Chief Compliance Officer

0001085146-23-000243.txt : 20230120 0001085146-23-000243.hdr.sgml : 20230120 20230119212731 ACCESSION NUMBER: 0001085146-23-000243 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230120 DATE AS OF CHANGE: 20230119 EFFECTIVENESS DATE: 20230120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lion Street Advisors, LLC CENTRAL INDEX KEY: 0001801991 IRS NUMBER: 800946231 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19958 FILM NUMBER: 23538766 BUSINESS ADDRESS: STREET 1: 515 CONGRESS AVE, SUITE 2500 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 5127768433 MAIL ADDRESS: STREET 1: 515 CONGRESS AVE, SUITE 2500 CITY: AUSTIN STATE: TX ZIP: 78701 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001801991 XXXXXXXX 12-31-2022 12-31-2022 false Lion Street Advisors, LLC

515 Congress Ave, Suite 2500 Austin TX 78701

13F HOLDINGS REPORT 028-19958 N Carie Heckler Chief Compliance Officer 512-776-8433 /s/ Carie Heckler Austin TX 01-19-2023 0 149 190964750 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 BBG001S5N9M6 303407 2354 SH SOLE 2354 0 0 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 546326 4764 SH SOLE 4764 0 0 AIR PRODS & CHEMS INC COM 009158106 BBG001S5NSB6 446117 1488 SH SOLE 1488 0 0 ALCON AG ORD SHS H01301128 BBG00NPWGYR0 261447 3157 SH SOLE 3157 0 0 ALPHA PRO TECH LTD COM 020772109 BBG001S67MP0 66750 11088 SH SOLE 11088 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 900120 304 SH SOLE 304 0 0 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 219440 74 SH SOLE 74 0 0 AMAZON COM INC COM 023135106 BBG001S5PQL7 2016713 598 SH SOLE 598 0 0 AMGEN INC COM 031162100 BBG001S5NNL6 646781 3125 SH SOLE 3125 0 0 APPLE INC COM 037833100 BBG001S5N8V8 1922833 12836 SH SOLE 12836 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 BBG001S5ND74 921459 14344 SH SOLE 14344 0 0 ARK ETF TR NEXT GNRTN INTER 00214Q401 BBG0077Q7LG8 407180 2594 SH SOLE 2594 0 0 AT&T INC COM 00206R102 BBG001S5VWH2 457054 18094 SH SOLE 18094 0 0 AUTODESK INC COM 052769106 BBG001S5SCD4 231538 729 SH SOLE 729 0 0 AXSOME THERAPEUTICS INC COM 05464T104 BBG00B6G7GM6 507315 13177 SH SOLE 13177 0 0 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 384581 8049 SH SOLE 8049 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 740804 12685 SH SOLE 12685 0 0 CANADIAN NATL RY CO COM 136375102 BBG001S8WVQ7 225150 1694 SH SOLE 1694 0 0 CATERPILLAR INC COM 149123101 BBG001S5PJ06 597545 2929 SH SOLE 2929 0 0 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 1123376 9812 SH SOLE 9812 0 0 CHEWY INC CL A 16679L109 BBG00P19DLQ4 411594 5430 SH SOLE 5430 0 0 CISCO SYS INC COM 17275R102 BBG001S6HC62 1181863 21116 SH SOLE 21116 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 BBG001S5PW43 229985 9539 SH SOLE 9539 0 0 CLOROX CO DEL COM 189054109 BBG001S5PX50 639162 3921 SH SOLE 3921 0 0 COCA COLA CO COM 191216100 BBG001S5SMQ8 621310 11022 SH SOLE 11022 0 0 CONSOLIDATED EDISON INC COM 209115104 BBG001S5QRL4 226803 3008 SH SOLE 3008 0 0 CORCEPT THERAPEUTICS INC COM 218352102 BBG001S8QGV1 211500 11750 SH SOLE 11750 0 0 CORNING INC COM 219350105 BBG001S5RLH1 967504 27200 SH SOLE 27200 0 0 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 4696173 9554 SH