0001221073-21-000010.txt : 20210204 0001221073-21-000010.hdr.sgml : 20210204 20210204095031 ACCESSION NUMBER: 0001221073-21-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210204 DATE AS OF CHANGE: 20210204 EFFECTIVENESS DATE: 20210204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Steel Peak Wealth Management LLC CENTRAL INDEX KEY: 0001801868 IRS NUMBER: 461173026 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19772 FILM NUMBER: 21589280 BUSINESS ADDRESS: STREET 1: 21650 OXNARD TREET, SUITE 2300 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 BUSINESS PHONE: (818) 835-8720 MAIL ADDRESS: STREET 1: 21650 OXNARD TREET, SUITE 2300 CITY: WOODLAND HILLS STATE: CA ZIP: 91367 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001801868 XXXXXXXX 12-31-2020 12-31-2020 false Steel Peak Wealth Management LLC

21650 OXNARD TREET, SUITE 2300 WOODLAND HILLS CA 91367

13F HOLDINGS REPORT 028-19772 N ALI ZAMANI 818-835-8726 /s/ ALI ZAMANI WOODLAND HILLS CA 01-27-2021 0 324 1100483 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 6029 34492 SH SOLE 8252 0 26240 ABBOTT LABS COM 002824100 627 5727 SH SOLE 3317 0 2410 ABBVIE INC COM 00287Y109 1174 10958 SH SOLE 1163 0 9795 ACTIVISION BLIZZARD INC COM 00507V109 3498 37679 SH SOLE 13501 0 24178 ADOBE SYSTEMS INCORPORATED COM 00724F101 9316 18627 SH SOLE 5222 0 13405 ADOBE SYSTEMS INCORPORATED COM 00724F101 100 200 SH Call SOLE 0 0 200 ADVANCED MICRO DEVICES INC COM 007903107 8170 89087 SH SOLE 24817 0 64270 ADVANCED MICRO DEVICES INC COM 007903107 36 400 SH Call SOLE 0 0 400 AEROVIRONMENT INC COM 008073108 786 9046 SH SOLE 9046 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 891 3829 SH SOLE 270 0 3559 ALLSTATE CORP COM 020002101 1561 14196 SH SOLE 3094 0 11102 ALPHABET INC CAP STK CL A 02079K305 12489 7126 SH SOLE 1904 0 5222 ALPHABET INC CAP STK CL C 02079K107 3581 2044 SH SOLE 747 0 1297 ALTRIA GROUP INC COM 02209S103 961 23437 SH SOLE 1327 0 22110 AMAZON COM INC COM 023135106 49225 15114 SH SOLE 4167 0 10947 AMAZON COM INC COM 023135106 652 200 SH Call SOLE 0 0 200 AMCOR PLC ORD G0250X107 549 46626 SH SOLE 8298 0 38328 AMERICAN EXPRESS CO COM 025816109 664 5495 SH SOLE 775 0 4720 AMGEN INC COM 031162100 5739 24961 SH SOLE 5408 0 19553 ANAPLAN INC COM 03272L108 410 5706 SH SOLE 0 0 5706 APPLE INC COM 037833100 85013 640689 SH SOLE 101854 0 538835 APPLIED MATLS INC COM 038222105 1130 13095 SH SOLE 1201 0 11894 ARK ETF TR INNOVATION ETF 00214Q104 629 5050 SH SOLE 1509 0 3541 ASML HOLDING N V N Y REGISTRY SHS N07059210 205 421 SH SOLE 421 0 0 AT&T INC COM 00206R102 2258 78515 SH SOLE 12780 0 65735 ATLASSIAN CORP PLC CL A G06242104 321 1372 SH SOLE 920 0 452 BANK NEW YORK MELLON CORP COM 064058100 1910 45002 SH SOLE 9778 0 35224 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1741 7509 SH SOLE 622 0 6887 BEYOND MEAT INC COM 08862E109 358 2866 