INFORMATION SV COM 31620M106 2126911 39148 SH SOLE 0 31855 0 7293 FISERV INC COM 337738108 5122972 45324 SH SOLE 0 37027 0 8297 FORD MTR CO DEL COM 345370860 227795 18079 SH SOLE 0 15898 0 2181 FORD MTR CO DEL NOTE 3/1 345370CZ1 9990 10000 PRN SOLE 0 0 0 10000 GENELUX CORPORATION COM 36870H103 1246636 44940 SH SOLE 0 19069 0 25871 GENERAL MTRS CO COM 37045V100 3317119 90434 SH SOLE 0 72618 0 17816 GILEAD SCIENCES INC COM 375558103 4520620 54485 SH SOLE 0 44393 0 10092 GLOBALSTAR INC COM 378973408 580000 500000 SH SOLE 0 0 0 500000 GODADDY INC CL A 380237107 2757195 35476 SH SOLE 0 28194 0 7282 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 23844436 238111 SH SOLE 0 193046 0 45065 GSK PLC SPONSORED ADR 37733W204 2312487 64994 SH SOLE 0 51202 0 13792 HERTZ GLOBAL HLDGS INC COM NEW 42806J700 555147 34079 SH SOLE 0 33207 0 872 HOME DEPOT INC COM 437076102 4232946 14343 SH SOLE 0 11180 0 3163 ICZOOM GROUP INC. CL A ORD SHS G4760B100 138400 80000 SH SOLE 0 35000 0 45000 ILLUMINA INC NOTE 8/1 452327AK5 37048 38000 PRN SOLE 0 0 0 38000 INMODE LTD SHS M5425M103 564030 17648 SH SOLE 0 17197 0 451 INTERCONTINENTAL EXCHANGE IN COM 45866F104 494439 4741 SH SOLE 0 4051 0 690 INTERNATIONAL BUSINESS MACHS COM 459200101 970590 7404 SH SOLE 0 300 0 7104 INTUIT COM 461202103 816315 1831 SH SOLE 0 1629 0 202 ISHARES TR CORE HIGH DV ETF 46429B663 2159208 21240 SH SOLE 0 16588 0 4652 ISHARES TR CORE S&P500 ETF 464287200 2079415 5058 SH SOLE 0 1744 0 3314 ISHARES TR CORE 1 5 YR USD 46432F859 1480625 31399 SH SOLE 0 18011 0 13388 ISHARES TR ISHS 1-5YR INVS 464288646 3696927 73149 SH SOLE 0 53934 0 19215 ISHARES TR BROAD USD HIGH 46435U853 2617109 73618 SH SOLE 0 10873 0 62745 ISHARES TR MSCI EAFE ETF 464287465 598694 8371 SH SOLE 0 99 0 8272 ISHARES TR RUSSELL 2000 ETF 464287655 338960 1900 SH SOLE 0 650 0 1250 ISHARES TR S&P 500 VAL ETF 464287408 673056 4435 SH SOLE 0 3153 0 1282 ISHARES TR CORE S&P MCP ETF 464287507 538845 2154 SH SOLE 0 1601 0 553 ISHARES TR RUS 1000 ETF 464287622 608797 2703 SH SOLE 0 2703 0 0 ISHARES TR RUS MID CAP ETF 464287499 299188 4279 SH SOLE 0 129 0 4150 ISHARES TR ESG AWR MSCI USA 46435G425 384931 4256 SH SOLE 0 2448 0 1808 ISHARES TR CONV BD ETF 46435G102 1481811 20405 SH SOLE 0 265 0 20140 ISHARES TR PFD AND INCM SEC 464288687 246482 7895 SH SOLE 0 7365 0 530 ISHARES TR FLTG RATE NT ETF 46429B655 629321 12489 SH SOLE 0 9793 0 2696 ISHARES TR CORE S&P SCP ETF 464287804 1074724 11114 SH SOLE 0 8137 0 2977 JOHNSON & JOHNSON COM 478160104 2877885 18567 SH SOLE 0 14716 0 3851 JPMORGAN CHASE & CO COM 46625H100 5396789 41415 SH SOLE 0 33218 0 8197 KINDER MORGAN INC DEL COM 49456B101 844035 48203 SH SOLE 0 1400 0 46803 KRAFT HEINZ CO COM 500754106 839564 21711 SH SOLE 0 0 0 21711 LABORATORY CORP AMER HLDGS COM NEW 50540R409 2577993 11237 SH SOLE 0 9080 0 2157 LAM RESEARCH CORP COM 512807108 5029779 9488 SH SOLE 0 7544 0 1944 LEIDOS HOLDINGS INC COM 525327102 1537770 16704 SH SOLE 0 15399 0 1305 LIGHTWAVE LOGIC INC COM 532275104 52300 10000 SH SOLE 0 10000 0 0 LOCKHEED MARTIN CORP COM 539830109 4027187 8519 SH SOLE 0 