SOLE 9554 0 0 CROWN CASTLE INC COM 22822V101 BBG001S7W5T3 538376 2986 SH SOLE 2986 0 0 CUMMINS INC COM 231021106 BBG001S5Q9M3 297881 1242 SH SOLE 1242 0 0 CVS HEALTH CORP COM 126650100 BBG001S5QBD8 714508 8003 SH SOLE 8003 0 0 DANAHER CORPORATION COM 235851102 BBG001S5QGT0 301793 968 SH SOLE 968 0 0 DARDEN RESTAURANTS INC COM 237194105 BBG001S5QM08 8269312 57370 SH SOLE 57370 0 0 DEERE & CO COM 244199105 BBG001S5QFF7 433022 1265 SH SOLE 1265 0 0 DISNEY WALT CO COM 254687106 BBG001S5QHF3 212352 1256 SH SOLE 1256 0 0 DOW INC COM 260557103 BBG00BN96931 798972 14275 SH SOLE 14275 0 0 EATON CORP PLC SHS G29183103 BBG001S5QZ45 1715481 10412 SH SOLE 10412 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 BBG001S9P0Z1 410304 18091 SH SOLE 18091 0 0 ETFIS SER TR I VIRTUS INFRCAP 26923G822 BBG00KXH37F6 307626 12256 SH SOLE 12256 0 0 ETSY INC COM 29786A106 BBG001T53625 334420 1334 SH SOLE 1334 0 0 EVERGY INC COM 30034W106 BBG00H433CS1 594533 9326 SH SOLE 9326 0 0 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 1492416 23149 SH SOLE 23149 0 0 FEDEX CORP COM 31428X106 BBG001S5R3M5 405112 1720 SH SOLE 1720 0 0 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 BBG0043NRZR1 399442 19504 SH SOLE 19504 0 0 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 BBG00FZ4KG74 214118 4010 SH SOLE 4010 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 BBG001SLWD88 296737 7204 SH SOLE 7204 0 0 FMC CORP COM NEW 302491303 BBG001S5R880 235625 2589 SH SOLE 2589 0 0 FORTINET INC COM 34959E109 BBG001S77BL6 1144229 3402 SH SOLE 3402 0 0 FOUR CORNERS PPTY TR INC COM 35086T109 BBG009H33QN9 831024 28656 SH SOLE 28656 0 0 GENERAL MLS INC COM 370334104 BBG001S5RKR2 95266065 1541522 SH SOLE 1541522 0 0 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 BBG001T9BM41 218746 2380 SH SOLE 2380 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 BBG001S90195 264949 13294 SH SOLE 13294 0 0 HASBRO INC COM 418056107 BBG001S5RSQ6 627707 6555 SH SOLE 6555 0 0 HONEYWELL INTL INC COM 438516106 BBG001S5X1N1 440301 2014 SH SOLE 2014 0 0 IDEXX LABS INC COM 45168D104 BBG001S5S4Y9 288439 433 SH SOLE 433 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 BBG001SDJ4R0 279135 2016 SH SOLE 2016 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 850839 6801 SH SOLE 6801 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 BBG001T0NSB6 572927 37993 SH SOLE 37993 0 0 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 BBG00P4Y2TZ1 293577 2442 SH SOLE 2442 0 0 INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 BBG001SJW5S8 389961 4290 SH SOLE 4290 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL DIS 46137V381 BBG00KJR28C2 469343 3067 SH SOLE 3067 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 BBG00KJR2NN7 548374 3476 SH SOLE 3476 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 2284420 5917 SH SOLE 5917 0 0 ISHARES TR CONV BD ETF 46435G102 BBG009BKDMM6 367399 3587 SH SOLE 3587 0 0 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 230722 828 SH SOLE 828 0 0 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 259190 2293 SH SOLE 2293 0 0 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 1394627 3025 SH SOLE 3025 0 0 ISHARES TR IBOXX HI YD ETF 464288513 BBG001ST0ZQ7 242230 