0001567619-20-009550.txt : 20200512 0001567619-20-009550.hdr.sgml : 20200512 20200512115341 ACCESSION NUMBER: 0001567619-20-009550 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200512 DATE AS OF CHANGE: 20200512 EFFECTIVENESS DATE: 20200512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DCF Advisers, LLC CENTRAL INDEX KEY: 0001802493 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19889 FILM NUMBER: 20868048 BUSINESS ADDRESS: STREET 1: 73 ARCH STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203.622.5850 MAIL ADDRESS: STREET 1: 73 ARCH STREET CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001802493 XXXXXXXX 03-31-2020 03-31-2020 DCF Advisers, LLC

73 ARCH STREET GREENWICH CT 06830

13F HOLDINGS REPORT 028-19889 N David Sven Floren 203-622-5850 David Sven Floren New York NY 05-12-2020 0 67 152859 false INFORMATION TABLE 2 form13fInfoTable.xml ABBVIE INC COM 00287Y109 4964 65150 SH SOLE 65150 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 1908 289917 SH SOLE 289917 0 0 ADAMAS PHARMACEUTICALS INC COM 00548A106 104 35849 SH SOLE 35849 0 0 ADOBE INC COM 00724F101 318 1000 SH SOLE 1000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 3866 85000 SH SOLE 85000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 808 9000 SH SOLE 9000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 3157 29000 SH SOLE 29000 0 0 ALPHABET INC CAP STK CL C 02079K107 7500 6450 SH SOLE 6450 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 816 204000 SH SOLE 204000 0 0 AMGEN INC COM 031162100 2686 13250 SH SOLE 13250 0 0 APPLE INC COM 037833100 636 2500 SH SOLE 2500 0 0 APTINYX INC COM 03836N103 229 105800 SH SOLE 105800 0 0 APTIV PLC SHS G6095L109 616 12500 SH SOLE 12500 0 0 ARENA PHARMACEUTICALS INC COM NEW 040047607 693 16500 SH SOLE 16500 0 0 ARGENX SE SPONSORED ADR 04016X101 3162 24000 SH SOLE 24000 0 0 AT&T INC COM 00206R102 4023 138000 SH SOLE 138000 0 0 AT&T INC COM 00206R102 2492 85500 SH Put SOLE 85500 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2742 15000 SH SOLE 15000 0 0 BK OF AMERICA CORP COM 060505104 3556 167500 SH SOLE 167500 0 0 BLACKROCK ENHANCED INTL DIV COM BENE INTER 092524107 54 12000 SH SOLE 12000 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 541 58783 SH SOLE 58783 0 0 BOX INC CL A 10316T104 562 40000 SH SOLE 40000 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 3289 59000 SH SOLE 59000 0 0 CISCO SYS INC COM 17275R102 1278 32500 SH SOLE 32500 0 0 CITIGROUP INC COM NEW 172967424 3159 75000 SH SOLE 75000 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 71 15500 SH SOLE 15500 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 694 22000 SH SOLE 22000 0 0 FIBROGEN INC COM 31572Q808 469 13500 SH SOLE 13500 0 0 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 2181 66500 SH SOLE 66500 0 0 GENERAL MTRS CO COM 37045V100 623 30000 SH SOLE 30000 0 0 IDERA PHARMACEUTICALS INC COM PAR 45168K405 141 107181 SH SOLE 107181 0 0 INCYTE CORP COM 45337C102 4379 59800 SH SOLE 59800 0 0 INTEL CORP COM 458140100 541 10000 SH SOLE 10000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 832 7500 SH SOLE 7500 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 6648 432500 SH SOLE 432500 0 0 ISHARES GOLD TRUST ISHARES 464285105 3014 200000 SH SOLE 200000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 347 4500 SH Call SOLE 4500 0 0 ISHARES TR IBOXX HI YD ETF 464288513 732 9500 SH Put SOLE 9500 0 0 JPMORGAN CHASE & CO COM 46625H100 450 5000 SH SOLE 5000 0 0 KIRKLANDS INC COM 497498105 115 148193 SH SOLE 148193 0 0 KOHLS CORP COM 500255104 255 17500 SH SOLE 17500 0 0 LOWES COS INC COM 548661107 947 11000 SH SOLE 11000 0 0 MATINAS BIOPHARMA HLDGS INC COM 576810105 372 620000 SH SOLE 620000 0 0 MICRON TECHNOLOGY INC COM 595112103 6835 162500 SH SOLE 162500 0 0 MICROSOFT CORP COM 594918104 394 2500 SH SOLE 2500 0 0 NEKTAR THERAPEUTICS COM 640268108 768 43000 SH SOLE 43000 0 0 NOKIA CORP SPONSORED ADR 654902204 268 86500 SH Call SOLE 86500 0 0 NOKIA CORP SPONSORED ADR 654902204 465 150000 SH SOLE 150000 0 0 NORTONLIFELOCK INC COM 668771108 748 40000 SH SOLE 40000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 290 3500 SH SOLE 3500 0 0 ORACLE CORP COM 68389X105 4108 85000 SH SOLE 85000 0 0 OVINTIV INC COM 69047Q102 57 21000 SH SOLE 21000 0 0 QUALCOMM INC COM 747525103 338 5000 SH SOLE 5000 0 0 REGENERON PHARMACEUTICALS COM 75886F107 5933 12150 SH SOLE 12150 0 0 SANGAMO THERAPEUTICS INC COM 800677106 343 53900 SH SOLE 53900 0 0 SEATTLE GENETICS INC COM 812578102 1961 17000 SH SOLE 17000 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 201 2500 SH Put SOLE 2500 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 9623 65000 SH SOLE 65000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 2591 17500 SH Put SOLE 17500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 30543 118500 SH Put SOLE 118500 0 0 SQUARE INC CL A 852234103 1048 20000 SH SOLE 20000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2074 90000 SH SOLE 90000 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 984 35000 SH SOLE 35000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2149 40000 SH SOLE 40000 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 709 15500 SH SOLE 15500 0 0 XENCOR INC COM 98401F105 2510 84000 SH SOLE 84000 0 0 XILINX INC COM 983919101 1949 25000 SH SOLE 25000 0 0