Compliance Officer

0001802365-23-000002.txt : 20230420 0001802365-23-000002.hdr.sgml : 20230420 20230420155035 ACCESSION NUMBER: 0001802365-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230420 DATE AS OF CHANGE: 20230420 EFFECTIVENESS DATE: 20230420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Strategic Wealth Investment Group, LLC CENTRAL INDEX KEY: 0001802365 IRS NUMBER: 331027701 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19838 FILM NUMBER: 23833027 BUSINESS ADDRESS: STREET 1: 500 N. HURSTBOURNE PKWY STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40222 BUSINESS PHONE: 5024123354 MAIL ADDRESS: STREET 1: 500 N. HURSTBOURNE PKWY STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40222 FORMER COMPANY: FORMER CONFORMED NAME: Strategic Wealth Designers DATE OF NAME CHANGE: 20200205 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001802365 XXXXXXXX 03-31-2023 03-31-2023 Strategic Wealth Investment Group, LLC

500 N. HURSTBOURNE PKWY SUITE 120 LOUISVILLE KY 40222

13F HOLDINGS REPORT 028-19838 N Doug Robinson Compliance Officer 5024123354 Doug Robinson Louisville KY 04-20-2023 0 135 539167985 false INFORMATION TABLE 2 SWDtest2023.xml STRATEGIC WEALTH INVESTMENT GROUP 1ST QUARTER 2023 ABBOTT LABORATORIES COM COM 002824100 302305 200 PRN SOLE 0 0 200 ABBVIE INC COM COM 00287Y109 575597 360 SH SOLE 0 0 360 ABERDEEN PREIOUS MTLS BSKT TR ABRDN PRECIOUS METALS BASKE ABRDN PRECIOUS METALS BASKE 003263100 2890719 410 PRN SOLE 7 0 403 ADOBE INC COM COM 00724F101 2189287 547 PRN SOLE 27 0 520 AGEX THERAPEUTICS INC COM COM 00848H108 57035 600 SH SOLE 60 0 540 AGILENT TECHNOLOGIES INC COM COM 00846U101 264783 616 SH SOLE 0 0 616 ALPHABET INC COM CL A COM CL A 02079K305 4162789 924 SH SOLE 0 0 924 AMAZON COM INC COM COM 023135106 18701274 931 PRN SOLE 24 0 907 AMERICAN EXPRESS CO COM COM 025816109 6488094 1083 SH SOLE 0 0 1083 AMPLIFY ETF TR BLOCKCHAIN LDR ETF BLOCKCHAIN LDR ETF 032108607 685565 1189 SH SOLE 0 0 1189 APPLE INC COM COM 037833100 24224959 1272 SH SOLE 0 0 1272 ARBOR REALTY TRUST INC COM USD COM USD 038923108 3681152 1486 SH SOLE 74 0 1411 ARK ETF TR GENOMIC REV ETF GENOMIC REV ETF 00214Q302 1334450 1720 SH SOLE 313 0 1407 ARK ETF TR INNOVATION ETF INNOVATION ETF 00214Q104 1444777 1763 SH SOLE 126 0 1637 ASE TECHNOLOGY HOLDING CO LTD ADR SPONSORED ADR SPONSORED 00215W100 110900 1914 SH SOLE 0 0 1914 AT&T INC COM COM 00206R102 3010702 1960 PRN SOLE 0 0 1960 ATHERSYS INC COM COM 04744L205 17236 1965 SH SOLE 491 0 1474 BALL CORP COM COM 058498106 631781 2168 PRN SOLE 76 0 2092 BARCLAYS BANK PLC NOTE CONV QTRLY VAR NOTE CONV QTRLY VAR 06749NE99 546070 2243 SH SOLE 107 0 2136 BARCLAYS BANK PLC NOTE CONV QTRLY VAR NOTE CONV QTRLY VAR 06749NSH6 2167723 2490 SH SOLE 146 0 2344 BEAL BK USA LAS VEGAS NEV CD CD 07371DNH6 199667 2525 SH SOLE 0 0 2525 BERKSHIRE HATHAWAY INC COM CL B COM CL B 084670702 1404595 2639 SH SOLE 528 0 2111 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN COM SHS BEN IN 09257P105 238029 2750 PRN SOLE 0 0 2750 BLUE BIOFUELS INC COM COM 09530Q102 