2787 SH SOLE 2787 0 0 ISHARES TR INVESTMENT GRADE 46435G219 BBG00H4BPM52 568049 10561 SH SOLE 10561 0 0 ISHARES TR MBS ETF 464288588 BBG001SSD8B1 666713 6183 SH SOLE 6183 0 0 ISHARES TR MSCI EAFE ETF 464287465 BBG001SG09V7 300281 3731 SH SOLE 3731 0 0 ISHARES TR MSCI USA MMENTM 46432F396 BBG004FPV022 474984 2491 SH SOLE 2491 0 0 ISHARES TR PFD AND INCM SEC 464288687 BBG001SNVWC8 748896 19022 SH SOLE 19022 0 0 ISHARES TR RUS MD CP GR ETF 464287481 BBG001S561Z8 792282 6599 SH SOLE 6599 0 0 ISHARES TR S&P 500 VAL ETF 464287408 BBG001S561K4 232910 1532 SH SOLE 1532 0 0 ISHARES TR USD INV GRDE ETF 464288620 BBG001SSD876 1209961 20089 SH SOLE 20089 0 0 ISHARES U S ETF TR IT RT HDG HGYL 46431W606 BBG006KF6JC9 263145 3000 SH SOLE 3000 0 0 J P MORGAN EXCHANGE TRADED F CORP BD RESCH 46641Q449 BBG00MSHT760 510027 9165 SH SOLE 9165 0 0 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 924181 5674 SH SOLE 5674 0 0 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 1627716 9581 SH SOLE 9581 0 0 KIMBERLY-CLARK CORP COM 494368103 BBG001S5SLZ0 1183999 9144 SH SOLE 9144 0 0 LAS VEGAS SANDS CORP COM 517834107 BBG001SJCGP9 347738 8960 SH SOLE 8960 0 0 LITHIUM AMERS CORP NEW COM NEW 53680Q207 BBG001SJCRY5 328441 11339 SH SOLE 11339 0 0 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 311052 936 SH SOLE 936 0 0 MARSH & MCLENNAN COS INC COM 571748102 BBG001S5T7M4 262210 1572 SH SOLE 1572 0 0 MASTERCARD INCORPORATED CL A 57636Q104 BBG001SKNNS6 450939 1344 SH SOLE 1344 0 0 MEDTRONIC PLC SHS G5960L103 BBG001S5T2S9 434269 3623 SH SOLE 3623 0 0 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 791452 2446 SH SOLE 2446 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 1045845 3154 SH SOLE 3154 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 BBG001S5VQ21 373883 8480 SH SOLE 8480 0 0 MONDELEZ INTL INC CL A 609207105 BBG001SHHZJ3 370028 6092 SH SOLE 6092 0 0 MOODYS CORP COM 615369105 BBG001S5VP87 244915 606 SH SOLE 606 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 834763 3265 SH SOLE 3265 0 0 ONEOK INC NEW COM 682680103 BBG001S5TWK1 1357778 21342 SH SOLE 21342 0 0 PACER FDS TR TRENDP US LAR CP 69374H105 BBG009BJW8D9 271986 6734 SH SOLE 6734 0 0 PACER FDS TR TRENDPILOT 100 69374H303 BBG009BNY740 253866 4368 SH SOLE 4368 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 BBG001S6L063 222210 6135 SH SOLE 6135 0 0 PAYPAL HLDGS INC COM 70450Y103 BBG0077VNXW5 319346 1373 SH SOLE 1373 0 0 PEPSICO INC COM 713448108 BBG001S695T1 856965 5303 SH SOLE 5303 0 0 PFIZER INC COM 717081103 BBG001S5V466 283217 6475 SH SOLE 6475 0 0 PHILIP MORRIS INTL INC COM 718172109 BBG001STP9N1 601653 6364 SH SOLE 6364 0 0 PROGRESSIVE CORP COM 743315103 BBG001S5V509 383979 4047 SH SOLE 4047 0 0 PROSHARES TR RUSS 2000 DIVD 74347B698 BBG0081VG5Y6 314136 4898 SH SOLE 4898 0 0 PRUDENTIAL FINL INC COM 744320102 BBG001S97MM7 311372 2829 SH SOLE 2829 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 BBG001S5X5Q9 270490 3044 SH SOLE 3044 0 0 SALESFORCE INC COM 79466L302 BBG001SDLP09 357530 1193 SH SOLE 1193 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 BBG001SCWNN9 302854 877 SH SOLE 877 0 0 SCOTTS MIRACLE-GRO CO CL A 810186106 BBG001S5W5H0 422814 2848 SH SOLE 2848 0 0 SEA LTD SPONSORD ADS 81141R100 