Compliance Manger

0001802533-22-000005.txt : 20221102 0001802533-22-000005.hdr.sgml : 20221102 20221102172623 ACCESSION NUMBER: 0001802533-22-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221102 DATE AS OF CHANGE: 20221102 EFFECTIVENESS DATE: 20221102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOHIMER WEALTH MANAGEMENT, LLC CENTRAL INDEX KEY: 0001802533 IRS NUMBER: 832676110 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20000 FILM NUMBER: 221355334 BUSINESS ADDRESS: STREET 1: ONE UNION SQUARE STREET 2: 600 UNIVERSITY STREET, SUITE 2401 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-709-5950 MAIL ADDRESS: STREET 1: ONE UNION SQUARE STREET 2: 600 UNIVERSITY STREET, SUITE 2401 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001802533 XXXXXXXX 09-30-2022 09-30-2022 HOHIMER WEALTH MANAGEMENT, LLC

ONE UNION SQUARE 600 UNIVERSITY STREET, SUITE 2401 SEATTLE WA 98101

13F HOLDINGS REPORT 028-20000 N Dodd St Louis Compliance Manger 2077095950 Dodd St Louis Seattle X1 11-02-2022 0 187 311374 false INFORMATION TABLE 2 HohimerWealthManagement13f.xml ABBVIE INC COM 00287Y109 2925 21794 SH SOLE 0 18064 0 3730 ACADIA PHARMACEUTICALS INC COM 004225108 262 16015 SH SOLE 0 16015 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 656 2383 SH SOLE 0 2084 0 299 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 21 21000 PRN SOLE 0 21000 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 699 8705 SH SOLE 0 8492 0 213 AKOUSTIS TECHNOLOGIES INC COM 00973N102 30 10000 SH SOLE 0 10000 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 709 20987 SH SOLE 0 20474 0 513 ALLY FINL INC COM 02005N100 591 21221 SH SOLE 0 20701 0 520 ALPHABET INC CAP STK CL A 02079K305 4302 44974 SH SOLE 0 36664 0 8310 ALTRIA GROUP INC COM 02209S103 1614 39979 SH SOLE 0 39945 0 34 AMAZON COM INC COM 023135106 5726 50669 SH SOLE 0 43362 0 7307 AMERIPRISE FINL INC COM 03076C106 3556 14113 SH SOLE 0 11913 0 2200 APPLE INC COM 037833100 5449 39425 SH SOLE 0 33965 0 5460 APPLIED MATLS INC COM 038222105 3722 45426 SH SOLE 0 37825 0 7601 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 31 30000 PRN SOLE 0 30000 0 0 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 2820 45518 SH SOLE 0 38042 0 7476 ARISTA NETWORKS INC COM 040413106 1033 9147 SH SOLE 0 7814 0 1333 ASGN INC COM 00191U102 1558 17243 SH SOLE 0 15819 0 1424 ASTRAZENECA PLC SPONSORED ADR 046353108 748 13632 SH SOLE 0 11970 0 1662 AT&T INC COM 00206R102 353 23032 SH SOLE 0 19561 0 3471 AUTOZONE INC COM 053332102 887 414 SH SOLE 0 358 0 56 AXALTA COATING SYS LTD COM G0750C108 807 38322 SH SOLE 0 37415 0 907 BARRICK GOLD CORP COM 067901108 1766 113953 SH SOLE 0 93924 0 20029 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 468 1753 SH SOLE 0 280 0 1473 BK OF AMERICA CORP COM 060505104 