0001802365-22-000004.txt : 20220808
0001802365-22-000004.hdr.sgml : 20220808
20220808110309
ACCESSION NUMBER: 0001802365-22-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220808
DATE AS OF CHANGE: 20220808
EFFECTIVENESS DATE: 20220808
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Strategic Wealth Investment Group, LLC
CENTRAL INDEX KEY: 0001802365
IRS NUMBER: 331027701
STATE OF INCORPORATION: KY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19838
FILM NUMBER: 221143120
BUSINESS ADDRESS:
STREET 1: 500 N. HURSTBOURNE PKWY
STREET 2: SUITE 120
CITY: LOUISVILLE
STATE: KY
ZIP: 40222
BUSINESS PHONE: 5024123354
MAIL ADDRESS:
STREET 1: 500 N. HURSTBOURNE PKWY
STREET 2: SUITE 120
CITY: LOUISVILLE
STATE: KY
ZIP: 40222
FORMER COMPANY:
FORMER CONFORMED NAME: Strategic Wealth Designers
DATE OF NAME CHANGE: 20200205
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
true
0001802365
XXXXXXXX
06-30-2022
06-30-2022
Strategic Wealth Investment Group, LLC
500 N. HURSTBOURNE PKWY
SUITE 120
LOUISVILLE
KY
40222
13F HOLDINGS REPORT
028-19838
N
Jason Vander Pol
Compliance Officer
5024123354
Jason Vander Pol
Louisville
KY
08-08-2022
0
137
399194
true
INFORMATION TABLE
2
swdfile2ndqrt.xml
STRATEGIC WEALTH DESIGNERS 2ND QUARTER 2022
ABBOTT LABORATORIES COM
COM
002824100
323
2973
SH
SOLE
0
0
2973
ABBVIE INC COM
COM
00287Y109
455
2972
SH
SOLE
297
0
2675
ABERDEEN PREIOUS MTLS BSKT TR ABRDN PRECIOUS METALS BASKE
ABRDN PRECIOUS METALS BASKE
003263100
1760
20622
SH
SOLE
3335
0
17287
ADOBE INC COM
COM
00724F101
649
1774
SH
SOLE
192
0
1582
AGEX THERAPEUTICS INC COM
COM
00848H108
61
106038
SH
SOLE
18441
0
87597
AGILENT TECHNOLOGIES INC COM
COM
00846U101
227
1914
SH
SOLE
0
0
1914
ALPHABET INC COM CL A
COM CL A
02079K305
3820
1753
SH
SOLE
173
0
1580
AMAZON COM INC COM
COM
023135106
10916
102775
SH
SOLE
10654
0
92121
AMERICAN CENTURY INVESTMENTS AVANTIS EMGMKT ETF
AVANTIS EMGMKT ETF
025072604
829
15934
SH
SOLE
7967
0
7967
AMERICAN EXPRESS CO COM
COM
025816109
3757
27101
SH
SOLE
2615
0
24485
AMPLIFY ETF TR BLOCKCHAIN LDR ETF
BLOCKCHAIN LDR ETF
032108607
407
22442
SH
SOLE
2707
0
19734
APPLE INC COM
COM
037833100
14014
102500
SH
SOLE
10307
0
92193
ARBOR REALTY TRUST INC COM USD
COM USD
038923108
2179
166196
SH
SOLE
16088
0
150108
ARK ETF TR GENOMIC REV ETF
GENOMIC REV ETF
00214Q302
1006
31955
SH
SOLE
3848
0
28107
ASE TECHNOLOGY HOLDING CO LTD ADR SPONSORED
ADR SPONSORED
00215W100
91
17660
SH
SOLE
3071
0
14589
ATT INC COM
COM
00206R102
2183
104150
SH
SOLE
9893
0
94257
ATHERSYS INC COM
COM
04744L106
25