6760 0 1759 LULULEMON ATHLETICA INC COM 550021109 871142 2392 SH SOLE 0 1903 0 489 MAIDEN HOLDINGS LTD SHS G5753U112 25080 12000 SH SOLE 0 12000 0 0 MCDONALDS CORP COM 580135101 2567938 9184 SH SOLE 0 1000 0 8184 MERCK & CO INC COM 58933Y105 223206 2098 SH SOLE 0 1098 0 1000 MICROSOFT CORP COM 594918104 21416295 74285 SH SOLE 0 23155 0 51130 MOLINA HEALTHCARE INC COM 60855R100 2995888 11200 SH SOLE 0 9090 0 2110 MONDELEZ INTL INC CL A 609207105 1047822 15029 SH SOLE 0 12309 0 2720 NETAPP INC COM 64110D104 3459712 54185 SH SOLE 0 44290 0 9895 NEW YORK CMNTY BANCORP INC COM 649445103 754243 83434 SH SOLE 0 0 0 83434 NEWMONT CORP COM 651639106 898929 18338 SH SOLE 0 0 0 18338 NEXSTAR MEDIA GROUP INC COMMON STOCK 65336K103 2740287 15871 SH SOLE 0 12706 0 3165 NIKE INC CL B 654106103 3483344 28403 SH SOLE 0 22766 0 5637 NORTHROP GRUMMAN CORP COM 666807102 3641124 7886 SH SOLE 0 6513 0 1373 NVIDIA CORPORATION COM 67066G104 767479 2763 SH SOLE 0 1522 0 1241 OLIN CORP COM PAR $1 680665205 4123872 74304 SH SOLE 0 61326 0 12978 OMEROS CORP COM 682143102 244265 52530 SH SOLE 0 49530 0 3000 ONEMAIN HLDGS INC COM 68268W103 1200725 32382 SH SOLE 0 15022 0 17360 PALANTIR TECHNOLOGIES INC CL A 69608A108 122601 14509 SH SOLE 0 1750 0 12759 PALO ALTO NETWORKS INC COM 697435105 1077597 5395 SH SOLE 0 4226 0 1169 PAYPAL HLDGS INC COM 70450Y103 717861 9453 SH SOLE 0 7818 0 1635 PEPSICO INC COM 713448108 408899 2243 SH SOLE 0 1100 0 1143 PFIZER INC COM 717081103 4487837 109996 SH SOLE 0 69986 0 40010 PIONEER MUNICIPAL HIGH INCOM COM SHS 723763108 320040 36000 SH SOLE 0 36000 0 0 PIONEER NAT RES CO COM 723787107 809812 3965 SH SOLE 0 157 0 3808 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 55510 26000 PRN SOLE 0 0 0 26000 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 1858595 25008 SH SOLE 0 3543 0 21465 PROCTER AND GAMBLE CO COM 742718109 1431984 9631 SH SOLE 0 3680 0 5951 PROSPECT CAP CORP NOTE 6.375% 3/0 74348TAT9 73205 75000 PRN SOLE 0 75000 0 0 PRUDENTIAL FINL INC COM 744320102 236967 2864 SH SOLE 0 2157 0 707 PUTNAM MANAGED MUN INCOME TR COM 746823103 88241 14395 SH SOLE 0 14395 0 0 QUALCOMM INC COM 747525103 2631998 20630 SH SOLE 0 16347 0 4283 RAYTHEON TECHNOLOGIES CORP COM 75513E101 3084501 31497 SH SOLE 0 25486 0 6011 RESIDEO TECHNOLOGIES INC COM 76118Y104 638959 34954 SH SOLE 0 34023 0 931 RIO TINTO PLC SPONSORED ADR 767204100 938654 13683 SH SOLE 0 1389 0 12294 RXO INC COMMON STOCK 74982T103 923866 47040 SH SOLE 0 45980 0 1060 S&P GLOBAL INC COM 78409V104 858133 2489 SH SOLE 0 2173 0 316 SANOFI SPONSORED ADR 80105N105 3329851 61188 SH SOLE 0 50922 0 10266 SCHWAB CHARLES CORP COM 808513105 2656818 50722 SH SOLE 0 41461 0 9261 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 234612 3600 SH SOLE 0 3600 0 0 SERVICENOW INC COM 81762P102 791418 1703 SH SOLE 0 1414 0 289 SHELL PLC SPON ADS 780259305 5649680 98187 SH SOLE 0 79620 0 18567 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 31808 28000 PRN SOLE 0 0 0 28000 SPDR GOLD TR GOLD SHS 78463V107 247897 1353 SH SOLE 0 1176 0 177 SPDR S&P 500 ETF TR TR UNIT 78462F103 