0001013594-24-000156.txt : 20240213
0001013594-24-000156.hdr.sgml : 20240213
20240213165802
ACCESSION NUMBER: 0001013594-24-000156
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240213
DATE AS OF CHANGE: 20240213
EFFECTIVENESS DATE: 20240213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DCF Advisers, LLC
CENTRAL INDEX KEY: 0001802493
ORGANIZATION NAME:
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19889
FILM NUMBER: 24627291
BUSINESS ADDRESS:
STREET 1: 73 ARCH STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203.622.5850
MAIL ADDRESS:
STREET 1: 73 ARCH STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
0001802493
XXXXXXXX
12-31-2023
12-31-2023
false
DCF Advisers, LLC
73 ARCH STREET
GREENWICH
CT
06830
13F HOLDINGS REPORT
028-19889
N
David Sven Floren
Managing Member
203-622-5850
/s/ David Sven Floren
New York
NY
02-13-2024
0
82
184274541
INFORMATION TABLE
2
informationtable.xml
ABBVIE INC
COM
00287Y109
5036525
32500
SH
SOLE
32500
0
0
ABRDN TOTAL DYNAMIC DIVIDEND
COM SH BEN INT
00326L100
2107690
261500
SH
SOLE
261500
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
5601580
38000
SH
SOLE
38000
0
0
ADVANCED EMISSIONS SOLUTIONS
COM
00770C101
40218
13496
SH
SOLE
13496
0
0
ADVANCED EMISSIONS SOLUTIONS
COM
00770C101
11920
4000
SH
Call
SOLE
4000
0
0
EA SERIES TRUST
ALPHA ARCH 1-3
02072L565
1038356
9875
SH
SOLE
9875
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
248833
1300
SH
SOLE
1300
0
0
ALPHABET INC
CAP STK CL C
02079K107
9886240
70150
SH
SOLE
70150
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2929878
37800
SH
SOLE
37800
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
93012
1200
SH
Call
SOLE
1200
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1162650
15000
SH
Put
SOLE
15000
0
0
ALTIMMUNE INC
COM NEW
02155H200
1296281
115225
SH
SOLE
115225
0
0
ALTIMMUNE INC
COM NEW
02155H200
1170000
104000
SH
Call
SOLE
104000
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
11562
13290
SH
SOLE
13290
0
0
AMGEN INC
COM
031162100
2016140
7000
SH
SOLE
7000
0
0
APPLE INC
COM
037833100
2839818
14750
SH
SOLE
14750
0
0
ARGENX SE
SPONSORED ADR
04016X101
7779794
20450
SH
SOLE
20450
0
0
AT&T INC
COM
00206R102
1325620
79000
SH
SOLE
79000
0
0
BARRICK GOLD CORP
COM
067901108
1311525
72500
SH
SOLE
72500
0
0
BAIDU INC
SPON ADR REP A
056752108
893175
7500
SH
Call
SOLE
7500
0
0
BANK AMERICA CORP
COM
060505104
4335013
128750
SH
SOLE
128750
0
0
BOEING CO
COM
097023105
521320
2000
SH
SOLE
2000
0
0
BURFORD CAP LTD
ORD SHS
G17977110
1134900
72750
SH
SOLE
72750
0
0
CISCO SYS INC
COM
17275R102
1263000
25000
SH
SOLE
25000
0
0
CITIGROUP INC
COM NEW
172967424
372940
7250
SH
SOLE
7250
0
0
ESPERION THERAPEUTICS INC NE
NOTE 4.000%11/1
29664WAB1
1722063
2950000
PRN
SOLE
2950000
0
0
META PLATFORMS INC
CL A
30303M102
707920
2000
SH
SOLE
2000
0
0
LILLY ELI & CO
COM
532457108
4080440
7000
SH
SOLE
7000
0
0
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
4278000
310000
SH
SOLE
310000
0
0
EVOTEC AG
SPONSORED ADS
30050E105
560659
47797
SH
SOLE
47797
0
0
FORD MTR CO DEL
COM
345370860
1219000
100000
SH
SOLE
100000
0
0
GENERAL MTRS CO
COM
37045V100
1436800
40000
SH
SOLE
40000
0
0
IMMUNOGEN INC
COM
45253H101
415100
14000
SH
SOLE
14000
0
0
INCYTE CORP
COM
45337C102
2668575
42500
SH
SOLE
42500
0
0
INCYTE CORP
COM
