The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 10,213 | 76,100 | SH | SOLE | N/A | 76,100 | 0 | 0 | |
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 1,942 | 272,000 | SH | SOLE | N/A | 272,000 | 0 | 0 | |
ADAM NAT RES FD INC | COM | 00548F105 | 263 | 13,500 | SH | SOLE | N/A | 13,500 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 1,901 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 2,385 | 157,665 | SH | SOLE | N/A | 157,665 | 0 | 0 | |
AIR T INC | COM | 009207101 | 192 | 11,229 | SH | SOLE | N/A | 11,229 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 280 | 1,400 | SH | SOLE | N/A | 1,400 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 7,692 | 80,000 | SH | SOLE | N/A | 80,000 | 0 | 0 | |
ALTIMMUNE INC | COM NEW | 02155H200 | 2,924 | 229,000 | SH | SOLE | N/A | 229,000 | 0 | 0 | |
ALTIMMUNE INC | COM NEW | 02155H200 | 287 | 22,500 | SH | Call | SOLE | N/A | 22,500 | 0 | 0 |
APPLE INC | COM | 037833100 | 3,766 | 27,250 | SH | SOLE | N/A | 27,250 | 0 | 0 | |
APPLE INC | COM | 037833100 | 2,073 | 15,000 | SH | Put | SOLE | N/A | 15,000 | 0 | 0 |
ARGENX SE | SPONSORED ADR | 04016X101 | 8,826 | 25,000 | SH | SOLE | N/A | 25,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 2,991 | 195,000 | SH | SOLE | N/A | 195,000 | 0 | 0 | |
BARRICK GOLD CORP | COM | 067901108 | 155 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 4,530 | 150,000 | SH | SOLE | N/A | 150,000 | 0 | 0 | |
BURFORD CAP LTD | ORD SHS | G17977110 | 195 | 26,000 | SH | SOLE | N/A | 26,000 | 0 | 0 | |
BURFORD CAP LTD | ORD SHS | G17977110 | 293 | 39,000 | SH | Call | SOLE | N/A | 39,000 | 0 | 0 |
CISCO SYS INC | COM | 17275R102 | 800 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 3,125 | 75,000 | SH | SOLE | N/A | 75,000 | 0 | 0 | |
DXC TECHNOLOGY CO | COM | 23355L106 | 575 | 23,500 | SH | SOLE | N/A | 23,500 | 0 | 0 | |
EQUILLIUM INC | COM | 29446K106 | 519 | 233,798 | SH | SOLE | N/A | 233,798 | 0 | 0 | |
ESPERION THERAPEUTICS INC NE | NOTE 4.000%11/1 | 29664WAB1 | 884 | 1,550,000 | PRN | SOLE | N/A | 1,550,000 | 0 | 0 | |
META PLATFORMS INC | CL A | 30303M102 | 1,221 | 9,000 | SH | SOLE | N/A | 9,000 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 2,668 | 8,250 | SH | SOLE | N/A | 8,250 | 0 | 0 | |
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 3,971 | 360,000 | SH | SOLE | N/A | 360,000 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 335 | 3,000 | SH | SOLE | N/A | 3,000 | 0 | 0 | |
FORD MTR CO DEL | COM | 345370860 | 952 | 85,000 | SH | SOLE | N/A | 85,000 | 0 | 0 | |
GENERAL AMERN INVS CO INC | COM | 368802104 | 212 | 6,250 | SH | SOLE | N/A | 6,250 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 1,412 | 44,000 | SH | SOLE | N/A | 44,000 | 0 | 0 | |
IMPEL PHARMACEUTICALS INC | COM | 45258K109 | 2,285 | 469,183 | SH | SOLE | N/A | 469,183 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 2,932 | 44,000 | SH | SOLE | N/A | 44,000 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 258 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 709 | 27,500 | SH | Call | SOLE | N/A | 27,500 | 0 | 0 |
INTRA-CELLULAR THERAPIES INC | COM | 46116X101 | 7,724 | 165,999 | SH | SOLE | N/A | 165,999 | 0 | 0 | |
INVESCO CURRENCYSHARES JAPAN | JAPANESE YEN | 46138W107 | 436 | 6,750 | SH | SOLE | N/A | 6,750 | 0 | 0 | |
