0001802132-22-000006.txt : 20221012 0001802132-22-000006.hdr.sgml : 20221012 20221012102714 ACCESSION NUMBER: 0001802132-22-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221012 DATE AS OF CHANGE: 20221012 EFFECTIVENESS DATE: 20221012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aurora Private Wealth, Inc. CENTRAL INDEX KEY: 0001802132 IRS NUMBER: 474814591 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19753 FILM NUMBER: 221305782 BUSINESS ADDRESS: STREET 1: 100 ENTERPRISE DRIVE, SUITE 504 CITY: ROCKAWAY STATE: NJ ZIP: 07866 BUSINESS PHONE: 9733940404 MAIL ADDRESS: STREET 1: 100 ENTERPRISE DRIVE, SUITE 504 CITY: ROCKAWAY STATE: NJ ZIP: 07866 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001802132 XXXXXXXX 09-30-2022 09-30-2022 Aurora Private Wealth, Inc.

100 ENTERPRISE DRIVE, SUITE 504 ROCKAWAY NJ 07866

13F HOLDINGS REPORT 028-19753 N Tonya Coutant 3057040462 Tonya Coutant Rockaway NJ 10-12-2022 0 175 216259 false INFORMATION TABLE 2 3Q2022.xml 3M CO COM 88579Y101 204 1844 SH SOLE 0 0 0 ABBVIE INC COM 00287Y109 532 3962 SH SOLE 0 0 0 AIM ETF PRODUCTS TRUST US LRG CP BUF10 00888H109 241 9375 SH SOLE 0 0 0 AIM ETF PRODUCTS TRUST US LRG CP BUF20 00888H208 243 9700 SH SOLE 0 0 0 ALPHABET INC CAP STK CL A 02079K305 382 3990 SH SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 682 7088 SH SOLE 0 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 884 24189 SH SOLE 0 0 0 AMAZON COM INC COM 023135106 1826 16161 SH SOLE 0 0 0 AMERICAN CENTY ETF TR FOCUSED DYNAMIC 025072810 368 6992 SH SOLE 0 0 0 AMERICAN EXPRESS CO COM 025816109 898 6659 SH SOLE 0 0 0 AMERIPRISE FINL INC COM 03076C106 275 1091 SH SOLE 0 0 0 APPLE INC COM 037833100 6457 46726 SH SOLE 0 0 0 ARES CAPITAL CORP COM 04010L103 357 21158 SH SOLE 0 0 0 AT&T INC COM 00206R102 443 28875 SH SOLE 0 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 702 3102 SH SOLE 0 0 0 BARINGS BDC INC COM 06759L103 294 35572 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3620 13558 SH SOLE 0 0 0 BK OF AMERICA CORP COM 060505104 972 32188 SH SOLE 0 0 0 BLACKROCK ENHANCED EQUITY DI COM 09251A104 182 22388 SH SOLE 0 0 0 BLACKROCK SCIENCE & TECHNOLO SHS 09258G104 385 13088 SH SOLE 0 0 0 BOEING CO COM 097023105 209 1727 SH SOLE 0 0 0 BRIGHT HEALTH GROUP INC COM 10920V107 132 125450 SH SOLE 0 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 310 4354 SH SOLE 0 0 0 BROADCOM INC COM 11135F101 351 789 SH SOLE 0 0 0 BUTTERFLY NETWORK INC COM CL A 124155102 73 15545 SH SOLE 0 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 69 20082 SH SOLE 0 0 0 CHEVRON CORP NEW COM 166764100 278 1934 SH SOLE 0 0 0 CHUBB LIMITED COM H1467J104 353 1941 SH SOLE 0 0 0 CION INVT CORP COM 17259U204 93 10920 SH SOLE 0 0 0 CISCO SYS INC COM 17275R102 209 5230 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 270 6482 SH SOLE 0 0 0 COLGATE PALMOLIVE CO COM 194162103 926 13176 SH SOLE 0 0 0 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0 0 GABELLI DIVID & INCOME TR COM 36242H104 246 13153 SH SOLE 0 0 0 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 174 11105 SH SOLE 0 0 0 GLOBAL X FDS US INFR DEV ETF 37954Y673 244 10588 SH SOLE 0 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 324 4901 SH SOLE 0 0 0 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 565 15070 SH SOLE 0 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 255 871 SH SOLE 0 0 0 GRANITESHARES ETF TR HIPS US HIGH INC 38747R306 474 41178 SH SOLE 0 0 0 HALLIBURTON CO COM 406216101 225 9145 SH SOLE 0 0 0 HOME DEPOT INC COM 437076102 239 866 SH SOLE 0 0 0 HONEYWELL INTL INC COM 438516106 444 2657 SH SOLE 0 0 0 INTEL CORP COM 458140100 222 8620 SH SOLE 0 0 0 INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 311 10319 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II S&P ULTRA DIVIDE 46138G656 211 5587 SH SOLE 0 0 0 INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 46138G649 385 3503 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 337 1489 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 1723 6400 SH SOLE 0 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 2120 8437 SH SOLE 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 4211 15757 SH SOLE 0 0 0 ISHARES S&P GSCI COMMODITY- UNIT BEN INT 46428R107 684 33220 SH SOLE 0 0 0 ISHARES TR CORE S&P TTL STK 464287150 203 2553 SH SOLE 0 0 0 ISHARES TR CONV BD ETF 46435G102 204 2960 SH SOLE 0 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 215 2237 SH SOLE 0 0 0 ISHARES TR US HLTHCARE ETF 464287762 224 885 SH SOLE 0 0 0 ISHARES TR RUS MID CAP ETF 464287499 258 4159 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF 464287507 258 1175 SH SOLE 0 0 0 ISHARES TR NATIONAL MUN ETF 464288414 262 2554 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 263 4701 SH SOLE 0 0 0 ISHARES TR MSCI KLD400 SOC 464288570 381 5692 SH SOLE 0 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 382 20009 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF 464287168 428 3995 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 435 2637 SH SOLE 0 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 448 7740 SH SOLE 0 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 571 8641 