Compliance Manager

0001802533-22-000004.txt : 20220725 0001802533-22-000004.hdr.sgml : 20220725 20220722182516 ACCESSION NUMBER: 0001802533-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220725 DATE AS OF CHANGE: 20220722 EFFECTIVENESS DATE: 20220725 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOHIMER WEALTH MANAGEMENT, LLC CENTRAL INDEX KEY: 0001802533 IRS NUMBER: 832676110 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20000 FILM NUMBER: 221100750 BUSINESS ADDRESS: STREET 1: ONE UNION SQUARE STREET 2: 600 UNIVERSITY STREET, SUITE 2401 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-709-5950 MAIL ADDRESS: STREET 1: ONE UNION SQUARE STREET 2: 600 UNIVERSITY STREET, SUITE 2401 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001802533 XXXXXXXX 06-30-2022 06-30-2022 HOHIMER WEALTH MANAGEMENT, LLC

ONE UNION SQUARE 600 UNIVERSITY STREET, SUITE 2401 SEATTLE WA 98101

13F HOLDINGS REPORT 028-20000 N Dodd St Louis Compliance Manager 2067095950 D. St Louis Seattle X1 07-22-2022 0 198 338709 false INFORMATION TABLE 2 HohimerWealthManagement_13f.xml ABBVIE INC COM 00287Y109 3288 21467 SH SOLE 0 18085 0 3382 ACADIA PHARMACEUTICALS INC COM 004225108 233 16515 SH SOLE 0 16515 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 873 2386 SH SOLE 0 2085 0 301 AKAMAI TECHNOLOGIES INC COM 00971T101 802 8778 SH SOLE 0 8565 0 213 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 23 21000 PRN SOLE 0 21000 0 0 AKOUSTIS TECHNOLOGIES INC COM 00973N102 37 10000 SH SOLE 0 10000 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 808 21010 SH SOLE 0 20497 0 513 ALPHABET INC CAP STK CL A 02079K305 4868 2234 SH SOLE 0 1848 0 386 ALTRIA GROUP INC COM 02209S103 1670 39979 SH SOLE 0 39945 0 34 AMAZON COM INC COM 023135106 5318 50068 SH SOLE 0 43408 0 6660 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 734 65626 SH SOLE 0 64017 0 1609 AMERICAN ELEC PWR CO INC COM 025537101 264 2756 SH SOLE 0 1392 0 1364 AMERIPRISE FINL INC COM 03076C106 3324 13984 SH SOLE 0 11933 0 2051 APPLE INC COM 037833100 5764 42161 SH SOLE 0 37000 0 5161 APPLIED MATLS INC COM 038222105 4077 44816 SH SOLE 0 37887 0 6929 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 31 30000 PRN SOLE 0 30000 0 0 ARES MANAGEMENT CORPORATION CL A COM STK 03990B101 2562 45058 SH SOLE 0 38159 0 6899 ARISTA NETWORKS INC COM 040413106 864 9216 SH SOLE 0 7823 0 1393 ASGN INC COM 00191U102 1566 17348 SH SOLE 0 15919 0 1429 ASTRAZENECA PLC SPONSORED ADR 046353108 925 14000 SH SOLE 0 12253 0 1747 AT&T INC COM 00206R102 483 23032 SH SOLE 0 19561 0 3471 AUTOZONE INC COM 053332102 894 416 SH SOLE 0 359 0 57 AXALTA COATING SYS LTD COM G0750C108 849 38413 SH SOLE 0 37506 0 907 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 479 1753 SH SOLE 0 280 0 1473 BK OF AMERICA CORP COM 060505104 3509 112723 SH SOLE 0 97594 0 15129 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 497 413 SH SOLE 0 403 0 10 BLACKROCK INC COM 09247X101 2538 