95559
SH
SOLE
18299
0
77260
BANK OF MONTREAL NOTE M/W CLBL INDEX LNKD
NOTE M/W CLBL INDEX LNKD
06368GGZ4
1367
1500
PRN
SOLE
1500
0
0
BANK OF MONTREAL NOTE M/W CLBL INDEX LNKD
NOTE M/W CLBL INDEX LNKD
06368GBU0
1482
1750
PRN
SOLE
875
0
875
BANK OF MONTREAL NOTE M/W CLBL INDEX LNKD
NOTE M/W CLBL INDEX LNKD
06368ESB9
2772
3500
PRN
SOLE
1750
0
1750
BANK OF MONTREAL NOTE M/W CLBL INDEX LNKD
NOTE M/W CLBL INDEX LNKD
06368G4V6
3993
5000
PRN
SOLE
2500
0
2500
BANK OF MONTREAL NOTE M/W CLBL INDEX LNKD
NOTE M/W CLBL INDEX LNKD
06368G7E1
4222
5000
PRN
SOLE
0
0
5000
BARCLAYS BANK PLC NOTE M/W CONV CLBL INDEX LNKD
NOTE M/W CONV CLBL INDEX LNKD
06748WN25
850
1000
PRN
SOLE
0
0
1000
BARCLAYS BANK PLC NOTE M/W CONV CLBL INDEX LNKD
NOTE M/W CONV CLBL INDEX LNKD
06748WHA4
1633
1950
PRN
SOLE
975
0
975
BARCLAYS BANK PLC NOTE M/W CONV CLBL INDEX LNKD
NOTE M/W CONV CLBL INDEX LNKD
06748WD91
1760
2100
PRN
SOLE
1050
0
1050
BARCLAYS BANK PLC NOTE M/W CONV CLBL INDEX LNKD
NOTE M/W CONV CLBL INDEX LNKD
06748WRP0
4083
5000
PRN
SOLE
2500
0
2500
BARCLAYS BANK PLC NOTE M/W CONV CLBL INDEX LNKD
NOTE M/W CONV CLBL INDEX LNKD
06748WUD3
4093
5000
PRN
SOLE
0
0
5000
BERKSHIRE HATHAWAY INC COM CL B
COM CL B
084670702
272
998
SH
SOLE
166
0
832
BLACKSTONE SECD LENDING FD COMMON STOCK
COMMON STOCK
09261X102
467
19766
SH
SOLE
19766
0
0
BLUE BIOFUELS INC COM
COM
09530Q102
2
10000
SH
SOLE
0
0
10000
BOEING CO COM
COM
097023105
3204
23434
SH
SOLE
2429
0
21005
BOFA FIN LLC MED TERM NTS BOOK NOTE M/W CLBL INDEX LNKD
NOTE M/W CLBL INDEX LNKD
09709UG28
2426
2650
PRN
SOLE
1325
0
1325
BOFA FIN LLC MED TERM NTS BOOK NOTE M/W CLBL INDEX LNKD
NOTE M/W CLBL INDEX LNKD
09709UZF8
4364
5000
PRN
SOLE
0
0
5000
BOSTON SCIENTIFIC CORP COM
COM
101137107
314
8419
SH
SOLE
0
0
8419
BP ADR SPONSORED
ADR SPONSORED
055622104
206
7261
SH
SOLE
589
0
6672
BROWN FORMAN CORP COM CL B
COM CL B
115637209
289
4119
SH
SOLE
0
0
4119
CISCO SYSTEMS INC COM
COM
17275R102
2773
65043
SH
SOLE
6385
0
58659
CITIGROUP INC NOTE QTRLY VAR
NOTE QTRLY VAR
17290AHT0
31377
31377
PRN
SOLE
4050
0
27327
CITIGRP GLOBAL MKTS HLDGS INC NOTE M/W CLBL INDEX LNKD
NOTE M/W CLBL INDEX LNKD
17329US93
4142
4750
PRN
SOLE
2375
0
2375
COCA-COLA CO COM
COM
191216100
7484
118968
SH
SOLE
11299
0
107670
COHBAR INC COM
COM
19249J109
12
61120
SH
SOLE
6112
0
55008
COINBASE GLOBAL INC COM CL A
COM CL A
19260Q107
268
5700
SH
SOLE
723
0
4977
COSTCO WHOLESALE CORP COM
COM
22160K105
4395
9170
SH
SOLE
841
0
8330
DUKE ENERGY CORP COM
COM
26441C204
427
3981
SH
SOLE
612
0
3368
DUPONT DE NEMOURS INC COM
COM