INVESCO CURRENCYSHARES JAPAN | JAPANESE YEN | 46138W107 | 646 | 10,000 | SH | Put | SOLE | N/A | 10,000 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,649 | 10,000 | SH | Put | SOLE | N/A | 10,000 | 0 | 0 |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,249 | 17,500 | SH | SOLE | N/A | 17,500 | 0 | 0 | |
ISHARES TR | MSCI CHINA ETF | 46429B671 | 1,362 | 32,000 | SH | SOLE | N/A | 32,000 | 0 | 0 | |
ISHARES GOLD TR | ISHARES NEW | 464285204 | 3,153 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
ISHARES SILVER TR | ISHARES | 46428Q109 | 875 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 205 | 2,000 | SH | Call | SOLE | N/A | 2,000 | 0 | 0 |
KIRKLANDS INC | COM | 497498105 | 316 | 105,032 | SH | SOLE | N/A | 105,032 | 0 | 0 | |
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 554 | 22,500 | SH | SOLE | N/A | 22,500 | 0 | 0 | |
LENSAR INC | COM | 52634L108 | 1,987 | 358,097 | SH | SOLE | N/A | 358,097 | 0 | 0 | |
MARVELL TECHNOLOGY INC | COM | 573874104 | 1,116 | 26,000 | SH | SOLE | N/A | 26,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 8,768 | 175,000 | SH | SOLE | N/A | 175,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 576 | 11,500 | SH | Put | SOLE | N/A | 11,500 | 0 | 0 |
NETFLIX INC | COM | 64110L106 | 1,036 | 4,400 | SH | SOLE | N/A | 4,400 | 0 | 0 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 641 | 150,000 | SH | SOLE | N/A | 150,000 | 0 | 0 | |
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 802 | 157,000 | SH | SOLE | N/A | 157,000 | 0 | 0 | |
NEWMONT CORP | COM | 651639106 | 841 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 2,382 | 39,000 | SH | SOLE | N/A | 39,000 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 847 | 7,500 | SH | SOLE | N/A | 7,500 | 0 | 0 | |
OVID THERAPEUTICS INC | COM | 690469101 | 299 | 162,701 | SH | SOLE | N/A | 162,701 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 861 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
PAYSAFE LIMITED | ORD | G6964L107 | 23 | 16,760 | SH | SOLE | N/A | 16,760 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 1,586 | 36,250 | SH | SOLE | N/A | 36,250 | 0 | 0 | |
PROTHENA CORP PLC | SHS | G72800108 | 4,123 | 68,000 | SH | SOLE | N/A | 68,000 | 0 | 0 | |
PROTHENA CORP PLC | SHS | G72800108 | 3,183 | 52,500 | SH | Call | SOLE | N/A | 52,500 | 0 | 0 |
PROTHENA CORP PLC | SHS | G72800108 | 1,667 | 27,500 | SH | Put | SOLE | N/A | 27,500 | 0 | 0 |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 7,612 | 11,050 | SH | SOLE | N/A | 11,050 | 0 | 0 | |
SANOFI | SPONSORED ADR | 80105N105 | 419 | 11,008 | SH | SOLE | N/A | 11,008 | 0 | 0 | |
SEAGEN INC | COM | 81181C104 | 1,608 | 11,750 | SH | SOLE | N/A | 11,750 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 7,322 | 20,500 | SH | Put | SOLE | N/A | 20,500 | 0 | 0 |
SPDR GOLD TR | GOLD SHS | 78463V107 | 3,480 | 22,500 | SH | SOLE | N/A | 22,500 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 387 | 2,500 | SH | Call | SOLE | N/A | 2,500 | 0 | 0 |
SRH TOTAL RETURN FUND INC | COM | 101507101 | 642 | 59,000 | SH | SOLE | N/A | 59,000 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LT | SPONSORED ADS | 874039100 | 343 | 5,000 | SH | Call | SOLE | N/A | 5,000 | 0 | 0 |
TURNING PT BRANDS INC | COM | 90041L105 | 1,801 | 84,836 | SH | SOLE | N/A | 84,836 | 0 | 0 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 2,472 | 102,500 | SH | SOLE | N/A | 102,500 | 0 | 0 | |
XENCOR INC | COM | 98401F105 | 6,022 | 231,800 | SH | SOLE | N/A | 231,800 | 0 | 0 |