45337C102
62790
1000
SH
Call
SOLE
1000
0
0
INTEL CORP
COM
458140100
942188
18750
SH
SOLE
18750
0
0
INTRA-CELLULAR THERAPIES INC
COM
46116X101
6936898
96857
SH
SOLE
96857
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
22523600
55000
SH
Put
SOLE
55000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
1117395
46500
SH
Call
SOLE
46500
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
502625
12500
SH
SOLE
12500
0
0
ISHARES GOLD TR
ISHARES NEW
464285204
3903000
100000
SH
SOLE
100000
0
0
ISHARES TR
RUSSEL 2000 ETF
464287655
2308165
11500
SH
SOLE
11500
0
0
ISHARES SILVER TR
ISHARES
46428Q109
1089000
50000
SH
SOLE
50000
0
0
JOHNSON & JOHNSON
COM
478160104
235110
1500
SH
SOLE
1500
0
0
KIRKLANDS INC
COM
497498105
76753
25415
SH
SOLE
25415
0
0
LAM RESEARCH CORP
COM
512807108
391630
500
SH
SOLE
500
0
0
LENSAR INC
COM
52634L108
844274
240534
SH
SOLE
240534
0
0
LIFECORE BIOMEDICAL INC
COM
514766104
1607444
259684
SH
SOLE
259684
0
0
LINEAGE CELL THERAPEUTICS IN
COM
53566P109
103279
94751
SH
SOLE
94751
0
0
MARVELL TECHNOLOGY INC
COM
573874104
1055425
17500
SH
SOLE
17500
0
0
MICRON TECHNOLOGY INC
COM
595112103
13227700
155000
SH
SOLE
155000
0
0
NOKIA CORP
SPONSORED ADR
654902204
171000
50000
SH
SOLE
50000
0
0
NUVEEN CR STRATEGIES INCOME
COM SHS
67073D102
2161080
414000
SH
SOLE
414000
0
0
ORACLE CORP
COM
68389X105
4638920
44000
SH
SOLE
44000
0
0
QUALCOM INC
COM
747525103
1229355
8500
SH
SOLE
8500
0
0
OVID THERAPEUTICS INC
COM
690469101
60311
18730
SH
SOLE
18730
0
0
O-I GLASS INC
COM
67098H104
1363635
83250
SH
SOLE
83250
0
0
PAN AMERN SILVER CORP
COM
697900108
734850
45000
SH
SOLE
45000
0
0
PAYPAL HOLDINGS INC
COM
70450Y103
675510
11000
SH
SOLE
11000
0
0
PFIZER INC
COM
717081103
618985
21500
SH
SOLE
21500
0
0
PROTHENA CORP PLC
SHS
G72800108
3052560
84000
SH
SOLE
84000
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
10715138
12200
SH
SOLE
12200
0
0
REVANCE THERAPEUTICS INC
COM
761330109
2257905
256872
SH
SOLE
256872
0
0
ROBLOX CORP
CL A
771049103
228600
5000
SH
SOLE
5000
0
0
SANOFI
SPONSORED ADR
80105N105
547030
11000
SH
SOLE
11000
0
0
SPDR SER TR
PORTFOLIO S&P500
78464A854
7658300
137000
SH
Put
SOLE
137000
0
0
SPDR GOLD TR
GOLD SHS
78463V107
4396910
23000
SH
SOLE
23000
0
0
SPDR GOLD TR
GOLD SHS
78463V107
1242605
6500
SH
Call
SOLE
160000
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
375820
2000
SH
SOLE
2000
0
0
SRH TOTAL RETURN FUND INC
COM
101507101
818330
59000
SH
SOLE
59000
0
0
TELADOC HEALTH INC
COM
87918A105
323250
15000
SH
Call
SOLE
15000
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
407160
39000
SH
SOLE
39000
0
0
TURNING PT BRANDS INC
COM
90041L105
2197720
83500
SH
SOLE
83500
0
0
UNITED STS NAT GAS FD LP
UNIT PAR
912318300
58305
11500
SH
SOLE
11500
0
0
VANECK ETF TRUST
GOLD MINERS ETF
92189F106
666715
21500
SH
SOLE
21500
0
0
VANECK ETF TRUST
GOLD MINERS ETF
92189F106
387625
12500
SH
Call
SOLE
12500
0
0
VANECK ETF TRUST
JUNIOR GOLD MINE
92189F791
519367
13700
SH
SOLE
13700
0
0
VIRIDIAN THERAPEUTICS INC
COM
92790C104
206910
9500
SH
SOLE
9500
0
0
WOLFSPEED INC
COM
977852102
326325
7500
SH
SOLE
7500
0
0
XENCOR INC
COM
98401F105
5033782
237107
SH
SOLE
237107
0
0
YETI HLDGS INC
COM
98585X104
517800
10000
SH
SOLE
10000
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
2238915
18397
SH
SOLE
18397
0
0