4168 SH SOLE 0 3517 0 651 BLACKSTONE INC COM 09260D107 204 2238 SH SOLE 0 2238 0 0 BLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1 09257WAE0 26 29000 PRN SOLE 0 29000 0 0 BOEING CO COM 097023105 695 5083 SH SOLE 0 4565 0 518 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 35 29000 PRN SOLE 0 29000 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 1276 16574 SH SOLE 0 14383 0 2191 BROADCOM INC 8% MCNV PFD SR A 11135F200 964 641 SH SOLE 0 490 0 151 BROADCOM INC COM 11135F101 3507 7219 SH SOLE 0 6194 0 1025 CARDINAL HEALTH INC COM 14149Y108 645 12334 SH SOLE 0 12082 0 252 CARRIER GLOBAL CORPORATION COM 14448C104 1098 30789 SH SOLE 0 28062 0 2727 CATERPILLAR INC COM 149123101 264 1477 SH SOLE 0 1459 0 18 CENTENE CORP DEL COM 15135B101 884 10444 SH SOLE 0 8759 0 1685 CHESAPEAKE ENERGY CORP COM 165167735 1121 13818 SH SOLE 0 13558 0 260 CHEVRON CORP NEW COM 166764100 600 4147 SH SOLE 0 3300 0 847 CHIPOTLE MEXICAN GRILL INC COM 169656105 878 672 SH SOLE 0 586 0 86 CIENA CORP COM NEW 171779309 860 18817 SH SOLE 0 17547 0 1270 CISCO SYS INC COM 17275R102 2154 50513 SH SOLE 0 41323 0 9190 CITIZENS FINL GROUP INC COM 174610105 3409 95522 SH SOLE 0 80958 0 14564 CLEVELAND-CLIFFS INC NEW COM 185899101 3244 211051 SH SOLE 0 179188 0 31863 COMCAST CORP NEW CL A 20030N101 3440 87661 SH SOLE 0 73996 0 13665 CONSTELLATION BRANDS INC CL A 21036P108 3310 14203 SH SOLE 0 12106 0 2097 CONSTELLIUM SE CL A SHS F21107101 800 60527 SH SOLE 0 59016 0 1511 COSTCO WHSL CORP NEW COM 22160K105 3270 6823 SH SOLE 0 6772 0 51 CUMMINS INC COM 231021106 813 4202 SH SOLE 0 4127 0 75 CVS HEALTH CORP COM 126650100 2655 28658 SH SOLE 0 24006 0 4652 DELL TECHNOLOGIES INC CL C 24703L202 2578 55778 SH SOLE 0 47858 0 7920 DOLLAR GEN CORP NEW COM 256677105 851 3468 SH SOLE 0 3014 0 454 DOW INC COM 260557103 888 17203 SH SOLE 0 17104 0 99 EDWARDS LIFESCIENCES CORP COM 28176E108 695 7307 SH SOLE 0 6218 0 1089 ELECTRONIC ARTS INC COM 285512109 795 6539 SH SOLE 0 5697 0 842 ELEVANCE HEALTH INC COM 036752103 1035 2145 SH SOLE 0 1771 0 374 EMERSON ELEC CO COM 291011104 2631 33078 SH SOLE 0 27488 0 5590 EQUITABLE HLDGS INC COM 29452E101 3351 128520 SH SOLE 0 108938 0 19582 EURONET WORLDWIDE INC COM 298736109 853 8480 SH SOLE 0 8274 0 206 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 28 28000 PRN SOLE 0 28000 0 0 EVERCORE INC CLASS A 29977A105 781 8343 SH SOLE 0 8132 0 211 EXXON MOBIL CORP COM 30231G102 743 8674 SH SOLE 0 8674 0 0 FEDEX CORP COM 31428X106 3613 15938 SH SOLE 0 13706 0 2232 FISERV INC COM 337738108 4236 47612 SH SOLE 0 40472 0 7140 FORD MTR CO DEL COM 345370860 204 18314 SH SOLE 0 15133 0 3181 FORD MTR CO DEL NOTE 3/1 345370CZ1 9 10000 PRN SOLE 0 10000 0 0 GENERAL MTRS CO COM 37045V100 3414 107501 SH SOLE 0 91477 0 16024 GILEAD SCIENCES INC COM 375558103 3441 55678 SH SOLE 0 47235 0 8443 GLOBAL X FDS GLB X SUPERDIV 37950E549 175 18865 SH SOLE 0 18865 0 0 GLOBALSTAR INC COM 378973408 615 500000 SH SOLE 0 0 