BBG00HTBWMH4 331545 965 SH SOLE 965 0 0 SEAGEN INC COM 81181C104 BBG001S9M4Q6 237517 1347 SH SOLE 1347 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 BBG001S7SCQ6 400366 2992 SH SOLE 2992 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 BBG001S7TD56 408820 6110 SH SOLE 6110 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 BBG001S7TCZ5 1648251 10204 SH SOLE 10204 0 0 SERVICENOW INC COM 81762P102 BBG001T4JFC0 274917 394 SH SOLE 394 0 0 SHERWIN WILLIAMS CO COM 824348106 BBG001S5W2F9 245373 775 SH SOLE 775 0 0 SONY GROUP CORPORATION SPONSORED ADR 835699307 BBG001S5W6H8 254738 2200 SH SOLE 2200 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 341682 744 SH SOLE 744 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 BBG001T6B0P2 883213 28390 SH SOLE 28390 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 BBG001SD7RB9 355136 5085 SH SOLE 5085 0 0 SPDR SER TR S&P BIOTECH 78464A870 BBG001SQDKG3 413246 3311 SH SOLE 3311 0 0 SPDR SER TR S&P DIVID ETF 78464A763 BBG001SPTBP8 314058 2550 SH SOLE 2550 0 0 SPDR SER TR S&P REGL BKG 78464A698 BBG001SMH2R6 245278 3459 SH SOLE 3459 0 0 THE TRADE DESK INC COM CL A 88339J105 BBG00629NGW8 255069 3405 SH SOLE 3405 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 217776 344 SH SOLE 344 0 0 TYSON FOODS INC CL A 902494103 BBG001S871D5 910538 11386 SH SOLE 11386 0 0 UNILEVER PLC SPON ADR NEW 904767704 BBG001S5X1K4 325981 6084 SH SOLE 6084 0 0 UNION PAC CORP COM 907818108 BBG001S5X2M0 1052978 4362 SH SOLE 4362 0 0 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 209974 456 SH SOLE 456 0 0 US BANCORP DEL COM NEW 902973304 BBG001S6T8C1 545383 9034 SH SOLE 9034 0 0 VANECK ETF TRUST FALLEN ANGEL HG 92189F437 BBG002VZY7Y3 521394 15764 SH SOLE 15764 0 0 VANECK ETF TRUST GAMING ETF 92189F882 BBG001T1Q9C2 633190 12730 SH SOLE 12730 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 BBG001ST39R1 871698 9812 SH SOLE 9812 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 BBG001SK7DK4 668782 7833 SH SOLE 7833 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 BBG004N1LGK2 444208 7839 SH SOLE 7839 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 1637137 3878 SH SOLE 3878 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 866921 3659 SH SOLE 3659 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 282054 1976 SH SOLE 1976 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 249095 4917 SH SOLE 4917 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 BBG001TJR1D8 468641 7201 SH SOLE 7201 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 973550 18679 SH SOLE 18679 0 0 VEEVA SYS INC CL A COM 922475108 BBG001TX0CB4 945324 2982 SH SOLE 2982 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 BBG001S68LJ8 264820 1432 SH SOLE 1432 0 0 VISA INC COM CL A 92826C839 BBG001SRCFY3 571779 2700 SH SOLE 2700 0 0 WESTROCK CO COM 96145D105 BBG008NXC581 484127 10065 SH SOLE 10065 0 0 WHIRLPOOL CORP COM 963320106 BBG001S5XFS5 892654 4234 SH SOLE 4234 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 BBG001SHL791 402569 9574 SH SOLE 9574 0 0 WISDOMTREE TR US HGH YLD CORP 97717X172 BBG00CSKF0K9 493674 9436 SH SOLE 9436 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 BBG009KCY2C6 244355 4710 SH SOLE 4710 0 0