Chief Compliance Officer

0001085146-22-003853.txt : 20221109 0001085146-22-003853.hdr.sgml : 20221109 20221109144900 ACCESSION NUMBER: 0001085146-22-003853 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221109 DATE AS OF CHANGE: 20221109 EFFECTIVENESS DATE: 20221109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Perennial Investment Advisors, LLC CENTRAL INDEX KEY: 0001801523 IRS NUMBER: 821239625 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19784 FILM NUMBER: 221372132 BUSINESS ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD STREET 2: SUITE 400 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-445-2504 MAIL ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD STREET 2: SUITE 400 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001801523 XXXXXXXX 09-30-2022 09-30-2022 false Perennial Investment Advisors, LLC

11620 WILSHIRE BOULEVARD SUITE 400 LOS ANGELES CA 90025

13F HOLDINGS REPORT 028-19784 N Christopher Nowakowski Chief Compliance Officer 310-445-2504 /s/ Christopher Nowakowski Los Angeles CA 11-09-2022 0 204 220399 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 22ND CENTY GROUP INC COM 90137F103 29 30950 SH SOLE 0 0 30950 3M CO COM 88579Y101 401 3633 SH SOLE 0 0 3633 ABBVIE INC COM 00287Y109 452 3368 SH SOLE 0 0 3368 ADOBE SYSTEMS INCORPORATED COM 00724F101 271 983 SH SOLE 0 0 983 ADVANCED MICRO DEVICES INC COM 007903107 447 7051 SH SOLE 0 0 7051 AERCAP HOLDINGS NV SHS N00985106 233 5515 SH SOLE 0 0 5515 ALPHABET INC CAP STK CL A 02079K305 2011 21029 SH SOLE 0 0 21029 ALPHABET INC CAP STK CL C 02079K107 1429 14861 SH SOLE 0 0 14861 ALTRIA GROUP INC COM 02209S103 201 4981 SH SOLE 0 0 4981 AMAZON COM INC COM 023135106 6198 54846 SH SOLE 0 0 54846 AMGEN INC COM 031162100 593 2632 SH SOLE 0 0 2632 APPLE INC COM 037833100 21501 155582 SH SOLE 0 0 155582 APPLIED THERAPEUTICS INC COM 03828A101 11 11600 SH SOLE 0 0 11600 ARCHER DANIELS MIDLAND CO COM 039483102 210 2614 SH SOLE 0 0 2614 ARES CAPITAL CORP COM 04010L103 296 17553 SH SOLE 0 0 17553 AT&T INC COM 00206R102 437 28476 SH SOLE 0 0 28476 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 150 12500 SH SOLE 0 0 12500 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2902 10868 SH SOLE 0 0 10868 BK OF AMERICA CORP COM 060505104 599 19833 SH SOLE 0 0 19833 BLACKSTONE INC COM 09260D107 229 2737 SH SOLE 0 0 2737 BLOCK INC CL A 852234103 285 5188 SH SOLE 0 0 5188 BOEING CO COM 097023105 247 2043 SH SOLE 0 0 2043 BRISTOL-MYERS SQUIBB CO COM 110122108 244 3428 SH SOLE 0 0 3428 BROADCOM INC COM 11135F101 443 997 SH SOLE 0 0 997 CARNIVAL CORP COMMON STOCK 143658300 89 12601 SH SOLE 0 0 12601 CHEVRON CORP NEW COM 166764100 636 4428 SH SOLE 0 0 4428 CION INVT CORP COM 17259U204 145 17086 SH SOLE 0 0 17086 CISCO SYS INC COM 17275R102 509 12721 SH SOLE 0 0 12721 CITIGROUP INC COM NEW 172967424 206 4932 SH SOLE 0 0 4932 CLEVELAND-CLIFFS INC NEW COM 185899101 193 