SH SOLE 726 0 2140 BK OF AMERICA CORP COM 060505104 2620 86436 SH SOLE 36065 0 50371 BLACK KNIGHT INC COM 09215C105 453 5123 SH SOLE 5123 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 148 10433 SH SOLE 0 0 10433 BLACKROCK CORE BD TR SHS BEN INT 09249E101 354 21694 SH SOLE 0 0 21694 BLACKROCK INC COM 09247X101 259 359 SH SOLE 325 0 34 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 197 13145 SH SOLE 13145 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 252 3895 SH SOLE 0 0 3895 BOEING CO COM 097023105 5383 25147 SH SOLE 2209 0 22938 BROADCOM INC COM 11135F101 10391 23732 SH SOLE 7727 0 16005 CANNAE HLDGS INC COM 13765N107 237 5352 SH SOLE 5352 0 0 CATERPILLAR INC COM 149123101 8146 44752 SH SOLE 12646 0 32106 CHEVRON CORP NEW COM 166764100 5459 64646 SH SOLE 14525 0 50121 CISCO SYS INC COM 17275R102 9594 214396 SH SOLE 43407 0 170989 CITIGROUP INC COM NEW 172967424 1277 20715 SH SOLE 5113 0 15602 CITRIX SYS INC COM 177376100 448 3445 SH SOLE 751 0 2694 CLOUDFLARE INC CL A COM 18915M107 788 10375 SH SOLE 10000 0 375 COCA COLA CO COM 191216100 5853 106729 SH SOLE 27435 0 79294 COLGATE PALMOLIVE CO COM 194162103 229 2679 SH SOLE 0 0 2679 COMCAST CORP NEW CL A 20030N101 3313 63220 SH SOLE 17737 0 45483 COMMERCE BANCSHARES INC COM 200525103 394 5995 SH SOLE 0 0 5995 CONAGRA BRANDS INC COM 205887102 420 11580 SH SOLE 2469 0 9111 CONSOLIDATED EDISON INC COM 209115104 363 5024 SH SOLE 1556 0 3468 COSTCO WHSL CORP NEW COM 22160K105 1975 5241 SH SOLE 619 0 4622 CROWDSTRIKE HLDGS INC CL A 22788C105 5930 27996 SH SOLE 15393 0 12603 CROWN CASTLE INTL CORP NEW COM 22822V101 266 1670 SH SOLE 21 0 1649 CUMMINS INC COM 231021106 465 2049 SH SOLE 615 0 1434 CVS HEALTH CORP COM 126650100 232 3400 SH SOLE 1900 0 1500 DEERE & CO COM 244199105 538 2000 SH SOLE 2000 0 0 DISNEY WALT CO COM 254687106 8045 44403 SH SOLE 12959 0 31444 DOCUSIGN INC COM 256163106 838 3769 SH SOLE 525 0 3244 DOW INC COM 260557103 6143 110682 SH SOLE 25992 0 84690 EASTERN BANKSHARES INC COM 27627N105 1590 97500 SH SOLE 0 0 97500 EATON VANCE CALIF MUN BD FD COM 27828A100 203 17244 SH SOLE 0 0 17244 EATON VANCE FLTING RATE INC COM 278279104 219 16663 SH SOLE 0 0 16663 EATON VANCE TAX-MANAGED BUY- COM 27828Y108 333 21675 SH SOLE 1359 0 20316 EBAY INC. COM 278642103 1243 24731 SH SOLE 6129 0 18602 EDWARDS LIFESCIENCES CORP COM 28176E108 226 2482 SH SOLE 2268 0 214 EVOGENE LTD SHS M4119S104 50 10620 SH SOLE 0 0 10620 EXPEDIA GROUP INC COM NEW 30212P303 949 7165 SH SOLE 0 0 7165 EXXON MOBIL CORP COM 30231G102 1418 34407 SH SOLE 5923 0 28484 FACEBOOK INC CL A 30303M102 19467 71267 SH SOLE 16776 0 54491 FEDEX CORP COM 31428X106 1673 6445 SH SOLE 953 0 5492 FERRARI N V COM N3167Y103 592 2581 SH SOLE 300 0 2281 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 5901 56462 SH SOLE 6907 0 49555 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 