0001104659-20-097310.txt : 20200820 0001104659-20-097310.hdr.sgml : 20200820 20200820171414 ACCESSION NUMBER: 0001104659-20-097310 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200818 FILED AS OF DATE: 20200820 DATE AS OF CHANGE: 20200820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barran Trevor CENTRAL INDEX KEY: 0001820779 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39445 FILM NUMBER: 201120827 MAIL ADDRESS: STREET 1: 4310 NE 2ND AVENUE STREET 2: APT 1 CITY: MIAMI STATE: FL ZIP: 33137 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lionheart Acquisition Corp. II CENTRAL INDEX KEY: 0001802450 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4218 NE 2ND AVENUE, 2ND FL. CITY: MIAMI STATE: FL ZIP: 33137 BUSINESS PHONE: 305-573-3900 MAIL ADDRESS: STREET 1: 4218 NE 2ND AVENUE, 2ND FL. CITY: MIAMI STATE: FL ZIP: 33137 FORMER COMPANY: FORMER CONFORMED NAME: Lionheart Acquisition Corp. DATE OF NAME CHANGE: 20200205 4 1 tm2029128d5_4.xml OWNERSHIP DOCUMENT X0306 4 2020-08-18 0 0001802450 Lionheart Acquisition Corp. II LCAP 0001820779 Barran Trevor 4218 2ND AVENUE MIAMI FL 33137 1 1 0 0 CHIEF OPERATING OFFICER Class A Common Stock 2020-08-18 4 P 0 5000 10.00 A 5000 D Class B Common Stock 2020-08-18 4 P 0 15000 A Class A Common Stock 15000 15000 D Warrants to purchase Class A Common Stock 11.50 2020-08-18 4 P 0 2500 A Class A Common Stock 2500 2500 D Immediately following the closing of the offering, the reporting person acquired units (each, a "Private Unit") that were originally purchased by Lionheart Equities, LLC in a private placement that closed simultaneously with the closing of the offering. Each Private Unit consists of one share of Class A common stock and one-half of one warrant (each, a "Private Warrant"), with each whole Private Warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment as described in the registrant's registration on Form S-1 (File No. 333-240130) (the "Registration Statement") Immediately following the closing of the offering, the reporting person was transferred shares of Class B common stock by Lionheart Equities, LLC. As described in the Registration Statement under the heading "Description of Securities - Founder Shares and Private Units," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. The Private Warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. The Private Warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the Registration Statement. /s/ Trevor Barran 2020-08-20