14340 SH SOLE 0 0 14340 COCA COLA CO COM 191216100 2415 43118 SH SOLE 0 0 43118 CONOCOPHILLIPS COM 20825C104 358 3499 SH SOLE 0 0 3499 COSTCO WHSL CORP NEW COM 22160K105 703 1488 SH SOLE 0 0 1488 COTY INC COM CL A 222070203 200 31700 SH SOLE 0 0 31700 CVS HEALTH CORP COM 126650100 350 3668 SH SOLE 0 0 3668 DANAHER CORPORATION COM 235851102 570 2205 SH SOLE 0 0 2205 DEXCOM INC COM 252131107 276 3422 SH SOLE 0 0 3422 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 672 30231 SH SOLE 0 0 30231 DISNEY WALT CO COM 254687106 1268 13445 SH SOLE 0 0 13445 DOLLAR GEN CORP NEW COM 256677105 212 884 SH SOLE 0 0 884 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 181 16393 SH SOLE 0 0 16393 EVGO INC CL A COM 30052F100 277 35020 SH SOLE 0 0 35020 EXXON MOBIL CORP COM 30231G102 446 5113 SH SOLE 0 0 5113 FIRST TR EXCH TRADED FD III CALIF MUN INCM 33739P863 279 5950 SH SOLE 0 0 5950 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 12626 190083 SH SOLE 0 0 190083 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 324 5467 SH SOLE 0 0 5467 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 654 16826 SH SOLE 0 0 16826 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 283 6425 SH SOLE 0 0 6425 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1234 21401 SH SOLE 0 0 21401 FIRST TR MORNINGSTAR DIVID L SHS 336917109 406 12622 SH SOLE 0 0 12622 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 201 3989 SH SOLE 0 0 3989 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1897 26055 SH SOLE 0 0 26055 FIRST TR VALUE LINE DIVID IN SHS 33734H106 13327 372369 SH SOLE 0 0 372369 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 297 3475 SH SOLE 0 0 3475 FORD MTR CO DEL COM 345370860 168 14957 SH SOLE 0 0 14957 FS KKR CAP CORP COM 302635206 951 56084 SH SOLE 0 0 56084 GENERAL MTRS CO COM 37045V100 267 8322 SH SOLE 0 0 8322 GLOBAL X FDS CONSCIOUS COS 37954Y731 669 26226 SH SOLE 0 0 26226 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 434 6570 SH SOLE 0 0 6570 GLOBAL X FDS US INFR DEV ETF 37954Y673 622 26969 SH SOLE 0 0 26969 GOLDMAN SACHS ETF TR ACCESS US AGRAT 38149W101 287 7019 SH SOLE 0 0 7019 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 217 8749 SH SOLE 0 0 8749 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 532 7496 SH SOLE 0 0 7496 HOME DEPOT INC COM 437076102 755 2737 SH SOLE 0 0 2737 HONEYWELL INTL INC COM 438516106 316 1891 SH SOLE 0 0 1891 IDEANOMICS INC COM 45166V106 11 40000 SH SOLE 0 0 40000 IMMERSION CORP COM 452521107 281 51160 SH SOLE 0 0 51160 INTEL CORP COM 458140100 281 10895 SH SOLE 0 0 10895 INTERCONTINENTAL EXCHANGE IN COM 45866F104 710 7861 SH SOLE 0 0 7861 INTERNATIONAL BUSINESS MACHS COM 459200101 463 3900 SH SOLE 0 0 3900 INTUITIVE SURGICAL INC COM NEW 46120E602 336 1791 SH SOLE 0 0 1791 INVESCO ACTIVELY MANAGED ETF ACTIVE US REAL 46090A101 994 11712 SH SOLE 0 0 11712 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 