1657 2755 SH SOLE 0 0 2755 BOEING CO COM COM 097023105 6140878 2870 SH SOLE 261 0 2609 BOSTON SCIENTIFIC CORP COM COM 101137107 225835 2985 SH SOLE 0 0 2985 BP ADR SPONSORED ADR SPONSORED 055622104 393367 3020 SH SOLE 196 0 2824 BROADCOM INC COM COM 11135F101 230954 3025 SH SOLE 478 0 2547 CANADIAN IMPERIAL BANK OF COMM NOTE QTRLY VAR NOTE QTRLY VAR 13607XGF8 1960000 3506 SH SOLE 566 0 2940 CANADIAN IMPERIAL BANK OF COMM NOTE QTRLY VAR NOTE QTRLY VAR 13607XFG7 2750064 3546 SH SOLE 473 0 3073 CARNIVAL CORP UNITS UNITS 143658300 972999 3552 SH SOLE 0 0 3552 CHEVRON CORPORATION COM COM 166764100 242387 3573 SH SOLE 238 0 3335 CISCO SYSTEMS INC COM COM 17275R102 5572981 3575 SH SOLE 550 0 3025 CITIGROUP INC NOTE QTRLY VAR NOTE QTRLY VAR 17290AHT0 33096537 3612 SH SOLE 0 0 3612 CITIGRP GLOBAL MKTS HLDGS INC NOTE INDEX LNKD NOTE INDEX LNKD 17331CWS2 407048 3674 SH SOLE 0 0 3674 COCA-COLA CO COM COM 191216100 10971694 4259 SH SOLE 0 0 4259 COINBASE GLOBAL INC COM CL A COM CL A 19260Q107 669146 4514 SH SOLE 0 0 4514 COSTCO WHOLESALE CORP COM COM 22160K105 6251918 4549 SH SOLE 569 0 3980 DANAHER CORP COM COM 235851102 232885 4586 SH SOLE 154 0 4431 DELTA AIR LINES INC COM COM 247361702 971370 4614 SH SOLE 261 0 4353 DUKE ENERGY CORP COM COM 26441C204 344687 4780 SH SOLE 0 0 4780 DUPONT DE NEMOURS INC COM COM 26614N102 3467711 4785 PRN SOLE 164 0 4621 EKSO BIONICS HOLDINGS INC COM COM 282644301 46490 5003 SH SOLE 0 0 5003 ELI LILLY AND COMPANY COM COM 532457108 1217876 5298 SH SOLE 0 0 5298 FIRST TRUST EXCHANGE-TRADED FU DJ INTERNT IDX ETF DJ INTERNT IDX ETF 33733E302 254302 5304 SH SOLE 489 0 4815 GOLDMAN SACHS GROUP INC COM COM 38141G104 2857010 5369 SH SOLE 726 0 4643 GOLDMAN SACHS GROUP INC NOTE QTRLY VAR NOTE QTRLY VAR 38150APK5 4784636 5681 SH SOLE 403 0 5278 GS FINANCE CORP NOTE INDEX LNKD NOTE INDEX LNKD 40057NS57 10062011 5711 SH SOLE 491 0 5220 HEWLETT PACKARD ENTERPRISE CO COM COM 42824C109 335836 5931 SH SOLE 0 0 5931 HOME DEPOT INC COM COM 437076102 1353312 5931 SH SOLE 2965 0 2965 HP INCORPORATION COM COM 40434L105 625742 6144 SH SOLE 878 0 5266 INTERNATIONAL BUS MACH CORP COM COM 459200101 3114816 7138 SH SOLE 1020 0 6118 INTUITIVE SURGICAL INC COM COM 46120E602 1178739 8683 SH SOLE 307 0 8376 INVESCO EXCHANGE TRADED FD TR FINL PFD ETF FINL PFD ETF 46137V621 4529884 8734 SH SOLE 648 0 8086 INVESCO EXCHANGE TRADED FUND T SOLAR ETF SOLAR ETF 46138G706 865534 8836 SH SOLE 1133 0 7703 INVESCO EXCHANGE TRADED FUND T SP500 LOW VOL ETF SP500 LOW VOL ETF 46138E354 445388 9033 SH SOLE 0 0 9033 INVESCO QQQ TRUST UNIT SER 1 ETF UNIT SER 1 ETF 46090E103 12223159 9472 PRN SOLE 783 0 8689 ISHARES TRUST 0-5 YR TIPS ETF 0-5 YR TIPS ETF 46429B747 14762117 9718 SH SOLE 878 0 8840 ISHARES TRUST CORE SP MCP ETF CORE SP MCP ETF 464287507 297317 9903 SH SOLE 908 0 8995 ISHARES TRUST CORE SP500 ETF CORE SP500 ETF 464287200 246530 10000 SH SOLE 0 0 10000 ISHARES TRUST EXPONENTIAL TECH ETF EXPONENTIAL TECH ETF 46434V381 1747115 10000 SH SOLE 0 0 10000 ISHARES TRUST MSCI EAFE ETF MSCI EAFE ETF 464287465 304602 10368 SH SOLE 