26614N102
1836
33042
SH
SOLE
3260
0
29782
EKSO BIONICS HOLDINGS INC COM
COM
282644301
50
30401
SH
SOLE
5287
0
25114
ELEVANCE HEALTH INC COM
COM
036752103
249
516
SH
SOLE
0
0
516
ENBRIDGE INC COM
COM
29250N105
323
7650
SH
SOLE
0
0
7650
FORT BEND CNTY TEX MUN UTIL DI ULTD TAX BDS CLBL
ULTD TAX BDS CLBL
34683BBZ0
201
200
PRN
SOLE
0
0
200
GOLDMAN SACHS GROUP INC COM
COM
38141G104
1880
6331
SH
SOLE
604
0
5728
GS FINANCE CORP NOTE INDEX LNKD
NOTE INDEX LNKD
40054LLJ1
3818
4000
PRN
SOLE
4000
0
0
HOME DEPOT INC COM
COM
437076102
250
912
SH
SOLE
0
0
912
HUMANA INC COM
COM
444859102
690
1475
SH
SOLE
0
0
1475
INTERNATIONAL BUS MACH CORP COM
COM
459200101
2374
16811
SH
SOLE
1689
0
15122
INVESCO EXCHANGE TRADED FD TR FINL PFD ETF
FINL PFD ETF
46137V621
3274
210702
SH
SOLE
22205
0
188496
INVESCO EXCHANGE TRADED FUND T SP500 LOW VOL ETF
SP500 LOW VOL ETF
46138E354
782
12614
SH
SOLE
970
0
11644
INVESCO EXCHANGE TRADED FUND T SOLAR ETF
SOLAR ETF
46138G706
696
9750
SH
SOLE
1182
0
8568
INVESCO QQQ TRUST UNIT SER 1 ETF
UNIT SER 1 ETF
46090E103
6446
23000
SH
SOLE
2728
0
20272
ISHARES TRUST 0-5 YR TIPS ETF
0-5 YR TIPS ETF
46429B747
9826
96872
SH
SOLE
12633
0
84238
ISHARES TRUST EXPONENTIAL TECH ETF
EXPONENTIAL TECH ETF
46434V381
1154
24083
SH
SOLE
2771
0
21312
ISHARES TRUST PFD AND INCM SEC ETF
PFD AND INCM SEC ETF
464288687
10701
325442
SH
SOLE
34937
0
290505
ISHARES TRUST TIPS BD ETF
TIPS BD ETF
464287176
5668
49761
SH
SOLE
8216
0
41545
ISHARES TRUST US TREAS BD ETF
US TREAS BD ETF
46429B267
288
12035
SH
SOLE
0
0
12035
JOHNSON JOHNSON COM
COM
478160104
2614
14724
SH
SOLE
1389
0
13335
JP MORGAN CHASE & CO COM
COM
46625H100
5121
45473
SH
SOLE
4384
0
41089
JPMORGAN CHASE FINL CO LLC NOTE INDEX LNKD
NOTE INDEX LNKD
48132RB58
257
259
PRN
SOLE
65
0
194
KEYSIGHT TECHNOLOGIES INC COM
COM
49338L103
506
3674
SH
SOLE
0
0
3674
KRAFT HEINZ CO COM
COM
500754106
4242
111219
SH
SOLE
10819
0
100401
L3 HARRIS TECHNOLOGIES INC COM
COM
502431109
285
1180
SH
SOLE
0
0
1180
LINEAGE CELL THERAPEUTICS INC COM
COM
53566P109
79
49736
SH
SOLE
3430
0
46306
LYFT INC COM CL A
COM CL A
55087P104
1317
99141
SH
SOLE
10277
0
88864
META PLATFORMS INC COM CL A
COM CL A
30303M102
3898
24176
SH
SOLE
2479
0
21697
MICROSOFT CORP COM
COM
594918104
4996
19454
SH
SOLE
1940
0
17514
MORGAN STANLEY FINANCE LLC. NOTE M/W CLBL INDEX LNKD
NOTE M/W CLBL INDEX LNKD
61774DPU5
923
950
PRN
SOLE
475
0
475
MORGAN STANLEY FINANCE LLC. NOTE M/W CLBL INDEX LNKD
NOTE M/W CLBL INDEX LNKD
61773QDD8
1600
1750
PRN
SOLE
875
0
875
NETFLIX INC COM
COM
64110L106
877
5018