3445 114058 SH SOLE 0 97511 0 16547 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 484 413 SH SOLE 0 403 0 10 BLACKROCK INC COM 09247X101 2324 4224 SH SOLE 0 3510 0 714 BLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1 09257WAE0 25 29000 PRN SOLE 0 29000 0 0 BOEING CO COM 097023105 609 5033 SH SOLE 0 4515 0 518 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 35 29000 PRN SOLE 0 29000 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 1178 16574 SH SOLE 0 14392 0 2182 BROADCOM INC COM 11135F101 3919 8827 SH SOLE 0 7611 0 1216 CANADA GOOSE HLDGS INC SHS SUB VTG 135086106 651 42711 SH SOLE 0 41664 0 1047 CARDINAL HEALTH INC COM 14149Y108 817 12259 SH SOLE 0 12082 0 177 CARRIER GLOBAL CORPORATION COM 14448C104 1088 30587 SH SOLE 0 27860 0 2727 CATERPILLAR INC COM 149123101 242 1477 SH SOLE 0 1459 0 18 CENTENE CORP DEL COM 15135B101 812 10432 SH SOLE 0 8754 0 1678 CHESAPEAKE ENERGY CORP COM 165167735 1299 13792 SH SOLE 0 13532 0 260 CHEVRON CORP NEW COM 166764100 596 4147 SH SOLE 0 3300 0 847 CHIPOTLE MEXICAN GRILL INC COM 169656105 998 664 SH SOLE 0 584 0 80 CIENA CORP COM NEW 171779309 749 18533 SH SOLE 0 17403 0 1130 CISCO SYS INC COM 17275R102 2390 59755 SH SOLE 0 48244 0 11511 CITIZENS FINL GROUP INC COM 174610105 3315 96468 SH SOLE 0 80805 0 15663 CLEVELAND-CLIFFS INC NEW COM 185899101 2864 212586 SH SOLE 0 177779 0 34807 COMCAST CORP NEW CL A 20030N101 2606 88849 SH SOLE 0 73859 0 14990 CONSTELLATION BRANDS INC CL A 21036P108 3298 14361 SH SOLE 0 12085 0 2276 CONSTELLIUM SE CL A SHS F21107101 609 60017 SH SOLE 0 58506 0 1511 COSTCO WHSL CORP NEW COM 22160K105 3222 6823 SH SOLE 0 6772 0 51 CUMMINS INC COM 231021106 855 4202 SH SOLE 0 4127 0 75 CVS HEALTH CORP COM 126650100 2742 28752 SH SOLE 0 23651 0 5101 DELL TECHNOLOGIES INC CL C 24703L202 2613 76460 SH SOLE 0 64187 0 12273 DOLLAR GEN CORP NEW COM 256677105 831 3464 SH SOLE 0 3013 0 451 DOW INC COM 260557103 756 17201 SH SOLE 0 17104 0 97 EDWARDS LIFESCIENCES CORP COM 28176E108 603 7300 SH SOLE 0 6216 0 1084 ELECTRONIC ARTS INC COM 285512109 756 6531 SH SOLE 0 5694 0 837 ELEVANCE HEALTH INC COM 036752103 973 2143 SH SOLE 0 1771 0 372 EMERSON ELEC CO COM 291011104 2458 33564 SH SOLE 0 27430 0 6134 EQUITABLE HLDGS INC COM 29452E101 3426 130008 SH SOLE 0 108514 0 21494 EURONET WORLDWIDE INC COM 298736109 638 8417 SH SOLE 0 8211 0 206 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 25 28000 PRN SOLE 0 28000 0 0 EVERCORE INC CLASS A 29977A105 685 8325 SH SOLE 0 8114 0 211 EXXON MOBIL CORP COM 30231G102 757 8674 SH SOLE 0 8674 0 0 FEDEX CORP COM 31428X106 2400 16166 SH SOLE 0 13698 0 2468 FISERV INC COM 337738108 4467 47744 SH SOLE 0 40329 0 7415 FORD MTR CO DEL COM 345370860 194 17314 SH SOLE 0 15133 0 2181 FORD MTR CO DEL NOTE 3/1 345370CZ1 9 10000 PRN SOLE 0 10000 