The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
DANAHER CORPORATION | COM | 235851102 | 247 | 1,607 | SH | SOLE | 0 | 0 | 1,607 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 314 | 1,367 | SH | SOLE | 0 | 0 | 1,367 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 506 | 4,370 | SH | SOLE | 0 | 0 | 4,370 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 499 | 6,188 | SH | SOLE | 0 | 0 | 6,188 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 405 | 6,857 | SH | SOLE | 0 | 0 | 6,857 | ||
JP MORGAN EXCHANGE TRADED FD | ULTRA SHRT INC | 46641Q837 | 538 | 10,662 | SH | SOLE | 0 | 0 | 10,662 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 214 | 1,720 | SH | SOLE | 0 | 0 | 1,720 | ||
ADOBE INC | COM | 00724F101 | 265 | 802 | SH | SOLE | 0 | 0 | 802 | ||
PEPSICO INC | COM | 713448108 | 357 | 2,613 | SH | SOLE | 0 | 0 | 2,613 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 236 | 802 | SH | SOLE | 0 | 0 | 802 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 667 | 12,439 | SH | SOLE | 0 | 0 | 12,439 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 452 | 7,179 | SH | SOLE | 0 | 0 | 7,179 | ||
HUNTINGTON BANCSHARES INC | COM | 446150104 | 213 | 14,148 | SH | SOLE | 0 | 0 | 14,148 | ||
APPLE INC | COM | 037833100 | 2,674 | 9,107 | SH | SOLE | 0 | 0 | 9,107 | ||
AT&T INC | COM | 00206R102 | 505 | 12,911 | SH | SOLE | 0 | 0 | 12,911 | ||
WORKDAY INC | CL A | 98138H101 | 212 | 1,287 | SH | SOLE | 0 | 0 | 1,287 | ||
AMAZON COM INC | COM | 023135106 | 305 | 165 | SH | SOLE | 0 | 0 | 165 | ||
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 446 | 6,799 | SH | SOLE | 0 | 0 | 6,799 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 826 | 8,286 | SH | SOLE | 0 | 0 | 8,286 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 1,158 | 6,354 | SH | SOLE | 0 | 0 | 6,354 | ||
BOEING CO | COM | 097023105 | 279 | 856 | SH | SOLE | 0 | 0 | 856 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 516 | 6,063 | SH | SOLE | 0 | 0 | 6,063 | ||
FLAHERTY & CRUMRIN PFD & INM | COM | 338478100 | 1,666 | 76,832 | SH | SOLE | 0 | 0 | 76,832 | ||
CDN IMPERIAL BK COMM TORONTO | COM | 136069101 | 228 | 2,744 | SH | SOLE | 0 | 0 | 2,744 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 350 | 3,835 | SH | SOLE | 0 | 0 | 3,835 | ||
BCE INC | COM NEW | 05534B760 | 331 | 7,133 | SH | SOLE | 0 | 0 | 7,133 | ||
ISHARES TR | CORE TOTAL USD | 46434V613 | 535 | 10,273 | SH | SOLE | 0 | 0 | 10,273 | ||
WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 253 | 4,696 | SH | SOLE | 0 | 0 | 4,696 | ||
FIRST TR EXCH TRADED FD III | RIVRFRNT DYN DEV | 33739P608 | 555 | 9,255 | SH | SOLE | 0 | 0 | 9,255 | ||
ALPS ETF TR | RIVERFRNT FLEX | 00162Q510 | 1,140 | 31,931 | SH | SOLE | 0 | 0 | 31,931 | ||
NEW MTN FIN CORP | COM | 647551100 | 1,657 | 120,568 | SH | SOLE | 0 | 0 | 120,568 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 304 | 3,629 | SH | SOLE | 0 | 0 | 3,629 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 216 | 2,808 | SH | SOLE | 0 | 0 | 2,808 | ||
INVESCO ACTIVELY MANAGD ETF | ULTRA SHRT DUR | 46090A887 | 1,323 | 26,262 | SH | SOLE | 0 | 0 | 26,262 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,946 | 27,894 | SH | SOLE | 0 | 0 | 27,894 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 831 | 16,310 | SH | SOLE | 0 | 0 | 16,310 | ||
PIMCO INCOME OPPORTUNITY FD | COM | 72202B100 | 1,664 | 59,861 | SH | SOLE | 0 | 0 | 59,861 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 1,073 | 8,955 | SH | SOLE | 0 | 0 | 8,955 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 398 | 3,189 | SH | SOLE | 0 | 0 | 3,189 | ||