653 16708 SH SOLE 16708 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 1108 7836 SH SOLE 7502 0 334 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 2756 48575 SH SOLE 21487 0 27088 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 1065 52756 SH SOLE 4750 0 48006 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 429 7147 SH SOLE 5216 0 1931 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 240 4923 SH SOLE 0 0 4923 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 1418 27542 SH SOLE 1423 0 26119 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 650 24345 SH SOLE 1101 0 23244 FISERV INC COM 337738108 2065 18135 SH SOLE 6464 0 11671 FIVERR INTL LTD ORD SHS M4R82T106 1735 8895 SH SOLE 4448 0 4447 FORD MTR CO DEL COM 345370860 104 11827 SH SOLE 1076 0 10751 FRANKLIN RESOURCES INC COM 354613101 215 8622 SH SOLE 475 0 8147 GENERAL ELECTRIC CO COM 369604103 245 22649 SH SOLE 857 0 21792 GENERAL MTRS CO COM 37045V100 1252 30065 SH SOLE 3 0 30062 GILEAD SCIENCES INC COM 375558103 1596 27395 SH SOLE 8164 0 19231 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 206 5590 SH SOLE 56 0 5534 GOLDMAN SACHS GROUP INC COM 38141G104 5666 21486 SH SOLE 5840 0 15646 HECLA MNG CO COM 422704106 119 18385 SH SOLE 0 0 18385 HOME DEPOT INC COM 437076102 3332 12545 SH SOLE 3714 0 8831 HONEYWELL INTL INC COM 438516106 5009 23551 SH SOLE 5938 0 17613 HP INC COM 40434L105 1377 55981 SH SOLE 12889 0 43092 HUNTINGTON BANCSHARES INC COM 446150104 184 14539 SH SOLE 10999 0 3540 INTEL CORP COM 458140100 5824 116891 SH SOLE 36560 0 80331 INTELLIA THERAPEUTICS INC COM 45826J105 348 6403 SH SOLE 3891 0 2512 INTERNATIONAL BUSINESS MACHS COM 459200101 5201 41321 SH SOLE 11151 0 30170 INTUIT COM 461202103 8277 21789 SH SOLE 7332 0 14457 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 968 19138 SH SOLE 1851 0 17287 INVESCO EXCH TRADED FD TR II 1 30 LADER TRE 46138E107 373 9693 SH SOLE 427 0 9266 INVESCO EXCH TRADED FD TR II CALIF AMT MUN 46138E206 3112 111142 SH SOLE 41031 0 70111 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 3045 112334 SH SOLE 42581 0 69753 INVESCO EXCH TRADED FD TR II S&P INTL LOW 46138E230 256 8530 SH SOLE 0 0 8530 INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 46138G102 281 6886 SH SOLE 100 0 6786 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 572 15231 SH SOLE 12987 0 2244 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 872 15506 SH SOLE 300 0 15206 INVESCO EXCHANGE TRADED FD T DIVID ACHIEVEV 46137V506 1860 56570 SH SOLE 13870 0 42700 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 290 16714 SH SOLE 2063 0 14651 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 332 2602 SH SOLE 1933 0 669 INVESCO QQQ TR UNIT SER 1 46090E103 33696 107401 SH SOLE 40508 0 66893 INVITAE CORP COM 46185L103 999 23900 SH SOLE 17260 0 6640 IRON MTN INC NEW COM 46284V101 