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF 464287200 611 1704 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF 464287804 616 7065 SH SOLE 0 0 0 ISHARES TR CORE DIV GRWTH 46434V621 1119 25174 SH SOLE 0 0 0 ISHARES TR U.S. TECH ETF 464287721 1262 17197 SH SOLE 0 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2210 21569 SH SOLE 0 0 0 ISHARES TR US CONSM STAPLES 464287812 2473 13752 SH SOLE 0 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 1542 30100 SH SOLE 0 0 0 JOHNSON & JOHNSON COM 478160104 1119 6851 SH SOLE 0 0 0 JPMORGAN CHASE & CO COM 46625H100 721 6902 SH SOLE 0 0 0 LILLY ELI & CO COM 532457108 227 703 SH SOLE 0 0 0 LINDE PLC SHS G5494J103 324 1202 SH SOLE 0 0 0 LISTED FD TR ROUNDHILL BALL 53656F417 144 19463 SH SOLE 0 0 0 MCDONALDS CORP COM 580135101 992 4299 SH SOLE 0 0 0 MERCK & CO INC COM 58933Y105 1119 12988 SH SOLE 0 0 0 META PLATFORMS INC CL A 30303M102 571 4211 SH SOLE 0 0 0 MICROSOFT CORP COM 594918104 1253 5381 SH SOLE 0 0 0 MOSAIC CO NEW COM 61945C103 226 4685 SH SOLE 0 0 0 NEUBERGER BERMAN HIGH YIELD COM 64128C106 124 15755 SH SOLE 0 0 0 NEWMARK GROUP INC CL A 65158N102 82 10150 SH SOLE 0 0 0 NORFOLK SOUTHN CORP COM 655844108 801 3818 SH SOLE 0 0 0 NUVEEN AMT FREE MUN CR INC F COM 67071L106 203 17394 SH SOLE 0 0 0 NVIDIA CORPORATION COM 67066G104 773 6367 SH SOLE 0 0 0 PACER FDS TR US CASH COWS 100 69374H881 241 5883 SH SOLE 0 0 0 PENN ENTERTAINMENT INC COM 707569109 370 13459 SH SOLE 0 0 0 PEPSICO INC COM 713448108 221 1351 SH SOLE 0 0 0 PFIZER INC COM 717081103 661 15113 SH SOLE 0 0 0 PROCTER AND GAMBLE CO COM 742718109 1128 8932 SH SOLE 0 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 329 19048 SH SOLE 0 0 0 PROSHARES TR PSHS SH MSCI EAF 74347R370 339 14321 SH SOLE 0 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 373 9382 SH SOLE 0 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 988 17571 SH SOLE 0 0 0 QUALCOMM INC COM 747525103 343 3032 SH SOLE 0 0 0 ROCKWELL AUTOMATION INC COM 773903109 261 1212 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 307 5493 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 308 8136 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 442 7559 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 770 18187 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 6786 131000 SH SOLE 0 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 7742 160423 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 7834 129424 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 8954 213235 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 29770 448147 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 226 1590 SH SOLE 0 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 330 10885 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 362 5421 SH SOLE 0 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 399 3358 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 549 4534 SH SOLE 0 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 635 17629 SH SOLE 0 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 666 10166 SH SOLE 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 807 11199 SH SOLE 0 0 0 SKILLZ INC COM 83067L109 31 29995 SH SOLE 0 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 361 1256 SH SOLE 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 207 1337 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3221 9018 SH SOLE 0 0 0 SPDR SER TR BBG CONV SEC ETF 78464A359 262 4143 SH SOLE 0 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 685 10053 SH SOLE 0 0 0 SPDR SER TR PORTFLI TIPS ETF 78464A656 6059 238923 SH SOLE 0 0 0 SPDR SER TR BLOOMBERG INVT 78468R200 24067 794298 SH SOLE 0 0 0 TESLA INC COM 88160R101 598 2253 SH SOLE 0 0 0 TWO RDS SHARED TR LDRSHS ALPFACT 90214Q774 260 9680 SH SOLE 0 0 0 TWO RDS SHARED TR LEASERSHS ALPHAF 90214Q691 320 9940 SH SOLE 0 0 0 UNILEVER PLC SPON ADR NEW 904767704 211 4818 SH SOLE 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 222 1372 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 649 1975 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 993 8041 SH SOLE 0 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1029 4812 SH SOLE 0 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 5106 26168 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 373 10227 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 205 2798 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1832 24657 SH SOLE 0 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 338 2502 SH SOLE 0 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 576 15834 SH SOLE 0 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 267 2813 SH SOLE 0 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 381 1704 SH SOLE 0 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 1377 9681 SH SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 385 10152 SH SOLE 0 0 0 WESTERN ASSET HIGH INCOM FD COM 95766J102 59 13544 SH SOLE 0 0 0 WISDOMTREE TR US TOTAL DIVIDND 97717W109 295 5441 SH SOLE 0 0 0 WISDOMTREE TR US MIDCAP FUND 97717W570 520 11826 SH SOLE 0 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 12906 256688 SH SOLE 0 0 0 WP CAREY INC COM 92936U109 1094 15676 SH SOLE 0 0 0