Compliance Officer

0001802365-22-000004.txt : 20220808 0001802365-22-000004.hdr.sgml : 20220808 20220808110309 ACCESSION NUMBER: 0001802365-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220808 DATE AS OF CHANGE: 20220808 EFFECTIVENESS DATE: 20220808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Strategic Wealth Investment Group, LLC CENTRAL INDEX KEY: 0001802365 IRS NUMBER: 331027701 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19838 FILM NUMBER: 221143120 BUSINESS ADDRESS: STREET 1: 500 N. HURSTBOURNE PKWY STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40222 BUSINESS PHONE: 5024123354 MAIL ADDRESS: STREET 1: 500 N. HURSTBOURNE PKWY STREET 2: SUITE 120 CITY: LOUISVILLE STATE: KY ZIP: 40222 FORMER COMPANY: FORMER CONFORMED NAME: Strategic Wealth Designers DATE OF NAME CHANGE: 20200205 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001802365 XXXXXXXX 06-30-2022 06-30-2022 Strategic Wealth Investment Group, LLC

500 N. HURSTBOURNE PKWY SUITE 120 LOUISVILLE KY 40222

13F HOLDINGS REPORT 028-19838 N Jason Vander Pol Compliance Officer 5024123354 Jason Vander Pol Louisville KY 08-08-2022 0 137 399194 true INFORMATION TABLE 2 swdfile2ndqrt.xml STRATEGIC WEALTH DESIGNERS 2ND QUARTER 2022 ABBOTT LABORATORIES COM COM 002824100 323 2973 SH SOLE 0 0 2973 ABBVIE INC COM COM 00287Y109 455 2972 SH SOLE 297 0 2675 ABERDEEN PREIOUS MTLS BSKT TR ABRDN PRECIOUS METALS BASKE ABRDN PRECIOUS METALS BASKE 003263100 1760 20622 SH SOLE 3335 0 17287 ADOBE INC COM COM 00724F101 649 1774 SH SOLE 192 0 1582 AGEX THERAPEUTICS INC COM COM 00848H108 61 106038 SH SOLE 18441 0 87597 AGILENT TECHNOLOGIES INC COM COM 00846U101 227 1914 SH SOLE 0 0 1914 ALPHABET INC COM CL A COM CL A 02079K305 3820 1753 SH SOLE 173 0 1580 AMAZON COM INC COM COM 023135106 10916 102775 SH SOLE 10654 0 92121 AMERICAN CENTURY INVESTMENTS AVANTIS EMGMKT ETF AVANTIS EMGMKT ETF 025072604 829 15934 SH SOLE 7967 0 7967 AMERICAN EXPRESS CO COM COM 025816109 3757 27101 SH SOLE 2615 0 24485 AMPLIFY ETF TR BLOCKCHAIN LDR ETF BLOCKCHAIN LDR ETF 032108607 407 22442 SH SOLE 2707 0 19734 APPLE INC COM COM 037833100 14014 102500 SH SOLE 10307 0 92193 ARBOR REALTY TRUST INC COM USD COM USD 038923108 2179 166196 SH SOLE 16088 0 150108 ARK ETF TR GENOMIC REV ETF GENOMIC REV ETF 00214Q302 1006 31955 SH SOLE 3848 0 28107 ASE TECHNOLOGY HOLDING CO LTD ADR SPONSORED ADR SPONSORED 00215W100 91 17660 SH SOLE 3071 0 14589 ATT INC COM COM 00206R102 2183 104150 SH SOLE 9893 0 94257 ATHERSYS INC COM COM 04744L106 25 95559 SH