844 28625 SH SOLE 8346 0 20279 ISHARES INC JP MRGN EM HI BD 464286285 264 5695 SH SOLE 0 0 5695 ISHARES TR 0-5YR HI YL CP 46434V407 9412 207128 SH SOLE 36714 0 170414 ISHARES TR 1 3 YR TREAS BD 464287457 1166 13494 SH SOLE 1264 0 12230 ISHARES TR 20 YR TR BD ETF 464287432 945 5990 SH SOLE 3265 0 2725 ISHARES TR AGGRES ALLOC ETF 464289859 2515 39191 SH SOLE 5523 0 33668 ISHARES TR BARCLAYS 7 10 YR 464287440 1622 13521 SH SOLE 1234 0 12287 ISHARES TR BROAD USD HIGH 46435U853 1492 36169 SH SOLE 3118 0 33051 ISHARES TR CALIF MUN BD ETF 464288356 3197 50877 SH SOLE 20528 0 30349 ISHARES TR CONSER ALLOC ETF 464289883 219 5652 SH SOLE 0 0 5652 ISHARES TR CORE S&P SCP ETF 464287804 391 4251 SH SOLE 3369 0 882 ISHARES TR CORE S&P TTL STK 464287150 369 4278 SH SOLE 3 0 4275 ISHARES TR CORE S&P US GWT 464287671 1748 19711 SH SOLE 1641 0 18070 ISHARES TR CORE S&P500 ETF 464287200 2455 6539 SH SOLE 1722 0 4817 ISHARES TR CORE US AGGBD ET 464287226 4676 39566 SH SOLE 7557 0 32009 ISHARES TR EAFE GRWTH ETF 464288885 13472 133505 SH SOLE 17865 0 115640 ISHARES TR ESG AWR MSCI USA 46435G425 34041 395691 SH SOLE 50066 0 345625 ISHARES TR FLTG RATE NT ETF 46429B655 1144 22551 SH SOLE 1267 0 21284 ISHARES TR GLOBAL TECH ETF 464287291 591 1970 SH SOLE 214 0 1756 ISHARES TR IBOXX HI YD ETF 464288513 1154 13215 SH SOLE 301 0 12914 ISHARES TR IBOXX INV CP ETF 464287242 2840 20562 SH SOLE 6457 0 14105 ISHARES TR ISHS 1-5YR INVS 464288646 15081 273347 SH SOLE 34402 0 238945 ISHARES TR JPMORGAN USD EMG 464288281 1138 9815 SH SOLE 748 0 9067 ISHARES TR MBS ETF 464288588 10040 91168 SH SOLE 9799 0 81369 ISHARES TR MODERT ALLOC ETF 464289875 931 21552 SH SOLE 1147 0 20405 ISHARES TR MSCI CHINA ETF 46429B671 970 11975 SH SOLE 1501 0 10474 ISHARES TR MSCI EAFE ETF 464287465 5987 82062 SH SOLE 7615 0 74447 ISHARES TR MSCI EAFE MIN VL 46429B689 745 10155 SH SOLE 963 0 9192 ISHARES TR MSCI EMG MKT ETF 464287234 5042 97574 SH SOLE 9938 0 87636 ISHARES TR MSCI USA MIN VOL 46429B697 5363 79001 SH SOLE 9156 0 69845 ISHARES TR MSCI USA QLT FCT 46432F339 354 3042 SH SOLE 241 0 2801 ISHARES TR MSCI USA SZE FT 46432F370 3235 29098 SH SOLE 3495 0 25603 ISHARES TR MSCI USA VALUE 46432F388 8708 100194 SH SOLE 12648 0 87546 ISHARES TR NASDAQ BIOTECH 464287556 1313 8664 SH SOLE 583 0 8081 ISHARES TR NATIONAL MUN ETF 464288414 3562 30394 SH SOLE 13968 0 16426 ISHARES TR RUS 1000 GRW ETF 464287614 504 2089 SH SOLE 2059 0 30 ISHARES TR RUS 1000 VAL ETF 464287598 312 2281 SH SOLE 1874 0 407 ISHARES TR RUS 2000 GRW ETF 464287648 235 821 SH SOLE 800 0 21 ISHARES TR RUS 2000 VAL ETF 464287630 264 2003 SH SOLE 2000 0 3 ISHARES TR RUS MD CP GR ETF 464287481 200 1946 SH SOLE 0 0 1946 ISHARES TR RUS MID CAP ETF 464287499 336 4901 SH SOLE 4000 0 901 ISHARES TR RUSSELL 2000 ETF 464287655 7335 37411 SH SOLE 6351 0 31060 ISHARES TR RUSSELL 2000 ETF 464287655 20 100 