260 21861 SH SOLE 0 0 21861 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 287 13075 SH SOLE 0 0 13075 INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 46138J619 9547 244410 SH SOLE 0 0 244410 INVESCO EXCHANGE TRADED FD T DJ INDL AVG DV 46137V605 264 7050 SH SOLE 0 0 7050 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 422 3040 SH SOLE 0 0 3040 INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 46137V431 6192 82737 SH SOLE 0 0 82737 INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 46137V472 1662 26668 SH SOLE 0 0 26668 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 513 4027 SH SOLE 0 0 4027 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 596 14988 SH SOLE 0 0 14988 INVESCO QQQ TR UNIT SER 1 46090E103 2955 11054 SH SOLE 0 0 11054 ISHARES GOLD TR ISHARES NEW 464285204 1452 46046 SH SOLE 0 0 46046 ISHARES INC CORE MSCI EMKT 46434G103 837 19481 SH SOLE 0 0 19481 ISHARES INC ESG AWR MSCI EM 46434G863 367 13254 SH SOLE 0 0 13254 ISHARES INC MSCI EMERG MRKT 464286533 219 4330 SH SOLE 0 0 4330 ISHARES SILVER TR ISHARES 46428Q109 548 31313 SH SOLE 0 0 31313 ISHARES TR 0-5 YR TIPS ETF 46429B747 348 3615 SH SOLE 0 0 3615 ISHARES TR CORE DIV GRWTH 46434V621 2357 52992 SH SOLE 0 0 52992 ISHARES TR CORE HIGH DV ETF 46429B663 367 4018 SH SOLE 0 0 4018 ISHARES TR CORE MSCI EAFE 46432F842 253 4811 SH SOLE 0 0 4811 ISHARES TR CORE S&P MCP ETF 464287507 512 2335 SH SOLE 0 0 2335 ISHARES TR CORE S&P SCP ETF 464287804 2265 25976 SH SOLE 0 0 25976 ISHARES TR CORE S&P500 ETF 464287200 2747 7660 SH SOLE 0 0 7660 ISHARES TR CORE TOTAL USD 46434V613 549 12332 SH SOLE 0 0 12332 ISHARES TR CORE US AGGBD ET 464287226 300 3118 SH SOLE 0 0 3118 ISHARES TR EAFE GRWTH ETF 464288885 307 4229 SH SOLE 0 0 4229 ISHARES TR EAFE VALUE ETF 464288877 352 9134 SH SOLE 0 0 9134 ISHARES TR ESG AWR MSCI USA 46435G425 3151 39676 SH SOLE 0 0 39676 ISHARES TR MRNING SM CP ETF 464288703 822 17288 SH SOLE 0 0 17288 ISHARES TR MSCI EAFE ETF 464287465 300 5350 SH SOLE 0 0 5350 ISHARES TR MSCI KLD400 SOC 464288570 204 3039 SH SOLE 0 0 3039 ISHARES TR MSCI USA MIN VOL 46429B697 1393 21072 SH SOLE 0 0 21072 ISHARES TR MSCI USA QLT FCT 46432F339 307 2949 SH SOLE 0 0 2949 ISHARES TR RUS 1000 GRW ETF 464287614 2847 13530 SH SOLE 0 0 13530 ISHARES TR RUS 1000 VAL ETF 464287598 560 4116 SH SOLE 0 0 4116 ISHARES TR RUS MID CAP ETF 464287499 1075 17296 SH SOLE 0 0 17296 ISHARES TR RUSSELL 2000 ETF 464287655 210 1276 SH SOLE 0 0 1276 ISHARES TR S&P 500 GRWT ETF 464287309 298 5155 SH SOLE 0 0 5155 ISHARES TR S&P 500 VAL ETF 464287408 426 3311 SH SOLE 0 0 3311 ISHARES TR SELECT DIVID ETF 464287168 329 3066 SH SOLE 0 0 3066 ISHARES TR U.S. TECH ETF 464287721 852 11616 SH SOLE 0 0 11616 ISHARES TR US TREAS BD ETF 46429B267 526 23124 SH SOLE 0 0 23124 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 808 16103 SH SOLE 0 0 16103 