SOLE 18299 0 77260 BANK OF MONTREAL NOTE M/W CLBL INDEX LNKD NOTE M/W CLBL INDEX LNKD 06368GGZ4 1367 1500 PRN SOLE 1500 0 0 BANK OF MONTREAL NOTE M/W CLBL INDEX LNKD NOTE M/W CLBL INDEX LNKD 06368GBU0 1482 1750 PRN SOLE 875 0 875 BANK OF MONTREAL NOTE M/W CLBL INDEX LNKD NOTE M/W CLBL INDEX LNKD 06368ESB9 2772 3500 PRN SOLE 1750 0 1750 BANK OF MONTREAL NOTE M/W CLBL INDEX LNKD NOTE M/W CLBL INDEX LNKD 06368G4V6 3993 5000 PRN SOLE 2500 0 2500 BANK OF MONTREAL NOTE M/W CLBL INDEX LNKD NOTE M/W CLBL INDEX LNKD 06368G7E1 4222 5000 PRN SOLE 0 0 5000 BARCLAYS BANK PLC NOTE M/W CONV CLBL INDEX LNKD NOTE M/W CONV CLBL INDEX LNKD 06748WN25 850 1000 PRN SOLE 0 0 1000 BARCLAYS BANK PLC NOTE M/W CONV CLBL INDEX LNKD NOTE M/W CONV CLBL INDEX LNKD 06748WHA4 1633 1950 PRN SOLE 975 0 975 BARCLAYS BANK PLC NOTE M/W CONV CLBL INDEX LNKD NOTE M/W CONV CLBL INDEX LNKD 06748WD91 1760 2100 PRN SOLE 1050 0 1050 BARCLAYS BANK PLC NOTE M/W CONV CLBL INDEX LNKD NOTE M/W CONV CLBL INDEX LNKD 06748WRP0 4083 5000 PRN SOLE 2500 0 2500 BARCLAYS BANK PLC NOTE M/W CONV CLBL INDEX LNKD NOTE M/W CONV CLBL INDEX LNKD 06748WUD3 4093 5000 PRN SOLE 0 0 5000 BERKSHIRE HATHAWAY INC COM CL B COM CL B 084670702 272 998 SH SOLE 166 0 832 BLACKSTONE SECD LENDING FD COMMON STOCK COMMON STOCK 09261X102 467 19766 SH SOLE 19766 0 0 BLUE BIOFUELS INC COM COM 09530Q102 2 10000 SH SOLE 0 0 10000 BOEING CO COM COM 097023105 3204 23434 SH SOLE 2429 0 21005 BOFA FIN LLC MED TERM NTS BOOK NOTE M/W CLBL INDEX LNKD NOTE M/W CLBL INDEX LNKD 09709UG28 2426 2650 PRN SOLE 1325 0 1325 BOFA FIN LLC MED TERM NTS BOOK NOTE M/W CLBL INDEX LNKD NOTE M/W CLBL INDEX LNKD 09709UZF8 4364 5000 PRN SOLE 0 0 5000 BOSTON SCIENTIFIC CORP COM COM 101137107 314 8419 SH SOLE 0 0 8419 BP ADR SPONSORED ADR SPONSORED 055622104 206 7261 SH SOLE 589 0 6672 BROWN FORMAN CORP COM CL B COM CL B 115637209 289 4119 SH SOLE 0 0 4119 CISCO SYSTEMS INC COM COM 17275R102 2773 65043 SH SOLE 6385 0 58659 CITIGROUP INC NOTE QTRLY VAR NOTE QTRLY VAR 17290AHT0 31377 31377 PRN SOLE 4050 0 27327 CITIGRP GLOBAL MKTS HLDGS INC NOTE M/W CLBL INDEX LNKD NOTE M/W CLBL INDEX LNKD 17329US93 4142 4750 PRN SOLE 2375 0 2375 COCA-COLA CO COM COM 191216100 7484 118968 SH SOLE 11299 0 107670 COHBAR INC COM COM 19249J109 12 61120 SH SOLE 6112 0 55008 COINBASE GLOBAL INC COM CL A COM CL A 19260Q107 268 5700 SH SOLE 723 0 4977 COSTCO WHOLESALE CORP COM COM 22160K105 4395 9170 SH SOLE 841 0 8330 DUKE ENERGY CORP COM COM 26441C204 427 3981 SH SOLE 612 0 3368 DUPONT DE NEMOURS INC COM COM 26614N102 