610 0 9758 ISHARES TRUST MSCI USA ESG SLC ETF MSCI USA ESG SLC ETF 464288802 313778 10959 SH SOLE 0 0 10959 ISHARES TRUST PFD AND INCM SEC ETF PFD AND INCM SEC ETF 464288687 15898035 11149 SH SOLE 1042 0 10108 ISHARES TRUST S&P 500 VAL ETF SP 500 VAL ETF 464287408 418128 11464 SH SOLE 0 0 11464 ISHARES TRUST SP 500 GRWT ETF SP 500 GRWT ETF 464287309 338491 12027 PRN SOLE 1471 0 10556 ISHARES TRUST TIPS BD ETF TIPS BD ETF 464287176 8780380 12583 SH SOLE 908 0 11675 JOHNSON JOHNSON COM COM 478160104 3161439 12634 SH SOLE 888 0 11746 JP MORGAN CHASE & CO COM COM 46625H100 8545618 13915 SH SOLE 2265 0 11650 KEYSIGHT TECHNOLOGIES INC COM COM 49338L103 593278 14013 SH SOLE 2548 0 11465 KRAFT HEINZ CO COM COM 500754106 6266823 14233 SH SOLE 761 0 13472 LAS VEGAS SANDS CORP COM COM 517834107 1065870 17021 SH SOLE 2128 0 14893 LINEAGE CELL THERAPEUTICS INC COM COM 53566P109 47295 18553 SH SOLE 757 0 17796 LOCKHEED MARTIN CORP COM COM 539830109 1247534 19000 SH SOLE 0 0 19000 LYFT INC COM CL A COM CL A 55087P104 2157472 20396 SH SOLE 1489 0 18907 MCDONALD'S CORPORATION COM COM 580135101 355642 21022 SH SOLE 881 0 20141 META PLATFORMS INC COM CL A COM CL A 30303M102 9704309 21082 SH SOLE 0 0 21082 MICROSOFT CORP COM COM 594918104 7745015 21320 SH SOLE 0 0 21320 NETFLIX INC COM COM 64110L106 1832426 23761 SH SOLE 1812 0 21949 NIKE INC COM CL B COM CL B 654106103 1064856 24729 SH SOLE 2138 0 22591 NOVA MENTIS LIFE SCIENCE CORP COM COM 66980V106 413 24795 SH SOLE 1839 0 22956 NVIDIA CORP COM COM 67066G104 3509356 26864 SH SOLE 2043 0 24821 PAYPAL HOLDINGS INC COM COM 70450Y103 1080854 27817 SH SOLE 1030 0 26787 PHI GROUP INC COM COM 69338D208 158 28176 SH SOLE 4483 0 23693 PROCTER & GAMBLE CO COM COM 742718109 7163899 28908 SH SOLE 2314 0 26594 PROSHARES TRUST SP 500 DV ARIST ETF SP 500 DV ARIST ETF 74348A467 34499889 29982 SH SOLE 3220 0 26702 REALTY INCOME CORP COM COM 756109104 302678 30034 SH SOLE 2275 0 27759 ROYAL BANK OF CANADA NOTE INDEX LNKD NOTE INDEX LNKD 78016HUY4 935562 31530 SH SOLE 3003 0 28527 ROYAL BANK OF CANADA NOTE INDEX LNKD NOTE INDEX LNKD 78016H2X7 12384202 31693 SH SOLE 3444 0 28249 SALESFORCE INC COM COM 79466L302 8781530 33152 SH SOLE 2913 0 30239 SCHWAB STRATEGIC TR INTL EQTY ETF INTL EQTY ETF 808524805 206385 33996 PRN SOLE 3937 0 30059 SELECT SECTOR SPDR TRUST SBI CONS DISCR ETF SBI CONS DISCR ETF 81369Y407 6497805 35430 SH SOLE 3204 0 32226 SHOPIFY INC COM CL A COM CL A 82509L107 1007795 35815 SH SOLE 1662 0 34153 SIMON PROPERTY GROUP INC COM USD COM USD 828806109 282778 38087 SH SOLE 3059 0 35028 SPDR DOW JONES IND UT SER 1 ETF UT SER 1 ETF 78467X109 12913229 38823 SH SOLE 4329 0 34494 SPDR GOLD TRUST GOLD SHS ETF GOLD SHS ETF 78463V107 14151455 39334 SH SOLE 2911 0 36423 SPDR INDEX SHARES FUNDS EURO STOXX 50 ETF EURO STOXX 50 ETF 78463X202 241068 40131 SH SOLE 3283 0 36848 SPDR SERIES TRUST ICE PREFERRED SECURITIES ETF ICE PREFERRED SECURITIES ETF 78464A292 201410 43452 SH SOLE 3274 0 40178 SPDR SERIES TRUST PORTFOLIO AGRGTE ETF PORTFOLIO AGRGTE ETF 78464A649 438974 43956 SH SOLE 3545 0 