ABBVIE INC | COM | 00287Y109 | 441 | 4,981 | SH | SOLE | 0 | 0 | 4,981 | ||
VANGUARD BD INDEX FD INC | LONG TERM BOND | 921937793 | 2,804 | 27,942 | SH | SOLE | 0 | 0 | 27,942 | ||
HANCOCK JOHN PFD INCOME FD I | COM | 41021P103 | 1,642 | 85,134 | SH | SOLE | 0 | 0 | 85,134 | ||
BRITISH AMERN TOB PLC | SPONSORED ADR | 110448107 | 378 | 8,893 | SH | SOLE | 0 | 0 | 8,893 | ||
CHEVRON CORP NEW | COM | 166764100 | 486 | 4,036 | SH | SOLE | 0 | 0 | 4,036 | ||
ALPS ETF TR | RIVERFRNT DYMC | 00162Q528 | 1,618 | 46,183 | SH | SOLE | 0 | 0 | 46,183 | ||
INVESCO EXCHNG TRADED FD TR | KBW PREM YIELD | 46138E594 | 1,646 | 52,735 | SH | SOLE | 0 | 0 | 52,735 | ||
WELLTOWER INC | COM | 95040Q104 | 232 | 2,834 | SH | SOLE | 0 | 0 | 2,834 | ||
ISHARES TR | MULTIFACTOR GLBL | 46434V316 | 580 | 18,599 | SH | SOLE | 0 | 0 | 18,599 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 1,038 | 5,827 | SH | SOLE | 0 | 0 | 5,827 | ||
ALPS ETF TR | RIVRFRNT STR INC | 00162Q783 | 294 | 11,807 | SH | SOLE | 0 | 0 | 11,807 | ||
SSGA ACTIVE ETF TR | BLKSTN GSOSRLN | 78467V608 | 673 | 14,440 | SH | SOLE | 0 | 0 | 14,440 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 457 | 4,925 | SH | SOLE | 0 | 0 | 4,925 | ||
VISA INC | COM CL A | 92826C839 | 403 | 2,147 | SH | SOLE | 0 | 0 | 2,147 | ||
PROSPERITY BANCSHARES INC | COM | 743606105 | 417 | 5,801 | SH | SOLE | 0 | 0 | 5,801 | ||
PPL CORP | COM | 69351T106 | 304 | 8,467 | SH | SOLE | 0 | 0 | 8,467 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 329 | 2,394 | SH | SOLE | 0 | 0 | 2,394 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 2,472 | 19,658 | SH | SOLE | 0 | 0 | 19,658 | ||
FACEBOOK INC | CL A | 30303M102 | 266 | 1,296 | SH | SOLE | 0 | 0 | 1,296 | ||
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 273 | 5,136 | SH | SOLE | 0 | 0 | 5,136 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 541 | 5,905 | SH | SOLE | 0 | 0 | 5,905 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 768 | 10,559 | SH | SOLE | 0 | 0 | 10,559 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 335 | 10,888 | SH | SOLE | 0 | 0 | 10,888 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 265 | 3,035 | SH | SOLE | 0 | 0 | 3,035 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 753 | 4,548 | SH | SOLE | 0 | 0 | 4,548 | ||
FIRST TR EXCHANGE TRADED FD | SENIOR LN FD | 33738D309 | 909 | 18,972 | SH | SOLE | 0 | 0 | 18,972 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 419 | 8,916 | SH | SOLE | 0 | 0 | 8,916 | ||
ALTRIA GROUP INC | COM | 02209S103 | 273 | 5,461 | SH | SOLE | 0 | 0 | 5,461 | ||
BARCLAYS BK PLC | DJUBS CMDT ETN36 | 06738C778 | 786 | 34,395 | SH | SOLE | 0 | 0 | 34,395 | ||
GOLUB CAP BDC INC | COM | 38173M102 | 1,667 | 90,330 | SH | SOLE | 0 | 0 | 90,330 | ||
MAIN STREET CAPITAL CORP | COM | 56035L104 | 1,637 | 37,974 | SH | SOLE | 0 | 0 | 37,974 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 405 | 6,598 | SH | SOLE | 0 | 0 | 6,598 | ||
NETFLIX INC | COM | 64110L106 | 203 | 628 | SH | SOLE | 0 | 0 | 628 | ||
AMGEN INC | COM | 031162100 | 251 | 1,041 | SH | SOLE | 0 | 0 | 1,041 | ||
VANECK VECTORS ETF TRUST | FALLEN ANGEL HG | 92189F437 | 677 | 22,664 | SH | SOLE | 0 | 0 | 22,664 | ||
COCA COLA CO | COM | 191216100 | 416 | 7,520 | SH | SOLE | 0 | 0 | 7,520 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 274 | 1,289 | SH | SOLE | 0 | 0 | 1,289 | ||
SOUTHERN CO | COM | 842587107 | 373 | 5,857 | SH | SOLE | 0 | 0 | 5,857 | ||
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 229 | 1,650 | SH | SOLE | 0 | 0 | 1,650 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 276 | 939 | SH | SOLE | 0 | 0 | 939 | ||