SH
SOLE
595
0
4423
NVIDIA CORP COM
COM
67066G104
757
4993
SH
SOLE
526
0
4467
PALISADE BIO INC COM
COM
696389105
22
53129
SH
SOLE
0
0
53129
PARSONS CORPORATION COM
COM
70202L102
1729
42766
SH
SOLE
0
0
42766
PFIZER INC COM
COM
717081103
212
4049
SH
SOLE
0
0
4049
PHI GROUP INC COM
COM
69338D208
0
275000
SH
SOLE
91667
0
183333
PROCTER GAMBLE CO COM
COM
742718109
4528
31494
SH
SOLE
3011
0
28482
PROSHARES TRUST RUSS 2000 DIVD ETF
RUSS 2000 DIVD ETF
74347B698
222
3774
SH
SOLE
472
0
3302
PROSHARES TRUST SP 500 DV ARIST ETF
SP 500 DV ARIST ETF
74348A467
21193
248278
SH
SOLE
24630
0
223648
REALTY INCOME CORP COM
COM
756109104
317
4638
SH
SOLE
0
0
4638
SALESFORCE INC COM
COM
79466L302
4633
28069
SH
SOLE
2905
0
25164
SCHWAB STRATEGIC TR EMRG MKTEQ ETF
EMRG MKTEQ ETF
808524706
874
34449
SH
SOLE
8612
0
25837
SCHWAB STRATEGIC TR INTL EQTY ETF
INTL EQTY ETF
808524805
1473
46831
SH
SOLE
7805
0
39026
SCHWAB STRATEGIC TR SCHWAB FDT US LG ETF
SCHWAB FDT US LG ETF
808524771
404
7934
SH
SOLE
2645
0
5289
SCHWAB STRATEGIC TR SCHWB FDT INT SC ETF
SCHWB FDT INT SC ETF
808524748
368
12112
SH
SOLE
4037
0
8075
SCHWAB STRATEGIC TR US DIVIDEND EQ ETF
US DIVIDEND EQ ETF
808524797
808
11278
SH
SOLE
5639
0
5639
US LRG CAP ETF
808524201
4561
102121
SH
SOLE
25530
0
76590
SCHWAB STRATEGIC TR US MID-CAP ETF
US MID-CAP ETF
808524508
848
13518
SH
SOLE
2704
0
10814
SCHWAB STRATEGIC TR US SML CAP ETF
US SML CAP ETF
808524607
1120
28731
SH
SOLE
5746
0
22985
SELECT SECTOR SPDR TRUST SBI CONS DISCR ETF
SBI CONS DISCR ETF
81369Y407
3501
25466
SH
SOLE
2556
0
22910
SIMON PROPERTY GROUP INC COM USD
COM USD
828806109
236
2486
SH
SOLE
0
0
2486
SPDR DOW JONES IND UT SER 1 ETF
UT SER 1 ETF
78467X109
8565
27825
SH
SOLE
4612
0
23213
SPDR GOLD TRUST GOLD SHS ETF
GOLD SHS ETF
78463V107
9142
54269
SH
SOLE
8527
0
45742
SPDR INDEX SHARES FUNDS EURO STOXX 50 ETF
EURO STOXX 50 ETF
78463X202
251
7207
SH
SOLE
858
0
6349
SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF
PORTFOLIO DEVLPD ETF
78463X889
321
11136
SH
SOLE
0
0
11136
SPDR SP500 ETF TRUST TR UNIT ETF
TR UNIT ETF
78462F103
17599
46650
SH
SOLE
7421
0
39229
SPDR SERIES TRUST PORTFOLIO AGRGTE ETF
PORTFOLIO AGRGTE ETF
78464A649
854
32417
SH
SOLE
2494
0
29923
SPDR SERIES TRUST PORTFOLIO LN TSR ETF
PORTFOLIO LN TSR ETF
78464A664
31327
947303
SH
SOLE
122842
0
824461
SPDR SERIES TRUST PORTFOLIO SP 500 ETF
PORTFOLIO SP 500 ETF
78464A854
686
15473
SH
SOLE
1517
0
13956
SPDR SERIES TRUST SP BIOTECH ETF
S&P BIOTECH ETF
78464A870
1237
16658
SH
SOLE
1943
0
14715
SPDR SERIES TRUST SPDR BLOOMBERG CONVERTIBLE