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 210 4931 SH SOLE 0 0 4931 JOHNSON & JOHNSON COM 478160104 703 4302 SH SOLE 0 0 4302 JPMORGAN CHASE & CO COM 46625H100 951 9101 SH SOLE 0 0 9101 LKQ CORP COM 501889208 262 5564 SH SOLE 0 0 5564 LOCKHEED MARTIN CORP COM 539830109 298 773 SH SOLE 0 0 773 LOOP MEDIA INC COM NEW 54352F206 140 31435 SH SOLE 0 0 31435 LOWES COS INC COM 548661107 236 1255 SH SOLE 0 0 1255 MASTERCARD INCORPORATED CL A 57636Q104 603 2121 SH SOLE 0 0 2121 MATTERPORT INC COM CL A 577096100 47 12501 SH SOLE 0 0 12501 MCDONALDS CORP COM 580135101 270 1169 SH SOLE 0 0 1169 MERCK & CO INC COM 58933Y105 427 4959 SH SOLE 0 0 4959 META PLATFORMS INC CL A 30303M102 813 5993 SH SOLE 0 0 5993 MICROCHIP TECHNOLOGY INC. COM 595017104 243 3975 SH SOLE 0 0 3975 MICROSOFT CORP COM 594918104 5910 25375 SH SOLE 0 0 25375 MICROSTRATEGY INC CL A NEW 594972408 205 968 SH SOLE 0 0 968 MITEK SYS INC COM NEW 606710200 570 62220 SH SOLE 0 0 62220 NETFLIX INC COM 64110L106 551 2341 SH SOLE 0 0 2341 NEXTERA ENERGY INC COM 65339F101 202 2571 SH SOLE 0 0 2571 NORTHERN DYNASTY MINERALS LT COM NEW 66510M204 3 13050 SH SOLE 0 0 13050 NVIDIA CORPORATION COM 67066G104 2294 18898 SH SOLE 0 0 18898 NXP SEMICONDUCTORS N V COM N6596X109 435 2948 SH SOLE 0 0 2948 OCCIDENTAL PETE CORP COM 674599105 270 4400 SH SOLE 0 0 4400 OWL ROCK CAPITAL CORPORATION COM 69121K104 2484 239512 SH SOLE 0 0 239512 PACER FDS TR US CASH COWS 100 69374H881 2354 57395 SH SOLE 0 0 57395 PALANTIR TECHNOLOGIES INC CL A 69608A108 152 18640 SH SOLE 0 0 18640 PALO ALTO NETWORKS INC COM 697435105 438 2676 SH SOLE 0 0 2676 PATTERSON-UTI ENERGY INC COM 703481101 139 11914 SH SOLE 0 0 11914 PAYPAL HLDGS INC COM 70450Y103 307 3569 SH SOLE 0 0 3569 PENNYMAC MTG INVT TR COM 70931T103 192 16319 SH SOLE 0 0 16319 PEPSICO INC COM 713448108 1235 7566 SH SOLE 0 0 7566 PFIZER INC COM 717081103 555 12689 SH SOLE 0 0 12689 PIONEER NAT RES CO COM 723787107 233 1075 SH SOLE 0 0 1075 POOL CORP COM 73278L105 328 1031 SH SOLE 0 0 1031 PROCTER AND GAMBLE CO COM 742718109 735 5825 SH SOLE 0 0 5825 PROSHARES TR LARGE CAP CRE 74347R248 254 6008 SH SOLE 0 0 6008 PROSHARES TR S&P MDCP 400 DIV 74347B680 237 3673 SH SOLE 0 0 3673 QUALCOMM INC COM 747525103 213 1887 SH SOLE 0 0 1887 SALESFORCE INC COM 79466L302 425 2956 SH SOLE 0 0 2956 SELECT SECTOR SPDR TR ENERGY 81369Y506 5465 75880 SH SOLE 0 0 75880 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 968 31900 SH SOLE 0 0 31900 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1744 14397 SH SOLE 0 0 14397 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 855 10323 SH SOLE 0 0 10323 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 530 7788 SH SOLE 0 0 7788 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 796 6704 SH SOLE 0 0 6704 SEMPRA COM 816851109 317 2111 SH SOLE 0 0 2111 SESEN BIO INC COM 817763105 5 12000 SH SOLE 0 0 12000 SHOPIFY INC CL A 82509L107 415 15403 SH SOLE 0 