0 500000 GODADDY INC CL A 380237107 2676 38466 SH SOLE 0 32606 0 5860 GSK PLC SPONSORED ADR 37733W105 2687 61732 SH SOLE 0 51384 0 10348 HERTZ GLOBAL HLDGS INC COM NEW 42806J700 2274 143586 SH SOLE 0 121479 0 22107 HOLOGIC INC COM 436440101 863 12453 SH SOLE 0 10852 0 1601 HOME DEPOT INC COM 437076102 2724 9932 SH SOLE 0 8147 0 1785 IHEARTMEDIA INC COM CL A 45174J509 835 105801 SH SOLE 0 101205 0 4596 ILLUMINA INC NOTE 8/1 452327AK5 36 38000 PRN SOLE 0 38000 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 619 6587 SH SOLE 0 5708 0 879 ISHARES TR MSCI USA VALUE 46432F388 208 2302 SH SOLE 0 1608 0 694 ISHARES TR CORE S&P SCP ETF 464287804 1043 11283 SH SOLE 0 8387 0 2896 ISHARES TR CORE TOTAL USD 46434V613 404 8635 SH SOLE 0 5809 0 2826 ISHARES TR US TREAS BD ETF 46429B267 391 16345 SH SOLE 0 11015 0 5330 ISHARES TR 1 3 YR TREAS BD 464287457 250 3014 SH SOLE 0 1682 0 1332 ISHARES TR FLTG RATE NT ETF 46429B655 433 8665 SH SOLE 0 6915 0 1750 ISHARES TR 0-5 YR TIPS ETF 46429B747 520 5130 SH SOLE 0 1908 0 3222 ISHARES TR MSCI USA MIN VOL 46429B697 221 3144 SH SOLE 0 1086 0 2058 ISHARES TR SHRT NAT MUN ETF 464288158 553 5279 SH SOLE 0 3823 0 1456 ISHARES TR CONV BD ETF 46435G102 3597 51859 SH SOLE 0 51222 0 637 ISHARES TR IBOXX INV CP ETF 464287242 263 2390 SH SOLE 0 1126 0 1264 ISHARES TR PFD AND INCM SEC 464288687 383 11660 SH SOLE 0 10874 0 786 ISHARES TR IBOXX HI YD ETF 464288513 433 5886 SH SOLE 0 5712 0 174 ISHARES TR ESG AWR MSCI USA 46435G425 1714 20434 SH SOLE 0 9957 0 10477 ISHARES TR RUS 1000 ETF 464287622 562 2703 SH SOLE 0 2703 0 0 ISHARES TR CORE S&P MCP ETF 464287507 486 2147 SH SOLE 0 1590 0 557 ISHARES TR CORE 1 5 YR USD 46432F859 2435 51373 SH SOLE 0 24252 0 27121 ISHARES TR FALN ANGLS USD 46435G474 845 34309 SH SOLE 0 24031 0 10278 ISHARES TR BROAD USD HIGH 46435U853 10420 300970 SH SOLE 0 283548 0 17422 ISHARES TR EAFE VALUE ETF 464288877 571 13146 SH SOLE 0 5660 0 7486 ISHARES TR ISHS 1-5YR INVS 464288646 4274 84547 SH SOLE 0 67330 0 17217 ISHARES TR CORE S&P500 ETF 464287200 2260 5959 SH SOLE 0 2800 0 3159 ISHARES TR EAFE GRWTH ETF 464288885 410 5097 SH SOLE 0 2175 0 2922 ISHARES TR CORE HIGH DV ETF 46429B663 1322 13167 SH SOLE 0 11325 0 1842 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 209 5110 SH SOLE 0 3381 0 1729 ISHARES U S ETF TR BLACKROCK SHORT 46431W838 658 13235 SH SOLE 0 7366 0 5869 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 2244 44802 SH SOLE 0 29095 0 15707 JOHNSON & JOHNSON COM 478160104 2859 16106 SH SOLE 0 13502 0 2604 JPMORGAN CHASE & CO COM 46625H100 3795 33698 SH SOLE 0 28300 0 5398 KYNDRYL HLDGS INC COMMON STOCK 50155Q100 929 94989 SH SOLE 0 92566 0 2423 LABORATORY CORP AMER HLDGS COM NEW 50540R409 2598 11085 SH SOLE 0 9421 0 1664 LAM RESEARCH CORP COM 512807108 3811 8942 SH SOLE 0 7501 0 1441 LAS VEGAS SANDS CORP COM 517834107 4476 133261 SH SOLE 0 113405 0 19856 LEIDOS HOLDINGS INC COM 525327102 1694 16816 SH SOLE 0 15356 0 1460 LENNAR