0001567619-22-015585.txt : 20220811 0001567619-22-015585.hdr.sgml : 20220811 20220811154330 ACCESSION NUMBER: 0001567619-22-015585 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220811 DATE AS OF CHANGE: 20220811 EFFECTIVENESS DATE: 20220811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DCF Advisers, LLC CENTRAL INDEX KEY: 0001802493 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19889 FILM NUMBER: 221155430 BUSINESS ADDRESS: STREET 1: 73 ARCH STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203.622.5850 MAIL ADDRESS: STREET 1: 73 ARCH STREET CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001802493 XXXXXXXX 06-30-2022 06-30-2022 DCF Advisers, LLC

73 ARCH STREET GREENWICH CT 06830

13F HOLDINGS REPORT 028-19889 N David Sven Floren 203-622-5850 /s/ David Sven Floren New York NY 08-11-2022 0 76 167931 false INFORMATION TABLE 2 form13fInfoTable.xml ABBVIE INC COM 00287Y109 11502 75100 SH SOLE 75100 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 2077 257000 SH SOLE 257000 0 0 ADAM NAT RES FD INC COM 00548F105 263 13500 SH SOLE 13500 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2294 30000 SH SOLE 30000 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 1254 167165 SH SOLE 167165 0 0 AIR T INC COM 009207101 225 13650 SH SOLE 13650 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 729 5000 SH SOLE 5000 0 0 ALPHABET INC CAP STK CL C 02079K107 8422 3850 SH SOLE 3850 0 0 ALPHABET INC CAP STK CL A 02079K305 272 2500 SH Put SOLE 2500 0 0 ALTIMMUNE INC COM NEW 02155H200 3922 335180 SH SOLE 335180 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 219 147000 SH SOLE 147000 0 0 APPLE INC COM 037833100 3999 29250 SH SOLE 29250 0 0 APTINYX INC COM 03836N103 27 48529 SH SOLE 48529 0 0 ARGENX SE SPONSORED ADR 04016X101 9472 25000 SH SOLE 25000 0 0 AT&T INC COM 00206R102 1991 95000 SH SOLE 95000 0 0 BK OF AMERICA CORP COM 060505104 4529 145500 SH SOLE 145500 0 0 BURFORD CAP LTD ORD SHS G17977110 303 30000 SH Call SOLE 30000 0 0 CISCO SYS INC COM 17275R102 640 15000 SH SOLE 15000 0 0 CITIGROUP INC COM NEW 172967424 3679 80000 SH SOLE 80000 0 0 CITIGROUP INC COM NEW 172967424 299 6500 SH Call SOLE 6500 0 0 EQUILLIUM INC COM 29446K106 233 114027 SH SOLE 114027 0 0 ESPERION THERAPEUTICS INC NE NOTE 4.000%11/1 29664WAB1 408 750000 PRN SOLE 750000 0 0 META PLATFORMS INC CL A 30303M102 1101 6825 SH SOLE 6825 0 0 LILLY ELI & CO COM 532457108 2675 8250 SH SOLE 8250 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 2304 230900 SH SOLE 230900 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 45 4500 SH Call SOLE 4500 0 0 FORD MTR CO DEL COM 345370860 1369 123000 SH SOLE 123000 0 0 GENERAL MTRS CO COM 37045V100 2382 75000 SH SOLE 75000 0 0 IMPEL PHARMACEUTICALS INC COM 45258K109 4087 438566 SH SOLE 438566 0 0 INCYTE CORP COM 45337C102 3343 44000 SH SOLE 44000 0 0 INTRA-CELLULAR THERAPIES INC COM 46116X101 11792 206588 SH SOLE 206588 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 