0001104659-21-089930.txt : 20210707
0001104659-21-089930.hdr.sgml : 20210707
20210707214047
ACCESSION NUMBER: 0001104659-21-089930
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210625
FILED AS OF DATE: 20210707
DATE AS OF CHANGE: 20210707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lionheart Equities, LLC
CENTRAL INDEX KEY: 0001818673
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39445
FILM NUMBER: 211078844
BUSINESS ADDRESS:
STREET 1: C/O LIONHEART CAPITAL, LLC
STREET 2: 4218 NE 2ND AVENUE
CITY: MIAMI
STATE: FL
ZIP: 33137
BUSINESS PHONE: 305-573-3900
MAIL ADDRESS:
STREET 1: C/O LIONHEART CAPITAL, LLC
STREET 2: 4218 NE 2ND AVENUE
CITY: MIAMI
STATE: FL
ZIP: 33137
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lionheart Acquisition Corp. II
CENTRAL INDEX KEY: 0001802450
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4218 NE 2ND AVENUE, 2ND FL.
CITY: MIAMI
STATE: FL
ZIP: 33137
BUSINESS PHONE: 305-573-3900
MAIL ADDRESS:
STREET 1: 4218 NE 2ND AVENUE, 2ND FL.
CITY: MIAMI
STATE: FL
ZIP: 33137
FORMER COMPANY:
FORMER CONFORMED NAME: Lionheart Acquisition Corp.
DATE OF NAME CHANGE: 20200205
4
1
tm2121630d4_4.xml
OWNERSHIP DOCUMENT
X0306
4
2021-06-25
0
0001802450
Lionheart Acquisition Corp. II
LCAP
0001818673
Lionheart Equities, LLC
4218 2ND AVENUE
MIAMI
FL
33137
0
0
1
0
Class A Common Stock
2021-06-25
4
P
0
180000
10
A
440000
D
Class A Common Stock
2021-07-04
4
P
0
5000
10
A
445000
D
Class B Common Stock
2021-06-25
4
P
0
540000
A
Class A Common Stock
540000
5202500
D
Class B Common Stock
2021-07-04
4
P
0
15000
A
Class A Common Stock
15000
5217500
D
Warrants to purchase Class A Common Stock
11.5
2021-06-25
4
P
0
90000
A
Class A Common Stock
90000
220000
D
Warrants to purchase Class A Common Stock
11.5
2021-07-04
4
P
0
2500
A
Class A Common Stock
2500
222500
D
In connection with Mr. Aman Kapadia's resignation as a director of the issuer, Lionheart Equities, LLC acquired all of the issuer's private placement units and Class B Common Stock held by vehicles and accounts managed by Akaris Global Partners LP, an entity over which Mr. Kapadia has voting and dispositive power. Each private placement unit consists of one share of Class A Common Stock and one-half of one warrant, with each whole warrant entitling the holder thereof to purchase one Class A Common Stock at a price of $11.50 per share, subject to certain adjustments.
In connection with Mr. Trevor Barran's resignation as a director and chief operating officer of the issuer, Lionheart Equities, LLC acquired all of the issuer's private placement units and Class B Common Stock owned by Mr. Barran. Each private placement unit consists of one share of Class A Common Stock and one-half of one warrant, with each whole warrant entitling the holder thereof to purchase one Class A Common Stock at a price of $11.50 per share, subject to certain adjustments.
As described in the issuer's registration statement on Form S-1 (File No. 333-240130) (the "Registration Statement"), the shares of Class B Common Stock will automatically convert into shares of Class A Common Stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
The warrants become exercisable on the later of (i) 30 days after the completion of the issuer's initial business combination and (ii) August 18, 2021.
The warrants expire five years after the completion of the issuer's initial business combination or earlier upon redemption or liquidation, as described in the Registration Statement.
Lionheart Equities, LLC By: /s/ Ophir Sternberg
2021-07-07