0 15403 SOFI TECHNOLOGIES INC COM 83406F102 133 27171 SH SOLE 0 0 27171 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1196 4164 SH SOLE 0 0 4164 SPDR GOLD TR GOLD SHS 78463V107 807 5218 SH SOLE 0 0 5218 SPDR S&P 500 ETF TR TR UNIT 78462F103 4024 11266 SH SOLE 0 0 11266 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 246 2683 SH SOLE 0 0 2683 SPDR SER TR PRTFLO S&P500 VL 78464A508 2108 61105 SH SOLE 0 0 61105 SPDR SER TR S&P 600 SML CAP 78464A813 263 3478 SH SOLE 0 0 3478 SPDR SER TR S&P DIVID ETF 78464A763 2240 20090 SH SOLE 0 0 20090 SPDR SER TR S&P HOMEBUILD 78464A888 335 6126 SH SOLE 0 0 6126 SPDR SER TR S&P OILGAS EXP 78468R556 1002 8034 SH SOLE 0 0 8034 STARBUCKS CORP COM 855244109 413 4898 SH SOLE 0 0 4898 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 447 6515 SH SOLE 0 0 6515 TARGET CORP COM 87612E106 237 1597 SH SOLE 0 0 1597 TESLA INC COM 88160R101 4499 16963 SH SOLE 0 0 16963 TEXAS INSTRS INC COM 882508104 231 1493 SH SOLE 0 0 1493 THERMO FISHER SCIENTIFIC INC COM 883556102 210 413 SH SOLE 0 0 413 TWILIO INC CL A 90138F102 227 3285 SH SOLE 0 0 3285 TYSON FOODS INC CL A 902494103 232 3516 SH SOLE 0 0 3516 UNITED PARCEL SERVICE INC CL B 911312106 395 2443 SH SOLE 0 0 2443 UNITEDHEALTH GROUP INC COM 91324P102 1209 2394 SH SOLE 0 0 2394 VANECK ETF TRUST BDC INCOME ETF 92189F411 255 18790 SH SOLE 0 0 18790 VANECK ETF TRUST OIL SERVICES ETF 92189H607 1111 5259 SH SOLE 0 0 5259 VANECK MERK GOLD TR GOLD TRUST 921078101 166 10275 SH SOLE 0 0 10275 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 380 5077 SH SOLE 0 0 5077 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 328 4603 SH SOLE 0 0 4603 VANGUARD INDEX FDS GROWTH ETF 922908736 2336 10917 SH SOLE 0 0 10917 VANGUARD INDEX FDS MID CAP ETF 922908629 381 2025 SH SOLE 0 0 2025 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 328 4097 SH SOLE 0 0 4097 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2451 7466 SH SOLE 0 0 7466 VANGUARD INDEX FDS SMALL CP ETF 922908751 402 2355 SH SOLE 0 0 2355 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2539 14146 SH SOLE 0 0 14146 VANGUARD INDEX FDS VALUE ETF 922908744 2129 17245 SH SOLE 0 0 17245 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 2302 47857 SH SOLE 0 0 47857 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 732 5413 SH SOLE 0 0 5413 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 1100 30261 SH SOLE 0 0 30261 VANGUARD WORLD FDS INF TECH ETF 92204A702 3285 10689 SH SOLE 0 0 10689 VERIZON COMMUNICATIONS INC COM 92343V104 458 12072 SH SOLE 0 0 12072 VISA INC COM CL A 92826C839 575 3238 SH SOLE 0 0 3238 WALMART INC COM 931142103 700 5395 SH SOLE 0 0 5395 WARNER BROS DISCOVERY INC COM SER A 934423104 124 10823 SH SOLE 0 0 10823 WASTE MGMT INC DEL COM 94106L109 216 1347 SH SOLE 0 0 1347 WELLS FARGO CO NEW COM 949746101 474 11787 SH SOLE 0 0 11787 WP CAREY INC COM 92936U109 221 3165 SH SOLE 0 0 3165