1836 33042 SH SOLE 3260 0 29782 EKSO BIONICS HOLDINGS INC COM COM 282644301 50 30401 SH SOLE 5287 0 25114 ELEVANCE HEALTH INC COM COM 036752103 249 516 SH SOLE 0 0 516 ENBRIDGE INC COM COM 29250N105 323 7650 SH SOLE 0 0 7650 FORT BEND CNTY TEX MUN UTIL DI ULTD TAX BDS CLBL ULTD TAX BDS CLBL 34683BBZ0 201 200 PRN SOLE 0 0 200 GOLDMAN SACHS GROUP INC COM COM 38141G104 1880 6331 SH SOLE 604 0 5728 GS FINANCE CORP NOTE INDEX LNKD NOTE INDEX LNKD 40054LLJ1 3818 4000 PRN SOLE 4000 0 0 HOME DEPOT INC COM COM 437076102 250 912 SH SOLE 0 0 912 HUMANA INC COM COM 444859102 690 1475 SH SOLE 0 0 1475 INTERNATIONAL BUS MACH CORP COM COM 459200101 2374 16811 SH SOLE 1689 0 15122 INVESCO EXCHANGE TRADED FD TR FINL PFD ETF FINL PFD ETF 46137V621 3274 210702 SH SOLE 22205 0 188496 INVESCO EXCHANGE TRADED FUND T SP500 LOW VOL ETF SP500 LOW VOL ETF 46138E354 782 12614 SH SOLE 970 0 11644 INVESCO EXCHANGE TRADED FUND T SOLAR ETF SOLAR ETF 46138G706 696 9750 SH SOLE 1182 0 8568 INVESCO QQQ TRUST UNIT SER 1 ETF UNIT SER 1 ETF 46090E103 6446 23000 SH SOLE 2728 0 20272 ISHARES TRUST 0-5 YR TIPS ETF 0-5 YR TIPS ETF 46429B747 9826 96872 SH SOLE 12633 0 84238 ISHARES TRUST EXPONENTIAL TECH ETF EXPONENTIAL TECH ETF 46434V381 1154 24083 SH SOLE 2771 0 21312 ISHARES TRUST PFD AND INCM SEC ETF PFD AND INCM SEC ETF 464288687 10701 325442 SH SOLE 34937 0 290505 ISHARES TRUST TIPS BD ETF TIPS BD ETF 464287176 5668 49761 SH SOLE 8216 0 41545 ISHARES TRUST US TREAS BD ETF US TREAS BD ETF 46429B267 288 12035 SH SOLE 0 0 12035 JOHNSON JOHNSON COM COM 478160104 2614 14724 SH SOLE 1389 0 13335 JP MORGAN CHASE & CO COM COM 46625H100 5121 45473 SH SOLE 4384 0 41089 JPMORGAN CHASE FINL CO LLC NOTE INDEX LNKD NOTE INDEX LNKD 48132RB58 257 259 PRN SOLE 65 0 194 KEYSIGHT TECHNOLOGIES INC COM COM 49338L103 506 3674 SH SOLE 0 0 3674 KRAFT HEINZ CO COM COM 500754106 4242 111219 SH SOLE 10819 0 100401 L3 HARRIS TECHNOLOGIES INC COM COM 502431109 285 1180 SH SOLE 0 0 1180 LINEAGE CELL THERAPEUTICS INC COM COM 53566P109 79 49736 SH SOLE 3430 0 46306 LYFT INC COM CL A COM CL A 55087P104 1317 99141 SH SOLE 10277 0 88864 META PLATFORMS INC COM CL A COM CL A 30303M102 3898 24176 SH SOLE 2479 0 21697 MICROSOFT CORP COM COM 594918104 4996 19454 SH SOLE 1940 0 17514 MORGAN STANLEY FINANCE LLC. NOTE M/W CLBL INDEX LNKD NOTE M/W CLBL INDEX LNKD 61774DPU5 923 950 PRN SOLE 475 0 475 MORGAN STANLEY FINANCE LLC. NOTE M/W CLBL INDEX LNKD NOTE M/W CLBL INDEX LNKD 61773QDD8 1600 1750 PRN SOLE 875 0 875 NETFLIX INC COM COM 64110L106 877 5018 SH SOLE 