SH Call SOLE 0 0 100 ISHARES TR SHRT NAT MUN ETF 464288158 2795 25853 SH SOLE 11189 0 14664 ISHARES TR TIPS BD ETF 464287176 1673 13110 SH SOLE 921 0 12189 ISHARES TR U.S. MED DVC ETF 464288810 5090 15552 SH SOLE 1983 0 13569 ISHARES TR US TREAS BD ETF 46429B267 27544 1011144 SH SOLE 121937 0 889207 ISHARES U S ETF TR BLACKROCK SHORT 46431W838 2951 58753 SH SOLE 23171 0 35582 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 595 11857 SH SOLE 1757 0 10100 ISHARES U S ETF TR INT RT HDG C B 46431W705 205 2148 SH SOLE 0 0 2148 JD.COM INC SPON ADR CL A 47215P106 4851 55183 SH SOLE 13086 0 42097 JOHNSON & JOHNSON COM 478160104 2586 16430 SH SOLE 3814 0 12615 JPMORGAN CHASE & CO COM 46625H100 10382 81705 SH SOLE 17001 0 64704 KANDI TECHNOLOGIES GROUP INC COM 483709101 71 10250 SH SOLE 0 0 10250 KINDER MORGAN INC DEL COM 49456B101 550 40225 SH SOLE 16035 0 24190 KKR & CO INC COM 48251W104 241 5953 SH SOLE 609 0 5343 KRANESHARES TR MSCI ALL CHINA 500767835 391 10000 SH SOLE 10000 0 0 KROGER CO COM 501044101 279 8785 SH SOLE 3357 0 5428 LAM RESEARCH CORP COM 512807108 4636 9816 SH SOLE 1307 0 8509 LATTICE STRATEGIES TR HARTFORD MLT ETF 518416102 4325 152764 SH SOLE 18990 0 133774 LEXICON PHARMACEUTICALS INC COM NEW 528872302 34 10000 SH SOLE 0 0 10000 LILLY ELI & CO COM 532457108 1045 6188 SH SOLE 604 0 5584 LOCKHEED MARTIN CORP COM 539830109 605 1706 SH SOLE 480 0 1226 LOWES COS INC COM 548661107 267 1664 SH SOLE 813 0 851 LULULEMON ATHLETICA INC COM 550021109 1698 4879 SH SOLE 2453 0 2426 LUMEN TECHNOLOGIES INC COM 156700106 196 20136 SH SOLE 15871 0 4265 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 4818 101340 SH SOLE 93194 0 8146 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 5 100 SH Call SOLE 0 0 100 MASTERCARD INCORPORATED CL A 57636Q104 1515 4243 SH SOLE 1001 0 3242 MCDONALDS CORP COM 580135101 3776 17596 SH SOLE 4353 0 13243 MEDTRONIC PLC SHS G5960L103 722 6161 SH SOLE 1653 0 4508 MERCADOLIBRE INC COM 58733R102 556 332 SH SOLE 165 0 167 MERCK & CO. INC COM 58933Y105 5024 61424 SH SOLE 13470 0 47954 METLIFE INC COM 59156R108 960 20452 SH SOLE 2604 0 17848 MGM RESORTS INTERNATIONAL COM 552953101 461 14622 SH SOLE 8433 0 6189 MICROCHIP TECHNOLOGY INC. COM 595017104 581 4210 SH SOLE 0 0 4210 MICRON TECHNOLOGY INC COM 595112103 4172 55490 SH SOLE 0 0 55490 MICROSOFT CORP COM 594918104 23598 106098 SH SOLE 26128 0 79970 MODERNA INC COM 60770K107 978 9364 SH SOLE 5839 0 3525 MORGAN STANLEY COM NEW 617446448 1452 21193 SH SOLE 5335 0 15858 NETFLIX INC COM 64110L106 12697 23482 SH SOLE 6265 0 17217 NETFLIX INC COM 64110L106 594 1100 SH Call SOLE 0 0 1100 NEWMONT CORP COM 651639106 417 6966 SH SOLE 1591 0 5375 NEXTERA ENERGY INC COM 65339F101 1369 17743 SH SOLE 11291 0 6452 NIKE INC CL B 654106103 3268 23099 SH SOLE 2342 0 20757 NIO INC SPON ADS 62914V106 2266 46497 SH SOLE 28340 0 18157 NORTHROP