40411 SPDR SERIES TRUST PORTFOLIO LN TSR ETF PORTFOLIO LN TSR ETF 78464A664 24353218 44378 SH SOLE 4065 0 40313 SPDR SERIES TRUST PORTFOLIO SP 500 ETF PORTFOLIO SP 500 ETF 78464A854 425461 45788 SH SOLE 3679 0 42109 SPDR SERIES TRUST S&P BIOTECH ETF SP BIOTECH ETF 78464A870 1884597 46575 SH SOLE 3525 0 43050 SPDR SP500 ETF TRUST TR UNIT ETF TR UNIT ETF 78462F103 29585969 48180 SH SOLE 3519 0 44661 STARWOOD PROPERTY TRUST INC COM COM 85571B105 3437915 48317 SH SOLE 3628 0 44689 TALON METALS CORPORATION COM COM G86659102 5130 57004 SH SOLE 6213 0 50791 TESLA INC COM COM 88160R101 627567 65579 SH SOLE 4767 0 60812 TYSON FOODS INC COM CL A COM CL A 902494103 4977663 72268 SH SOLE 7638 0 64630 UBER TECHNOLOGIES INC COM COM 90353T100 3919325 77202 SH SOLE 5639 0 71562 UNION PACIFIC CORP COM COM 907818108 217956 77238 SH SOLE 8315 0 68923 UNITED BANKSHARES INC COM COM 909907107 317962 79641 SH SOLE 8791 0 70850 UNITED PARCEL SERVICE INC COM CL B COM CL B 911312106 556730 83912 SH SOLE 6265 0 77647 UNITEDHEALTH GROUP INC COM COM 91324P102 291222 86026 SH SOLE 14004 0 72022 VANECK ETF TRUST VANECK AGRIBUSINESS ETF VANECK AGRIBUSINESS ETF 92189F700 4951378 95862 SH SOLE 5584 0 90278 VANECK ETF TRUST VANECK RARE EARTH/STRATEGIC VANECK RARE EARTH/STRATEGIC 92189H805 792778 96406 SH SOLE 10221 0 86185 VANGUARD GROWTH ETF GROWTH ETF 922908736 439822 101296 SH SOLE 7686 0 93610 VANGUARD HIGH DIV YLD ETF HIGH DIV YLD ETF 921946406 207343 106609 SH SOLE 8081 0 98527 VANGUARD INF TECH ETF INF TECH ETF 92204A702 1164139 107869 SH SOLE 10802 0 97067 VANGUARD LONG TERM BOND ETF LONG TERM BOND ETF 921937793 437697 123638 SH SOLE 9928 0 113710 VANGUARD MATERIALS ETF MATERIALS ETF 92204A801 5331367 131983 SH SOLE 12273 0 119710 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 3867557 146907 SH SOLE 11674 0 135233 VANGUARD SHORT TERM TREAS ETF SHORT TERM TREAS ETF 92206C102 16787443 148767 SH SOLE 14046 0 134721 VANGUARD TOTAL BND MRKT ETF TOTAL BND MRKT ETF 921937835 258847 156400 SH SOLE 11435 0 144965 VANGUARD TOTAL STK MKT ETF TOTAL STK MKT ETF 922908769 19676405 162059 SH SOLE 11969 0 150090 VANGUARD VALUE ETF VALUE ETF 922908744 343919 176877 SH SOLE 13091 0 163786 VERIZON COMMUNICATIONS COM COM 92343V104 3939385 181056 SH SOLE 13571 0 167485 VIRGIN GALACTIC HLDGS INC COM COM 92766K106 534531 194342 SH SOLE 14365 0 179977 VISA INC COM CL A COM CL A 92826C839 6771433 225000 SH SOLE 112500 0 112500 VIVOS THERAPEUTICS INC COM COM 92859E108 1098241 232737 SH SOLE 18604 0 214133 WALMART INC COM COM 931142103 330750 286769 SH SOLE 31060 0 255709 WALT DISNEY COMPANY (THE) COM COM 254687106 7730190 311975 SH SOLE 24958 0 287017 WASTE MANAGEMENT INC COM COM 94106L109 4045821 320379 SH SOLE 23982 0 296397 WELLS FARGO & COMPANY COM COM 949746101 229663 378122 SH SOLE 28434 0 349688 WINTRUST FINANCIAL CORP COM COM 97650W108 364969 509226 SH SOLE 40728 0 468498 WISDOMTREE TRUST INDIA ERNGS FD ETF INDIA ERNGS FD ETF 97717W422 3402193 788640 SH SOLE 74084 0 714556 XCEL ENERGY INC COM COM 98389B100 239547 3219705 SH SOLE 0 0 3219705