0001104659-20-097310.txt : 20200820
0001104659-20-097310.hdr.sgml : 20200820
20200820171414
ACCESSION NUMBER: 0001104659-20-097310
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200818
FILED AS OF DATE: 20200820
DATE AS OF CHANGE: 20200820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barran Trevor
CENTRAL INDEX KEY: 0001820779
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39445
FILM NUMBER: 201120827
MAIL ADDRESS:
STREET 1: 4310 NE 2ND AVENUE
STREET 2: APT 1
CITY: MIAMI
STATE: FL
ZIP: 33137
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Lionheart Acquisition Corp. II
CENTRAL INDEX KEY: 0001802450
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4218 NE 2ND AVENUE, 2ND FL.
CITY: MIAMI
STATE: FL
ZIP: 33137
BUSINESS PHONE: 305-573-3900
MAIL ADDRESS:
STREET 1: 4218 NE 2ND AVENUE, 2ND FL.
CITY: MIAMI
STATE: FL
ZIP: 33137
FORMER COMPANY:
FORMER CONFORMED NAME: Lionheart Acquisition Corp.
DATE OF NAME CHANGE: 20200205
4
1
tm2029128d5_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-08-18
0
0001802450
Lionheart Acquisition Corp. II
LCAP
0001820779
Barran Trevor
4218 2ND AVENUE
MIAMI
FL
33137
1
1
0
0
CHIEF OPERATING OFFICER
Class A Common Stock
2020-08-18
4
P
0
5000
10.00
A
5000
D
Class B Common Stock
2020-08-18
4
P
0
15000
A
Class A Common Stock
15000
15000
D
Warrants to purchase Class A Common Stock
11.50
2020-08-18
4
P
0
2500
A
Class A Common Stock
2500
2500
D
Immediately following the closing of the offering, the reporting person acquired units (each, a "Private Unit") that were originally purchased by Lionheart Equities, LLC in a private placement that closed simultaneously with the closing of the offering. Each Private Unit consists of one share of Class A common stock and one-half of one warrant (each, a "Private Warrant"), with each whole Private Warrant entitling the holder thereof to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment as described in the registrant's registration on Form S-1 (File No. 333-240130) (the "Registration Statement")
Immediately following the closing of the offering, the reporting person was transferred shares of Class B common stock by Lionheart Equities, LLC. As described in the Registration Statement under the heading "Description of Securities - Founder Shares and Private Units," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
The Private Warrants become exercisable on the later of (i) 30 days after the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
The Private Warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the Registration Statement.
/s/ Trevor Barran
2020-08-20