GRUMMAN CORP COM 666807102 860 2822 SH SOLE 56 0 2766 NORTHWEST BANCSHARES INC MD COM 667340103 169 13257 SH SOLE 904 0 12353 NORTONLIFELOCK INC COM 668771108 486 23395 SH SOLE 4369 0 19026 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 628 41433 SH SOLE 37611 0 3822 NVIDIA CORPORATION COM 67066G104 14713 28175 SH SOLE 8369 0 19806 OKTA INC CL A 679295105 1841 7240 SH SOLE 3112 0 4128 ONEOK INC NEW COM 682680103 271 7056 SH SOLE 279 0 6777 ORACLE CORP COM 68389X105 359 5542 SH SOLE 3659 0 1883 PALANTIR TECHNOLOGIES INC CL A 69608A108 308 13099 SH SOLE 2800 0 10299 PARKER-HANNIFIN CORP COM 701094104 313 1149 SH SOLE 15 0 1134 PAYPAL HLDGS INC COM 70450Y103 12115 51729 SH SOLE 16866 0 34863 PELOTON INTERACTIVE INC CL A COM 70614W100 239 1577 SH SOLE 400 0 1177 PEOPLES UNITED FINANCIAL INC COM 712704105 317 24522 SH SOLE 10483 0 14039 PEPSICO INC COM 713448108 1325 8936 SH SOLE 1443 0 7493 PFIZER INC COM 717081103 1915 52034 SH SOLE 25109 0 26925 PHILIP MORRIS INTL INC COM 718172109 785 9478 SH SOLE 981 0 8497 PIMCO CORPORATE & INCOME OPP COM 72201B101 223 12484 SH SOLE 0 0 12484 PIMCO ETF TR INTER MUN BD ACT 72201R866 3095 54556 SH SOLE 20936 0 33620 PLUG POWER INC COM NEW 72919P202 1393 41081 SH SOLE 26508 0 14573 PNC FINL SVCS GROUP INC COM 693475105 1094 7340 SH SOLE 2226 0 5114 PPL CORP COM 69351T106 322 11433 SH SOLE 4569 0 6864 PROCTER AND GAMBLE CO COM 742718109 2345 16855 SH SOLE 2143 0 14712 PROSHARES TR PSHS ULT S&P 500 74347R107 406 4440 SH SOLE 0 0 4440 PROSHARES TR PSHS ULTRA QQQ 74347R206 1427 12400 SH SOLE 0 0 12400 PRUDENTIAL FINL INC COM 744320102 262 3360 SH SOLE 190 0 3170 PUBLIC STORAGE COM 74460D109 532 2304 SH SOLE 421 0 1883 QUALCOMM INC COM 747525103 13879 91108 SH SOLE 27416 0 63692 RADNET INC COM 750491102 391 20000 SH SOLE 0 0 20000 RAYTHEON TECHNOLOGIES CORP COM 75513E101 446 6243 SH SOLE 2218 0 4025 ROKU INC COM CL A 77543R102 1336 4023 SH SOLE 1721 0 2302 ROSS STORES INC COM 778296103 273 2225 SH SOLE 25 0 2200 SALESFORCE COM INC COM 79466L302 4860 21839 SH SOLE 7128 0 14711 SBA COMMUNICATIONS CORP NEW CL A 78410G104 353 1251 SH SOLE 240 0 1011 SCHWAB CHARLES CORP COM 808513105 1001 18866 SH SOLE 4669 0 14197 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 287 7959 SH SOLE 136 0 7823 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 427 7334 SH SOLE 543 0 6791 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 913 17767 SH SOLE 1890 0 15877 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 327 2549 SH SOLE 0 0 2549 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 213 3579 SH SOLE 2732 0 847 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 273 3006 SH SOLE 1287 0 1719 SEAGATE TECHNOLOGY PLC SHS G7945M107 311 5008 SH SOLE 2653 0 2355 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1224 7612 SH SOLE 711 0 6901 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1215 