0 0 GENERAL MTRS CO COM 37045V100 3447 107414 SH SOLE 0 90841 0 16573 GILEAD SCIENCES INC COM 375558103 3484 56474 SH SOLE 0 47115 0 9359 GLOBAL X FDS GLB X SUPERDIV 37950E549 142 18865 SH SOLE 0 18865 0 0 GLOBALSTAR INC COM 378973408 795 500000 SH SOLE 0 0 0 500000 GODADDY INC CL A 380237107 2761 38960 SH SOLE 0 32526 0 6434 GSK PLC SPONSORED ADR 37733W204 1521 51667 SH SOLE 0 42017 0 9650 HERTZ GLOBAL HLDGS INC COM NEW 42806J700 3016 185265 SH SOLE 0 153857 0 31408 HOME DEPOT INC COM 437076102 2775 10058 SH SOLE 0 8123 0 1935 IHEARTMEDIA INC COM CL A 45174J509 723 98603 SH SOLE 0 94873 0 3730 ILLUMINA INC NOTE 8/1 452327AK5 36 38000 PRN SOLE 0 38000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 592 6553 SH SOLE 0 5706 0 847 ISHARES TR CORE TOTAL USD 46434V613 252 5670 SH SOLE 0 4776 0 894 ISHARES TR US TREAS BD ETF 46429B267 223 9807 SH SOLE 0 4078 0 5729 ISHARES TR CORE S&P SCP ETF 464287804 1055 12102 SH SOLE 0 8671 0 3431 ISHARES TR 1 3 YR TREAS BD 464287457 219 2691 SH SOLE 0 1496 0 1195 ISHARES TR FLTG RATE NT ETF 46429B655 406 8085 SH SOLE 0 6415 0 1670 ISHARES TR PFD AND INCM SEC 464288687 369 11660 SH SOLE 0 10874 0 786 ISHARES TR 0-5 YR TIPS ETF 46429B747 483 5022 SH SOLE 0 1886 0 3136 ISHARES TR MSCI USA MIN VOL 46429B697 224 3383 SH SOLE 0 1148 0 2235 ISHARES TR SHRT NAT MUN ETF 464288158 364 3543 SH SOLE 0 1990 0 1553 ISHARES TR CONV BD ETF 46435G102 3180 46157 SH SOLE 0 45764 0 393 ISHARES TR IBOXX INV CP ETF 464287242 221 2157 SH SOLE 0 1132 0 1025 ISHARES TR ESG AWR MSCI USA 46435G425 1233 15528 SH SOLE 0 6313 0 9215 ISHARES TR RUS 1000 ETF 464287622 533 2703 SH SOLE 0 2703 0 0 ISHARES TR CORE S&P MCP ETF 464287507 470 2143 SH SOLE 0 1586 0 557 ISHARES TR CORE S&P500 ETF 464287200 2237 6238 SH SOLE 0 2855 0 3383 ISHARES TR EAFE GRWTH ETF 464288885 391 5395 SH SOLE 0 2280 0 3115 ISHARES TR CORE HIGH DV ETF 46429B663 1251 13704 SH SOLE 0 11943 0 1761 ISHARES TR BROAD USD HIGH 46435U853 9201 273680 SH SOLE 0 256801 0 16879 ISHARES TR ISHS 1-5YR INVS 464288646 4442 90129 SH SOLE 0 71820 0 18309 ISHARES TR EAFE VALUE ETF 464288877 439 11396 SH SOLE 0 4917 0 6479 ISHARES TR CORE 1 5 YR USD 46432F859 2213 48012 SH SOLE 0 22424 0 25588 ISHARES TR FALN ANGLS USD 46435G474 707 29594 SH SOLE 0 21049 0 8545 ISHARES U S ETF TR BLACKROCK SHORT 46431W838 822 16559 SH SOLE 0 9226 0 7333 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 2231 44486 SH SOLE 0 28779 0 15707 JOHNSON & JOHNSON COM 478160104 2676 16383 SH SOLE 0 13483 0 2900 JPMORGAN CHASE & CO COM 46625H100 4402 42128 SH SOLE 0 34909 0 7219 KYNDRYL HLDGS INC COMMON STOCK 50155Q100 781 94482 SH SOLE 0 92059 0 2423 LABORATORY CORP AMER HLDGS COM NEW 50540R409 2308 11269 SH SOLE 0 9405 0 1864 LAM RESEARCH CORP COM 512807108 3611 9865 SH SOLE 0 8178 0 1687 LAS VEGAS SANDS