0001013594-23-000649.txt : 20230809 0001013594-23-000649.hdr.sgml : 20230809 20230809142731 ACCESSION NUMBER: 0001013594-23-000649 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230809 DATE AS OF CHANGE: 20230809 EFFECTIVENESS DATE: 20230809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DCF Advisers, LLC CENTRAL INDEX KEY: 0001802493 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19889 FILM NUMBER: 231154609 BUSINESS ADDRESS: STREET 1: 73 ARCH STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203.622.5850 MAIL ADDRESS: STREET 1: 73 ARCH STREET CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE 0001802493 XXXXXXXX 06-30-2023 06-30-2023 false DCF Advisers, LLC

73 ARCH STREET GREENWICH CT 06830

13F HOLDINGS REPORT 028-19889 N David Sven Floren 203-622-5850 /s/ David Sven Floren New York NY 08-09-2023 0 89 189294122 INFORMATION TABLE 2 informationtable.xml ABBVIE INC COM 00287Y109 6406412 47550 SH SOLE 47550 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 2093910 253500 SH SOLE 253500 0 0 ADVANCED MICRO DEVICES INC COM 007903107 3474255 30500 SH SOLE 30500 0 0 AIR T INC COM 009207101 229289 9135 SH SOLE 9135 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 303904 1600 SH SOLE 1600 0 0 ALPHABET INC CAP STK CL C 02079K107 8667501 71650 SH SOLE 71650 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1479463 17750 SH SOLE 17750 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 333400 4000 SH Call SOLE 4000 0 0 ALTIMMUNE INC COM NEW 02155H200 423512 119975 SH SOLE 119975 0 0 ALTIMMUNE INC COM NEW 02155H200 473020 134000 SH Call SOLE 134000 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 29750 25000 SH SOLE 25000 0 0 AMAZON COM INC COM 023135106 651800 5000 SH SOLE 5000 0 0 AMGEN INC COM 031162100 3746588 16875 SH SOLE 16875 0 0 AMGEN INC COM 031162100 888080 4000 SH Call SOLE 4000 0 0 APPLE INC COM 037833100 2861058 14750 SH SOLE 14750 0 0 ARGENX SE SPONSORED ADR 04016X101 10016061 25700 SH SOLE 25700 0 0 AT&T INC COM 00206R102 2033625 127500 SH SOLE 127500 0 0 BARRICK GOLD CORP COM 067901108 888825 52500 SH SOLE 52500 0 0 BANK AMERICA CORP COM 060505104 3937703 137250 SH SOLE 137250 0 0 BOEING CO COM 097023105 527900 2500 SH SOLE 2500 0 0 BURFORD CAP LTD ORD SHS G17977110 572460 47000 SH SOLE 47000 0 0 BURFORD CAP LTD ORD SHS G17977110 24360 2000 SH Put SOLE 2000 0 0 CISCO SYS INC COM 17275R102 1164150 22500 SH SOLE 22500 0 0 CITIGROUP INC COM NEW 172967424 333790 7250 SH SOLE 7250 0 0 DOCUSIGN INC COM 256163106 383175 7500 SH Call SOLE 7500 0 0 EOG RES INC COM 26875P101 520702 4550 SH SOLE 4550 0 0 EQUILLIUM INC COM 29446K106 83717 111623 SH SOLE 111623 0 0 ESPERION THERAPEUTICS INC NE NOTE 4.000%11/1 29664WAB1 1532625 3050000 PRN SOLE 3050000 0 0 META 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215000 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 2678603 18397 SH SOLE 18397 0 0