10713 SH SOLE 897 0 9816 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1373 46573 SH SOLE 4538 0 42035 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3531 27160 SH SOLE 16230 0 10930 SEMPRA ENERGY COM 816851109 279 2190 SH SOLE 93 0 2097 SERVICENOW INC COM 81762P102 503 914 SH SOLE 75 0 839 SHOPIFY INC CL A 82509L107 8207 7250 SH SOLE 1204 0 6046 SIRIUS XM HOLDINGS INC COM 82968B103 100 15694 SH SOLE 0 0 15694 SITIME CORP COM 82982T106 448 4000 SH SOLE 2300 0 1700 SKYWORKS SOLUTIONS INC COM 83088M102 734 4803 SH SOLE 2400 0 2403 SLACK TECHNOLOGIES INC COM CL A 83088V102 505 11946 SH SOLE 8455 0 3491 SOUTHERN CO COM 842587107 658 10716 SH SOLE 1606 0 9110 SOUTHWEST AIRLS CO COM 844741108 631 13540 SH SOLE 5956 0 7584 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 19154 62638 SH SOLE 13164 0 49474 SPDR GOLD TR GOLD SHS 78463V107 750 4205 SH SOLE 3406 0 799 SPDR S&P 500 ETF TR TR UNIT 78462F103 32260 86284 SH SOLE 18076 0 68207 SPDR S&P 500 ETF TR TR UNIT 78462F103 1495 4000 SH Put SOLE 0 0 4000 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 421 1002 SH SOLE 815 0 187 SPDR SER TR BLMBRG BRC CNVRT 78464A359 1074 12972 SH SOLE 955 0 12017 SPDR SER TR BLOOMBERG BRCLYS 78468R622 621 5698 SH SOLE 255 0 5443 SPDR SER TR BLOOMBERG SRT TR 78468R408 1234 45786 SH SOLE 1138 0 44648 SPDR SER TR NUVEEN BRC MUNIC 78468R721 2688 51210 SH SOLE 22955 0 28255 SPDR SER TR PORTFOLIO AGRGTE 78464A649 508 16485 SH SOLE 16485 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 14563 391678 SH SOLE 43465 0 348213 SPDR SER TR PORTFOLIO LN COR 78464A367 12429 375489 SH SOLE 38308 0 337181 SPDR SER TR PORTFOLIO LN TSR 78464A664 2010 44545 SH SOLE 4532 0 40013 SPDR SER TR PORTFOLIO S&P500 78464A854 27824 632929 SH SOLE 79018 0 553911 SPDR SER TR PORTFOLIO SHORT 78464A474 953 30342 SH SOLE 2501 0 27841 SPDR SER TR PRTFLO S&P500 GW 78464A409 1817 32867 SH SOLE 32852 0 15 SPOTIFY TECHNOLOGY S A SHS L8681T102 1576 5009 SH SOLE 3193 0 1816 SQUARE INC CL A 852234103 7218 33165 SH SOLE 15747 0 17418 STAMPS COM INC COM NEW 852857200 59612 303847 SH SOLE 20 0 303827 STARBUCKS CORP COM 855244109 1986 18568 SH SOLE 3011 0 15557 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 399 3661 SH SOLE 2298 0 1363 TARGET CORP COM 87612E106 763 4321 SH SOLE 705 0 3616 TE CONNECTIVITY LTD REG SHS H84989104 461 3808 SH SOLE 30 0 3778 TELADOC HEALTH INC COM 87918A105 928 4641 SH SOLE 400 0 4241 TELADOC HEALTH INC COM 87918A105 60 300 SH Call SOLE 0 0 300 TESLA INC COM 88160R101 26187 37110 SH SOLE 19527 0 17583 TESLA INC COM 88160R101 0 7000 SH Call SOLE 0 0 7000 TEXAS INSTRS INC COM 882508104 10144 61805 SH SOLE 18027 0 43778 THE TRADE DESK INC COM CL A 88339J105 439 548 SH SOLE 255 0 293 THERMO FISHER SCIENTIFIC INC COM 883556102 535 1148 SH SOLE 848 0 300 TIDAL ETF TR SOFI WEEKLY INM 886364884 205 1976 SH