ISHARES TR | INTRM TR CRP ETF | 464288638 | 1,264 | 21,805 | SH | SOLE | 0 | 0 | 21,805 | ||
FIRST TR EXCHANGE TRADED FD | FST LOW OPPT EFT | 33739Q200 | 240 | 4,634 | SH | SOLE | 0 | 0 | 4,634 | ||
INVESCO EXCHNG TRADED FD TR | FNDMNTL HY CRP | 46138E719 | 239 | 12,424 | SH | SOLE | 0 | 0 | 12,424 | ||
VENTAS INC | COM | 92276F100 | 264 | 4,576 | SH | SOLE | 0 | 0 | 4,576 | ||
ALPS ETF TR | RIVERFRONT DYM | 00162Q536 | 2,255 | 89,845 | SH | SOLE | 0 | 0 | 89,845 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 3,277 | 11,078 | SH | SOLE | 0 | 0 | 11,078 | ||
DOMINION ENERGY INC | COM | 25746U109 | 407 | 4,911 | SH | SOLE | 0 | 0 | 4,911 | ||
ARES CAP CORP | COM | 04010L103 | 1,630 | 87,374 | SH | SOLE | 0 | 0 | 87,374 | ||
ISHARES US ETF TR | SHT MAT BD ETF | 46431W507 | 1,565 | 31,151 | SH | SOLE | 0 | 0 | 31,151 | ||
STARBUCKS CORP | COM | 855244109 | 242 | 2,756 | SH | SOLE | 0 | 0 | 2,756 | ||
MICROSOFT CORP | COM | 594918104 | 401 | 2,544 | SH | SOLE | 0 | 0 | 2,544 | ||
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 311 | 4,967 | SH | SOLE | 0 | 0 | 4,967 | ||
MASTERCARD INC | CL A | 57636Q104 | 300 | 1,004 | SH | SOLE | 0 | 0 | 1,004 | ||
CERNER CORP | COM | 156782104 | 215 | 2,933 | SH | SOLE | 0 | 0 | 2,933 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 542 | 5,317 | SH | SOLE | 0 | 0 | 5,317 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 2,332 | 52,928 | SH | SOLE | 0 | 0 | 52,928 | ||
TWO RDS SHARED TR | ANFIELD CAP DI | 90213U115 | 1,405 | 137,217 | SH | SOLE | 0 | 0 | 137,217 | ||
TOTAL S A | SPONSORED ADS | 89151E109 | 207 | 3,746 | SH | SOLE | 0 | 0 | 3,746 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 566 | 3,712 | SH | SOLE | 0 | 0 | 3,712 | ||
UNION PACIFIC CORP | COM | 907818108 | 237 | 1,312 | SH | SOLE | 0 | 0 | 1,312 | ||
HONEYWELL INTL INC | COM | 438516106 | 596 | 3,370 | SH | SOLE | 0 | 0 | 3,370 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 749 | 16,837 | SH | SOLE | 0 | 0 | 16,837 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 2,719 | 26,768 | SH | SOLE | 0 | 0 | 26,768 | ||
CATERPILLAR INC DEL | COM | 149123101 | 506 | 3,424 | SH | SOLE | 0 | 0 | 3,424 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 364 | 3,106 | SH | SOLE | 0 | 0 | 3,106 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,359 | 4,203 | SH | SOLE | 0 | 0 | 4,203 | ||
ADVISORSHARES TR | NEWFLT MULSINC | 00768Y727 | 204 | 4,217 | SH | SOLE | 0 | 0 | 4,217 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 521 | 9,209 | SH | SOLE | 0 | 0 | 9,209 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 3,312 | 39,498 | SH | SOLE | 0 | 0 | 39,498 | ||
PIMCO CORPORATE INCOME STRAT | COM | 72200U100 | 1,654 | 86,505 | SH | SOLE | 0 | 0 | 86,505 | ||
AFLAC INC | COM | 001055102 | 217 | 4,108 | SH | SOLE | 0 | 0 | 4,108 | ||
BP PLC | SPONSORED ADR | 055622104 | 503 | 13,332 | SH | SOLE | 0 | 0 | 13,332 | ||
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 211 | 2,914 | SH | SOLE | 0 | 0 | 2,914 | ||
PEOPLES UTAH BANCORP | COM | 712706209 | 771 | 25,610 | SH | SOLE | 0 | 0 | 25,610 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 204 | 1,628 | SH | SOLE | 0 | 0 | 1,628 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 248 | 2,292 | SH | SOLE | 0 | 0 | 2,292 | ||
NEUBERGER BERMAN RE ES SEC F | COM | 64190A103 | 1,639 | 293,650 | SH | SOLE | 0 | 0 | 293,650 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 386 | 2,718 | SH | SOLE | 0 | 0 | 2,718 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,073 | 7,508 | SH | SOLE | 0 | 0 | 7,508 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 306 | 942 | SH | SOLE | 0 | 0 | 942 |