CORP CL B 526057302 2820 48039 SH SOLE 0 41010 0 7029 LIGHTWAVE LOGIC INC COM 532275104 65 10000 SH SOLE 0 10000 0 0 LOCKHEED MARTIN CORP COM 539830109 3722 8656 SH SOLE 0 7182 0 1474 MCDONALDS CORP COM 580135101 2239 9071 SH SOLE 0 8521 0 550 META PLATFORMS INC CL A 30303M102 4583 28419 SH SOLE 0 23805 0 4614 MICRON TECHNOLOGY INC COM 595112103 3389 61315 SH SOLE 0 52444 0 8871 MICROSOFT CORP COM 594918104 17063 66438 SH SOLE 0 23677 0 42761 MONDELEZ INTL INC CL A 609207105 950 15306 SH SOLE 0 13474 0 1832 NEWMONT CORP COM 651639106 2351 39404 SH SOLE 0 33344 0 6060 NEXSTAR MEDIA GROUP INC CL A 65336K103 2580 15842 SH SOLE 0 13422 0 2420 NIKE INC CL B 654106103 3252 31820 SH SOLE 0 27113 0 4707 NORTHROP GRUMMAN CORP COM 666807102 3560 7439 SH SOLE 0 6374 0 1065 NVIDIA CORPORATION COM 67066G104 3502 23105 SH SOLE 0 19546 0 3559 OLIN CORP COM PAR $1 680665205 3547 76642 SH SOLE 0 65579 0 11063 OMEROS CORP COM 682143102 108 39280 SH SOLE 0 39280 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 132 14509 SH SOLE 0 1750 0 12759 PALO ALTO NETWORKS INC COM 697435105 862 1746 SH SOLE 0 1476 0 270 PAYPAL HLDGS INC COM 70450Y103 981 14042 SH SOLE 0 12047 0 1995 PEPSICO INC COM 713448108 374 2243 SH SOLE 0 1100 0 1143 PFIZER INC COM 717081103 3745 71436 SH SOLE 0 60882 0 10554 PIONEER MUNICIPAL HIGH INCOM COM SHS 723763108 334 36000 SH SOLE 0 36000 0 0 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 56 26000 PRN SOLE 0 26000 0 0 POLESTAR AUTOMOTIVE HLDG UK ADS C-1 731105102 174 104675 SH SOLE 0 0 0 104675 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 1680 25148 SH SOLE 0 25148 0 0 PROCTER AND GAMBLE CO COM 742718109 1361 9468 SH SOLE 0 8723 0 745 PROSPECT CAP CORP NOTE 6.375% 3/0 74348TAT9 77 75000 PRN SOLE 0 75000 0 0 PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 176 175000 PRN SOLE 0 125000 0 50000 PRUDENTIAL FINL INC COM 744320102 274 2864 SH SOLE 0 2357 0 507 PUTNAM MANAGED MUN INCOME TR COM 746823103 95 14395 SH SOLE 0 14395 0 0 QUALCOMM INC COM 747525103 2959 23165 SH SOLE 0 19970 0 3195 RAYTHEON TECHNOLOGIES CORP COM 75513E101 2939 30582 SH SOLE 0 25777 0 4805 RESIDEO TECHNOLOGIES INC COM 76118Y104 878 45191 SH SOLE 0 44083 0 1108 ROPER TECHNOLOGIES INC COM 776696106 3253 8242 SH SOLE 0 7018 0 1224 S&P GLOBAL INC COM 78409V104 933 2767 SH SOLE 0 2398 0 369 SALESFORCE INC COM 79466L302 2790 16908 SH SOLE 0 14392 0 2516 SANOFI SPONSORED ADR 80105N105 3153 63031 SH SOLE 0 55052 0 7979 SCHWAB CHARLES CORP COM 808513105 3420 54125 SH SOLE 0 46138 0 7987 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 209 3600 SH SOLE 0 3600 0 0 SCIENCE APPLICATIONS INTL CO COM 808625107 2637 28327 SH SOLE 0 23983 0 4344 SERVICENOW INC COM 81762P102 856 1800 SH SOLE 0 1564 0 236 SHELL PLC SPON ADS 780259305 5256 100518 SH SOLE 0 84698 0 15820 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 33 28000 PRN SOLE 0 28000 0 0 SPDR GOLD TR GOLD SHS 78463V107 226 1342 SH SOLE 0 1165 0 177 SPDR