5271306 12876 SH SOLE 0 9558 0 3318 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 657818 1435 SH SOLE 0 1040 0 395 SPIRIT RLTY CAP INC NEW COM NEW 84860W300 785565 19718 SH SOLE 0 0 0 19718 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 109679 13151 SH SOLE 0 13151 0 0 STARBUCKS CORP COM 855244109 502948 4830 SH SOLE 0 3731 0 1099 STELLANTIS N.V SHS N82405106 863879 47492 SH SOLE 0 0 0 47492 STRYKER CORPORATION COM 863667101 741651 2598 SH SOLE 0 2265 0 333 SYSCO CORP COM 871829107 2785989 36074 SH SOLE 0 29313 0 6761 T-MOBILE US INC COM 872590104 1104984 7629 SH SOLE 0 6546 0 1083 TARGET CORP COM 87612E106 3831158 23131 SH SOLE 0 17861 0 5270 TESLA INC COM 88160R101 1733121 8354 SH SOLE 0 7946 0 408 THERMO FISHER SCIENTIFIC INC COM 883556102 960809 1667 SH SOLE 0 1461 0 206 TOTALENERGIES SE SPONSORED ADS 89151E109 3762961 63725 SH SOLE 0 51560 0 12165 TRACTOR SUPPLY CO COM 892356106 1242656 5287 SH SOLE 0 4956 0 331 ULTRA CLEAN HLDGS INC COM 90385V107 898702 27102 SH SOLE 0 26374 0 728 UNION PAC CORP COM 907818108 269890 1341 SH SOLE 0 1215 0 126 UNITEDHEALTH GROUP INC COM 91324P102 3701325 7832 SH SOLE 0 6216 0 1616 VANGUARD BD INDEX FDS LONG TERM BOND 921937793 695330 9073 SH SOLE 0 3507 0 5565 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 2499884 32682 SH SOLE 0 16614 0 16068 VANGUARD BD INDEX FDS INTERMED TERM 921937819 261619 3409 SH SOLE 0 1170 0 2239 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 559269 11432 SH SOLE 0 3844 0 7588 VANGUARD INDEX FDS GROWTH ETF 922908736 2340613 9383 SH SOLE 0 4810 0 4573 VANGUARD INDEX FDS VALUE ETF 922908744 1274844 9231 SH SOLE 0 3303 0 5928 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2492591 12213 SH SOLE 0 7356 0 4857 VANGUARD INDEX FDS SMALL CP ETF 922908751 258613 1364 SH SOLE 0 387 0 977 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 377150 9335 SH SOLE 0 2645 0 6690 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 276383 5937 SH SOLE 0 2001 0 3936 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 4820464 31300 SH SOLE 0 19435 0 11865 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 1225884 27139 SH SOLE 0 7533 0 19606 VERIZON COMMUNICATIONS INC COM 92343V104 1000679 25731 SH SOLE 0 2816 0 22915 VERTEX PHARMACEUTICALS INC COM 92532F100 930402 2953 SH SOLE 0 2586 0 367 VISA INC COM CL A 92826C839 4548881 20176 SH SOLE 0 16269 0 3907 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 17866 18000 PRN SOLE 0 0 0 18000 VOYA FINANCIAL INC COM 929089100 1225182 17145 SH SOLE 0 16797 0 348 WALGREENS BOOTS ALLIANCE INC COM 931427108 895726 25903 SH SOLE 0 0 0 25903 WALMART INC COM 931142103 221175 1500 SH SOLE 0 1200 0 300 WASTE MGMT INC DEL COM 94106L109 432401 2650 SH SOLE 0 2000 0 650 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 47236 49000 PRN SOLE 0 0 0 49000 WINNEBAGO INDS INC COM 974637100 596560 10339 SH SOLE 0 10054 0 285 YUM BRANDS INC COM 988498101 618134 4680 SH SOLE 0 360 0 4320 YUM CHINA HLDGS INC COM 98850P109 273845 4320 SH SOLE 0 0 0 4320 ZOETIS INC CL A 98978V103 725845 4361 SH SOLE 0 3842 0 519