595 0 4423 NVIDIA CORP COM COM 67066G104 757 4993 SH SOLE 526 0 4467 PALISADE BIO INC COM COM 696389105 22 53129 SH SOLE 0 0 53129 PARSONS CORPORATION COM COM 70202L102 1729 42766 SH SOLE 0 0 42766 PFIZER INC COM COM 717081103 212 4049 SH SOLE 0 0 4049 PHI GROUP INC COM COM 69338D208 0 275000 SH SOLE 91667 0 183333 PROCTER GAMBLE CO COM COM 742718109 4528 31494 SH SOLE 3011 0 28482 PROSHARES TRUST RUSS 2000 DIVD ETF RUSS 2000 DIVD ETF 74347B698 222 3774 SH SOLE 472 0 3302 PROSHARES TRUST SP 500 DV ARIST ETF SP 500 DV ARIST ETF 74348A467 21193 248278 SH SOLE 24630 0 223648 REALTY INCOME CORP COM COM 756109104 317 4638 SH SOLE 0 0 4638 SALESFORCE INC COM COM 79466L302 4633 28069 SH SOLE 2905 0 25164 SCHWAB STRATEGIC TR EMRG MKTEQ ETF EMRG MKTEQ ETF 808524706 874 34449 SH SOLE 8612 0 25837 SCHWAB STRATEGIC TR INTL EQTY ETF INTL EQTY ETF 808524805 1473 46831 SH SOLE 7805 0 39026 SCHWAB STRATEGIC TR SCHWAB FDT US LG ETF SCHWAB FDT US LG ETF 808524771 404 7934 SH SOLE 2645 0 5289 SCHWAB STRATEGIC TR SCHWB FDT INT SC ETF SCHWB FDT INT SC ETF 808524748 368 12112 SH SOLE 4037 0 8075 SCHWAB STRATEGIC TR US DIVIDEND EQ ETF US DIVIDEND EQ ETF 808524797 808 11278 SH SOLE 5639 0 5639 US LRG CAP ETF 808524201 4561 102121 SH SOLE 25530 0 76590 SCHWAB STRATEGIC TR US MID-CAP ETF US MID-CAP ETF 808524508 848 13518 SH SOLE 2704 0 10814 SCHWAB STRATEGIC TR US SML CAP ETF US SML CAP ETF 808524607 1120 28731 SH SOLE 5746 0 22985 SELECT SECTOR SPDR TRUST SBI CONS DISCR ETF SBI CONS DISCR ETF 81369Y407 3501 25466 SH SOLE 2556 0 22910 SIMON PROPERTY GROUP INC COM USD COM USD 828806109 236 2486 SH SOLE 0 0 2486 SPDR DOW JONES IND UT SER 1 ETF UT SER 1 ETF 78467X109 8565 27825 SH SOLE 4612 0 23213 SPDR GOLD TRUST GOLD SHS ETF GOLD SHS ETF 78463V107 9142 54269 SH SOLE 8527 0 45742 SPDR INDEX SHARES FUNDS EURO STOXX 50 ETF EURO STOXX 50 ETF 78463X202 251 7207 SH SOLE 858 0 6349 SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF PORTFOLIO DEVLPD ETF 78463X889 321 11136 SH SOLE 0 0 11136 SPDR SP500 ETF TRUST TR UNIT ETF TR UNIT ETF 78462F103 17599 46650 SH SOLE 7421 0 39229 SPDR SERIES TRUST PORTFOLIO AGRGTE ETF PORTFOLIO AGRGTE ETF 78464A649 854 32417 SH SOLE 2494 0 29923 SPDR SERIES TRUST PORTFOLIO LN TSR ETF PORTFOLIO LN TSR ETF 78464A664 31327 947303 SH SOLE 122842 0 824461 SPDR SERIES TRUST PORTFOLIO SP 500 ETF PORTFOLIO SP 500 ETF 78464A854 686 15473 SH SOLE 1517 0 13956 SPDR SERIES TRUST SP BIOTECH ETF S&P BIOTECH ETF 78464A870 1237 16658 SH SOLE 1943 0 14715 SPDR SERIES TRUST SPDR BLOOMBERG