CORP COM 517834107 5014 133624 SH SOLE 0 112939 0 20685 LEIDOS HOLDINGS INC COM 525327102 1468 16781 SH SOLE 0 15328 0 1453 LENNAR CORP CL B 526057302 2893 48607 SH SOLE 0 40889 0 7718 LIGHTWAVE LOGIC INC COM 532275104 73 10000 SH SOLE 0 10000 0 0 LOCKHEED MARTIN CORP COM 539830109 3381 8753 SH SOLE 0 7172 0 1581 MCDONALDS CORP COM 580135101 2093 9071 SH SOLE 0 8521 0 550 META PLATFORMS INC CL A 30303M102 3918 28878 SH SOLE 0 23928 0 4950 MICRON TECHNOLOGY INC COM 595112103 3047 60809 SH SOLE 0 51374 0 9435 MICROSOFT CORP COM 594918104 16650 71490 SH SOLE 0 23629 0 47861 MONDELEZ INTL INC CL A 609207105 839 15293 SH SOLE 0 13471 0 1822 NEXSTAR MEDIA GROUP INC COMMON STOCK 65336K103 2674 16025 SH SOLE 0 13387 0 2638 NIKE INC CL B 654106103 2675 32179 SH SOLE 0 27080 0 5099 NORTHROP GRUMMAN CORP COM 666807102 3538 7522 SH SOLE 0 6365 0 1157 NVIDIA CORPORATION COM 67066G104 475 3914 SH SOLE 0 2975 0 939 OLIN CORP COM PAR $1 680665205 3326 77556 SH SOLE 0 65357 0 12199 OMEROS CORP COM 682143102 124 39280 SH SOLE 0 39280 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 118 14509 SH SOLE 0 1750 0 12759 PALO ALTO NETWORKS INC COM 697435105 847 5172 SH SOLE 0 4368 0 804 PAYPAL HLDGS INC COM 70450Y103 1137 13215 SH SOLE 0 11306 0 1909 PEPSICO INC COM 713448108 366 2243 SH SOLE 0 1100 0 1143 PFIZER INC COM 717081103 3170 72450 SH SOLE 0 60759 0 11691 PIONEER MUNICIPAL HIGH INCOM COM SHS 723763108 296 36000 SH SOLE 0 36000 0 0 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 56 26000 PRN SOLE 0 26000 0 0 POLESTAR AUTOMOTIVE HLDG UK ADS C-1 731105102 138 125779 SH SOLE 0 21104 0 104675 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 1814 25148 SH SOLE 0 25148 0 0 PROCTER AND GAMBLE CO COM 742718109 1195 9469 SH SOLE 0 8724 0 745 PROSPECT CAP CORP NOTE 6.375% 3/0 74348TAT9 76 75000 PRN SOLE 0 75000 0 0 PRUDENTIAL FINL INC COM 744320102 246 2864 SH SOLE 0 2357 0 507 PUTNAM MANAGED MUN INCOME TR COM 746823103 81 14395 SH SOLE 0 14395 0 0 QUALCOMM INC COM 747525103 2626 23246 SH SOLE 0 19715 0 3531 RAYTHEON TECHNOLOGIES CORP COM 75513E101 2539 31021 SH SOLE 0 25737 0 5284 RESIDEO TECHNOLOGIES INC COM 76118Y104 861 45148 SH SOLE 0 44040 0 1108 S&P GLOBAL INC COM 78409V104 844 2765 SH SOLE 0 2398 0 367 SALESFORCE INC COM 79466L302 2464 17131 SH SOLE 0 14375 0 2756 SANOFI SPONSORED ADR 80105N105 2438 64118 SH SOLE 0 55030 0 9088 SCHWAB CHARLES CORP COM 808513105 3926 54631 SH SOLE 0 46039 0 8592 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 201 3600 SH SOLE 0 3600 0 0 SCIENCE APPLICATIONS INTL CO COM 808625107 2544 28770 SH SOLE 0 23931 0 4839 SERVICENOW INC COM 81762P102 680 1800 SH SOLE 0 1566 0 234 SHELL PLC SPON ADS 780259305 4987 100231 SH SOLE 0 83614 0 16617 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 32 28000 PRN SOLE 0 