0001209191-22-034361.txt : 20220603 0001209191-22-034361.hdr.sgml : 20220603 20220603192437 ACCESSION NUMBER: 0001209191-22-034361 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220601 FILED AS OF DATE: 20220603 DATE AS OF CHANGE: 20220603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mahmood Tahir Ph.D. CENTRAL INDEX KEY: 0001813286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39306 FILM NUMBER: 22996373 MAIL ADDRESS: STREET 1: 1 TOWER PLACE, SUITE 850 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Applied Molecular Transport Inc. CENTRAL INDEX KEY: 0001801777 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 814481426 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 450 EAST JAMIE COURT CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-392-0420 MAIL ADDRESS: STREET 1: 450 EAST JAMIE COURT CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FORMER COMPANY: FORMER CONFORMED NAME: Applied Molecular Transport LLC DATE OF NAME CHANGE: 20200130 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-06-01 0 0001801777 Applied Molecular Transport Inc. AMTI 0001813286 Mahmood Tahir Ph.D. C/O APPLIED MOLECULAR TRANSPORT INC. 450 EAST JAMIE COURT SOUTH SAN FRANCISCO CA 94080 1 1 0 0 Chief Executive Officer Common Stock 2022-06-01 4 S 0 1382 2.9679 D 76618 D Common Stock 2022-06-02 4 S 0 1693 3.0425 D 74925 D Common Stock 3208307 I By Living Trust Common Stock 391693 I By Irrevocable Trust Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). This sale satisfies the minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person. The price reported in column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.81 to $3.33, inclusive. The reporting person undertakes to provide Applied Molecular Transport, Inc., any security holder of Applied Molecular Transport, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The price reported in column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.927 to $3.105, inclusive. The reporting person undertakes to provide Applied Molecular Transport, Inc., any security holder of Applied Molecular Transport, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Includes 119,596 shares transferred from the Tahir Mahmood 2019 Annuity Trust since the last filing by the Reporting Person. These shares are held directly by the Mahmood-Shamsi Living Trust Agreement for which the Reporting Person and spouse serve as co-trustees and over which shares the Reporting Person and his spouse hold voting and dispositive power. Includes 215,036 shares transferred from the Tahir Mahmood 2019 Annuity Trust since the last filing by the Reporting Person. These shares are held directly by The Mahmood 2017 Irrevocable Trust for which the Reporting Person serves as trustee and over which shares the Reporting Person hold voting and dispositive power. /s/ Brandon Hants Attorney-in-Fact for Tahir Mahmood 2022-06-03