9530 34000 SH Put SOLE 34000 0 0 INVESCO DB MULTI-SECTOR COMM AGRICULTURE FD 46140H106 255 12500 SH SOLE 12500 0 0 ISHARES GOLD TR ISHARES NEW 464285204 3431 100000 SH SOLE 100000 0 0 ISHARES SILVER TR ISHARES 46428Q109 839 45000 SH SOLE 45000 0 0 ISHARES SILVER TR ISHARES 46428Q109 186 10000 SH Call SOLE 10000 0 0 ISHARES TR ISHARES BIOTECH 464287556 353 3000 SH SOLE 3000 0 0 KIRKLANDS INC COM 497498105 315 89532 SH SOLE 89532 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 1966 60000 SH SOLE 60000 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 491 15000 SH Call SOLE 15000 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 213 6500 SH Put SOLE 6500 0 0 LENSAR INC COM 52634L108 1930 296523 SH SOLE 296523 0 0 MARVELL TECHNOLOGY INC COM 573874104 1132 26000 SH SOLE 26000 0 0 MICRON TECHNOLOGY INC COM 595112103 9674 175000 SH SOLE 175000 0 0 MICRON TECHNOLOGY INC COM 595112103 940 17000 SH Call SOLE 17000 0 0 MICRON TECHNOLOGY INC COM 595112103 332 6000 SH Put SOLE 6000 0 0 NETFLIX INC COM 64110L106 1364 7800 SH SOLE 7800 0 0 NOKIA CORP SPONSORED ADR 654902204 692 150000 SH SOLE 150000 0 0 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 78 15000 SH SOLE 15000 0 0 ONCOCYTE CORP COM 68235C107 23 25149 SH SOLE 25149 0 0 ORACLE CORP COM 68389X105 2725 39000 SH SOLE 39000 0 0 QUALCOMM INC COM 747525103 958 7500 SH SOLE 7500 0 0 OVID THERAPEUTICS INC COM 690469101 305 141701 SH SOLE 141701 0 0 PAYPAL HLDGS INC COM 70450Y103 698 10000 SH SOLE 10000 0 0 PAYSAFE LIMITED ORD G6964L107 122 62500 SH SOLE 62500 0 0 PFIZER INC COM 717081103 1901 36250 SH SOLE 36250 0 0 PROTHENA CORP PLC SHS G72800108 1842 67856 SH SOLE 67856 0 0 REGENERON PHARMACEUTICALS COM 75886F107 7507 12700 SH SOLE 12700 0 0 REGENERON PHARMACEUTICALS COM 75886F107 355 600 SH Call SOLE 600 0 0 REVANCE THERAPEUTICS INC COM 761330109 166 12000 SH SOLE 12000 0 0 SALESFORCE INC COM 79466L302 206 1250 SH SOLE 1250 0 0 SALESFORCE INC COM 79466L302 248 1500 SH Call SOLE 1500 0 0 SEAGEN INC COM 81181C104 2654 15000 SH SOLE 15000 0 0 SPDR GOLD TR GOLD SHS 78463V107 5475 32500 SH SOLE 32500 0 0 SPDR GOLD TR GOLD SHS 78463V107 842 5000 SH Call SOLE 5000 0 0 SPDR GOLD TR GOLD SHS 78463V107 674 4000 SH Put SOLE 4000 0 0 SPDR SER TR S&P BIOTECH 78464A870 743 10000 SH SOLE 10000 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 2091 17500 SH SOLE 17500 0 0 SRH TOTAL RETURN FUND INC COM 101507101 705 59000 SH SOLE 59000 0 0 STARBUCKS CORP COM 855244109 497 6500 SH Call SOLE 6500 0 0 TURNING PT BRANDS INC COM 90041L105 2236 82436 SH SOLE 82436 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 3149 115000 SH SOLE 115000 0 0 VANECK ETF TRUST JUNIOT GOLD MINE 92189F791 1760 55000 SH SOLE 55000 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3469 10000 SH Put SOLE 10000 0 0 WARNER BROS DISCOVERY INC COM SER A 934423104 169 12581 SH SOLE 12581 0 0 XENCOR INC COM 98401F105 6837 249800 SH SOLE 249800 0 0