28000 0 0 SPDR GOLD TR GOLD SHS 78463V107 209 1353 SH SOLE 0 1176 0 177 SPDR S&P 500 ETF TR TR UNIT 78462F103 4961 13889 SH SOLE 0 11428 0 2461 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 635 1582 SH SOLE 0 1437 0 145 SPDR SER TR NUVEEN BLMBRG SH 78468R739 1115 24196 SH SOLE 0 15843 0 8353 SPDR SER TR PORTFOLIO S&P500 78464A854 645 15353 SH SOLE 0 9241 0 6112 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 87 13151 SH SOLE 0 13151 0 0 STARBUCKS CORP COM 855244109 363 4306 SH SOLE 0 3731 0 575 STRYKER CORPORATION COM 863667101 644 3181 SH SOLE 0 2768 0 413 SVB FINANCIAL GROUP COM 78486Q101 756 2252 SH SOLE 0 1902 0 350 SYSCO CORP COM 871829107 2399 33927 SH SOLE 0 28415 0 5512 T-MOBILE US INC COM 872590104 1022 7618 SH SOLE 0 6484 0 1134 TARGET CORP COM 87612E106 3855 25980 SH SOLE 0 21245 0 4735 TESLA INC COM 88160R101 2264 8535 SH SOLE 0 8382 0 153 THERMO FISHER SCIENTIFIC INC COM 883556102 863 1701 SH SOLE 0 1546 0 155 TJX COS INC NEW COM 872540109 2815 45315 SH SOLE 0 37413 0 7902 TOTALENERGIES SE SPONSORED ADS 89151E109 3015 64806 SH SOLE 0 54463 0 10343 TRACTOR SUPPLY CO COM 892356106 984 5295 SH SOLE 0 4964 0 331 ULTRA CLEAN HLDGS INC COM 90385V107 774 30077 SH SOLE 0 29329 0 748 UNION PAC CORP COM 907818108 237 1215 SH SOLE 0 1215 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1396 8644 SH SOLE 0 8619 0 25 UNITEDHEALTH GROUP INC COM 91324P102 3703 7333 SH SOLE 0 6078 0 1255 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1767 9846 SH SOLE 0 6570 0 3276 VANGUARD INDEX FDS SMALL CP ETF 922908751 678 3969 SH SOLE 0 3969 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1797 8401 SH SOLE 0 5139 0 3262 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 238 4935 SH SOLE 0 0 0 4935 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 302 4068 SH SOLE 0 491 0 3577 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 5674 41981 SH SOLE 0 33167 0 8814 VERIZON COMMUNICATIONS INC COM 92343V104 278 7329 SH SOLE 0 5853 0 1476 VERTEX PHARMACEUTICALS INC COM 92532F100 876 3026 SH SOLE 0 2634 0 392 VISA INC COM CL A 92826C839 3505 19729 SH SOLE 0 16542 0 3187 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 17 18000 PRN SOLE 0 18000 0 0 VOYA FINANCIAL INC COM 929089100 1226 20272 SH SOLE 0 19908 0 364 WASTE MGMT INC DEL COM 94106L109 425 2650 SH SOLE 0 2000 0 650 WELLS FARGO CO NEW COM 949746101 206 5121 SH SOLE 0 2868 0 2253 WESTERN DIGITAL CORP. COM 958102105 3545 108911 SH SOLE 0 93461 0 15450 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 46 49000 PRN SOLE 0 49000 0 0 WINNEBAGO INDS INC COM 974637100 965 18127 SH SOLE 0 17452 0 675 YUM BRANDS INC COM 988498101 498 4680 SH SOLE 0 360 0 4320 YUM CHINA HLDGS INC COM 98850P109 204 4320 SH SOLE 0 0 0 4320 ZOETIS INC CL A 98978V103 783 5278 SH SOLE 0 4641 0 637