CONVERTIBLE SPDR BLOOMBERG CONVERTIBLE 78464A359 328 5074 SH SOLE 585 0 4488 SSGA ACTIVE ETF TR BLACKSTONE SENIOR LOAN ETF BLACKSTONE SENIOR LOAN ETF 78467V608 233 5584 SH SOLE 414 0 5170 STARWOOD PROPERTY TRUST INC COM COM 85571B105 2482 118819 SH SOLE 11418 0 107402 TESLA INC COM COM 88160R101 510 757 SH SOLE 157 0 600 TRUIST FINANCIAL CORPORATION COM COM 89832Q109 272 5734 SH SOLE 441 0 5293 TYSON FOODS INC COM CL A COM CL A 902494103 4470 51942 SH SOLE 5109 0 46833 UBER TECHNOLOGIES INC COM COM 90353T100 1792 87588 SH SOLE 9134 0 78454 UNION PACIFIC CORP COM COM 907818108 219 1027 SH SOLE 0 0 1027 UNITED BANKSHARES INC COM COM 909907107 317 9033 SH SOLE 0 0 9033 UNITED PARCEL SERVICE INC COM CL B COM CL B 911312106 884 4842 SH SOLE 484 0 4358 UNITEDHEALTH GROUP INC COM COM 91324P102 288 560 SH SOLE 0 0 560 VANECK ETF TRUST VANECK AGRIBUSINESS ETF VANECK AGRIBUSINESS ETF 92189F700 3220 37230 SH SOLE 6061 0 31170 VANECK ETF TRUST VANECK RARE EARTH/STRATEGIC VANECK RARE EARTH/STRATEGIC 92189H805 694 7997 SH SOLE 967 0 7030 VANGUARD INF TECH ETF INF TECH ETF 92204A702 658 2015 SH SOLE 215 0 1800 VANGUARD LONG TERM BOND ETF LONG TERM BOND ETF 921937793 4158 52155 SH SOLE 5086 0 47069 VANGUARD MATERIALS ETF MATERIALS ETF 92204A801 3185 19878 SH SOLE 3211 0 16667 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 2905 31880 SH SOLE 3165 0 28715 VANGUARD SP 500 ETF SHS SP 500 ETF SHS 922908363 428 1235 SH SOLE 0 0 1235 VANGUARD SHORT TERM TREAS ETF SHORT TERM TREAS ETF 92206C102 12084 205301 SH SOLE 32501 0 172800 VANGUARD SM CP VAL ETF SM CP VAL ETF 922908611 1329 8870 SH SOLE 1478 0 7392 VANGUARD TOTAL BND MRKT ETF TOTAL BND MRKT ETF 921937835 291 3862 SH SOLE 672 0 3190 VANGUARD TOTAL STK MKT ETF TOTAL STK MKT ETF 922908769 12888 68329 SH SOLE 10675 0 57654 VANGUARD VALUE ETF VALUE ETF 922908744 1804 13677 SH SOLE 2279 0 11397 VERIZON COMMUNICATIONS COM COM 92343V104 2954 58211 SH SOLE 5674 0 52537 VIRGIN GALACTIC HLDGS INC COM COM 92766K106 456 75816 SH SOLE 9254 0 66562 VISA INC COM CL A COM CL A 92826C839 4257 21622 SH SOLE 2147 0 19475 WALMART INC COM COM 931142103 245 2015 SH SOLE 119 0 1897 WALT DISNEY COMPANY (THE) COM COM 254687106 3821 40476 SH SOLE 3936 0 36540 WARNER BROS DISCOVERY INC COM COM 934423104 180 13442 SH SOLE 1155 0 12287 WASTE MANAGEMENT INC COM COM 94106L109 2599 16990 SH SOLE 1637 0 15353 WISDOMTREE TR NEW ECON REAL ES INDIA ERNGS FD ETF INDIA ERNGS FD ETF 97717W422 2640 89007 SH SOLE 10789 0 78219 XCEL ENERGY INC COM COM 98389B100 215 3045 SH SOLE 0 0 3045