SOLE 1294 0 682 TJX COS INC NEW COM 872540109 235 3446 SH SOLE 114 0 3332 T-MOBILE US INC COM 872590104 3234 23982 SH SOLE 8179 0 15803 TRACTOR SUPPLY CO COM 892356106 268 1908 SH SOLE 689 0 1219 TRAVELERS COMPANIES INC COM 89417E109 4982 35489 SH SOLE 9014 0 26475 TWILIO INC CL A 90138F102 1785 5274 SH SOLE 3563 0 1711 UBER TECHNOLOGIES INC COM 90353T100 321 6300 SH SOLE 3657 0 2643 UNION PAC CORP COM 907818108 1462 7020 SH SOLE 1934 0 5086 UNITED PARCEL SERVICE INC CL B 911312106 441 2620 SH SOLE 1522 0 1098 UNITED RENTALS INC COM 911363109 464 2000 SH SOLE 2000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 351 1001 SH SOLE 32 0 969 US BANCORP DEL COM NEW 902973304 298 6387 SH SOLE 0 0 6387 V F CORP COM 918204108 440 5155 SH SOLE 0 0 5155 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1093 13187 SH SOLE 2674 0 10513 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 1891 32299 SH SOLE 2113 0 30186 VANGUARD INDEX FDS GROWTH ETF 922908736 272 1075 SH SOLE 950 0 125 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3141 9140 SH SOLE 1680 0 7460 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 2854 51710 SH SOLE 22867 0 28843 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 370 3333 SH SOLE 3333 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 465 8598 SH SOLE 0 0 8598 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 953 15475 SH SOLE 1558 0 13917 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1010 12131 SH SOLE 1376 0 10755 VANGUARD WORLD FD MEGA GRWTH IND 921910816 242 1189 SH SOLE 870 0 319 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 1162 6836 SH SOLE 486 0 6350 VANGUARD WORLD FDS INF TECH ETF 92204A702 644 1820 SH SOLE 250 0 1570 VEEVA SYS INC CL A COM 922475108 257 945 SH SOLE 522 0 423 VERIZON COMMUNICATIONS INC COM 92343V104 6121 104190 SH SOLE 22680 0 81511 VERRICA PHARMACEUTICALS INC COM 92511W108 1530 132961 SH SOLE 0 0 132961 VERTEX PHARMACEUTICALS INC COM 92532F100 2252 9528 SH SOLE 2936 0 6592 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 272 11451 SH SOLE 4061 0 7390 VISA INC COM CL A 92826C839 1824 8337 SH SOLE 3183 0 5154 VULCAN MATLS CO COM 929160109 297 2000 SH SOLE 2000 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 5317 133315 SH SOLE 37353 0 95962 WALMART INC COM 931142103 2510 17411 SH SOLE 3125 0 14286 WASTE MGMT INC DEL COM 94106L109 384 3256 SH SOLE 3197 0 59 WELLS FARGO CO NEW COM 949746101 543 18003 SH SOLE 723 0 17280 WESTERN DIGITAL CORP. COM 958102105 225 4060 SH SOLE 60 0 4000 WESTERN DIGITAL CORP. COM 958102105 6 100 SH Call SOLE 0 0 100 WISDOMTREE TR EM EX ST-OWNED 97717X578 14064 354520 SH SOLE 41913 0 312607 WYNN RESORTS LTD COM 983134107 490 4340 SH SOLE 2251 0 2089 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 2160 6403 SH SOLE 1937 0 4466 ZUORA INC COM CL A 98983V106 0 20000 SH Call SOLE 0 0 20000