S&P 500 ETF TR TR UNIT 78462F103 5046 13374 SH SOLE 0 11005 0 2369 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 669 1618 SH SOLE 0 1437 0 181 SPDR SER TR NUVEEN BLMBRG SH 78468R739 1318 27887 SH SOLE 0 17819 0 10068 SPDR SER TR PORTFOLIO S&P500 78464A854 677 15258 SH SOLE 0 8771 0 6487 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 87 12651 SH SOLE 0 12651 0 0 STARBUCKS CORP COM 855244109 329 4306 SH SOLE 0 3731 0 575 STRYKER CORPORATION COM 863667101 634 3186 SH SOLE 0 2770 0 416 SVB FINANCIAL GROUP COM 78486Q101 891 2257 SH SOLE 0 1905 0 352 SYSCO CORP COM 871829107 2834 33455 SH SOLE 0 28482 0 4973 T-MOBILE US INC COM 872590104 1027 7637 SH SOLE 0 6498 0 1139 TARGET CORP COM 87612E106 3631 25707 SH SOLE 0 21310 0 4397 TESLA INC COM 88160R101 1904 2828 SH SOLE 0 2794 0 34 THE AARONS COMPANY INC COM 00258W108 836 57469 SH SOLE 0 56039 0 1430 THERMO FISHER SCIENTIFIC INC COM 883556102 927 1706 SH SOLE 0 1550 0 156 TJX COS INC NEW COM 872540109 2497 44716 SH SOLE 0 37515 0 7201 TRACTOR SUPPLY CO COM 892356106 1034 5335 SH SOLE 0 5004 0 331 ULTRA CLEAN HLDGS INC COM 90385V107 897 30127 SH SOLE 0 29379 0 748 UNION PAC CORP COM 907818108 259 1215 SH SOLE 0 1215 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1578 8643 SH SOLE 0 8618 0 25 UNITEDHEALTH GROUP INC COM 91324P102 3730 7263 SH SOLE 0 6088 0 1175 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1940 10285 SH SOLE 0 7035 0 3250 VANGUARD INDEX FDS SMALL CP ETF 922908751 699 3969 SH SOLE 0 3969 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1946 8729 SH SOLE 0 5392 0 3337 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 200 4010 SH SOLE 0 2927 0 1083 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 349 6988 SH SOLE 0 903 0 6085 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 290 3800 SH SOLE 0 491 0 3309 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 6083 42401 SH SOLE 0 33587 0 8814 VERIZON COMMUNICATIONS INC COM 92343V104 372 7329 SH SOLE 0 5853 0 1476 VERTEX PHARMACEUTICALS INC COM 92532F100 854 3030 SH SOLE 0 2635 0 395 VISA INC COM CL A 92826C839 3474 17643 SH SOLE 0 14982 0 2661 VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 17 18000 PRN SOLE 0 18000 0 0 VOYA FINANCIAL INC COM 929089100 1225 20570 SH SOLE 0 20143 0 427 WALMART INC COM 931142103 210 1730 SH SOLE 0 1200 0 530 WARNER BROS DISCOVERY INC COM SER A 934423104 2558 190623 SH SOLE 0 160987 0 29636 WASTE MGMT INC DEL COM 94106L109 405 2650 SH SOLE 0 2000 0 650 WELLS FARGO CO NEW COM 949746101 201 5121 SH SOLE 0 2868 0 2253 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 47 49000 PRN SOLE 0 49000 0 0 WESTERN DIGITAL CORP. COM 958102105 4839 107946 SH SOLE 0 93621 0 14325 WILLIAMS COS INC COM 969457100 2624 84060 SH SOLE 0 71474 0 12586 WINNEBAGO INDS INC COM 974637100 883 18177 SH SOLE 0 17502 0 675 YUM BRANDS INC COM 988498101 531 4680 SH SOLE 0 360 0 4320 YUM CHINA HLDGS INC COM 98850P109 210 4320 SH SOLE 0 0 0 4320