SPDR BLOOMBERG CONVERTIBLE
78464A359
328
5074
SH
SOLE
585
0
4488
SSGA ACTIVE ETF TR BLACKSTONE SENIOR LOAN ETF
BLACKSTONE SENIOR LOAN ETF
78467V608
233
5584
SH
SOLE
414
0
5170
STARWOOD PROPERTY TRUST INC COM
COM
85571B105
2482
118819
SH
SOLE
11418
0
107402
TESLA INC COM
COM
88160R101
510
757
SH
SOLE
157
0
600
TRUIST FINANCIAL CORPORATION COM
COM
89832Q109
272
5734
SH
SOLE
441
0
5293
TYSON FOODS INC COM CL A
COM CL A
902494103
4470
51942
SH
SOLE
5109
0
46833
UBER TECHNOLOGIES INC COM
COM
90353T100
1792
87588
SH
SOLE
9134
0
78454
UNION PACIFIC CORP COM
COM
907818108
219
1027
SH
SOLE
0
0
1027
UNITED BANKSHARES INC COM
COM
909907107
317
9033
SH
SOLE
0
0
9033
UNITED PARCEL SERVICE INC COM CL B
COM CL B
911312106
884
4842
SH
SOLE
484
0
4358
UNITEDHEALTH GROUP INC COM
COM
91324P102
288
560
SH
SOLE
0
0
560
VANECK ETF TRUST VANECK AGRIBUSINESS ETF
VANECK AGRIBUSINESS ETF
92189F700
3220
37230
SH
SOLE
6061
0
31170
VANECK ETF TRUST VANECK RARE EARTH/STRATEGIC
VANECK RARE EARTH/STRATEGIC
92189H805
694
7997
SH
SOLE
967
0
7030
VANGUARD INF TECH ETF
INF TECH ETF
92204A702
658
2015
SH
SOLE
215
0
1800
VANGUARD LONG TERM BOND ETF
LONG TERM BOND ETF
921937793
4158
52155
SH
SOLE
5086
0
47069
VANGUARD MATERIALS ETF
MATERIALS ETF
92204A801
3185
19878
SH
SOLE
3211
0
16667
VANGUARD REAL ESTATE ETF
REAL ESTATE ETF
922908553
2905
31880
SH
SOLE
3165
0
28715
VANGUARD SP 500 ETF SHS
SP 500 ETF SHS
922908363
428
1235
SH
SOLE
0
0
1235
VANGUARD SHORT TERM TREAS ETF
SHORT TERM TREAS ETF
92206C102
12084
205301
SH
SOLE
32501
0
172800
VANGUARD SM CP VAL ETF
SM CP VAL ETF
922908611
1329
8870
SH
SOLE
1478
0
7392
VANGUARD TOTAL BND MRKT ETF
TOTAL BND MRKT ETF
921937835
291
3862
SH
SOLE
672
0
3190
VANGUARD TOTAL STK MKT ETF
TOTAL STK MKT ETF
922908769
12888
68329
SH
SOLE
10675
0
57654
VANGUARD VALUE ETF
VALUE ETF
922908744
1804
13677
SH
SOLE
2279
0
11397
VERIZON COMMUNICATIONS COM
COM
92343V104
2954
58211
SH
SOLE
5674
0
52537
VIRGIN GALACTIC HLDGS INC COM
COM
92766K106
456
75816
SH
SOLE
9254
0
66562
VISA INC COM CL A
COM CL A
92826C839
4257
21622
SH
SOLE
2147
0
19475
WALMART INC COM
COM
931142103
245
2015
SH
SOLE
119
0
1897
WALT DISNEY COMPANY (THE) COM
COM
254687106
3821
40476
SH
SOLE
3936
0
36540
WARNER BROS DISCOVERY INC COM
COM
934423104
180
13442
SH
SOLE
1155
0
12287
WASTE MANAGEMENT INC COM
COM
94106L109
2599
16990
SH
SOLE
1637
0
15353
WISDOMTREE TR NEW ECON REAL ES INDIA ERNGS FD ETF
INDIA ERNGS FD ETF
97717W422
2640
89007
SH
SOLE
10789
0
78219
XCEL ENERGY INC COM
COM
98389B100
215
3045
SH
SOLE
0
0
3045