Chief Compliance Officer

0001085146-22-001831.txt : 20220509 0001085146-22-001831.hdr.sgml : 20220509 20220506195921 ACCESSION NUMBER: 0001085146-22-001831 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220509 DATE AS OF CHANGE: 20220506 EFFECTIVENESS DATE: 20220509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Perennial Investment Advisors, LLC CENTRAL INDEX KEY: 0001801523 IRS NUMBER: 821239625 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19784 FILM NUMBER: 22902951 BUSINESS ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD STREET 2: SUITE 400 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 310-445-2504 MAIL ADDRESS: STREET 1: 11620 WILSHIRE BOULEVARD STREET 2: SUITE 400 CITY: LOS ANGELES STATE: CA ZIP: 90025 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001801523 XXXXXXXX 03-31-2022 03-31-2022 false Perennial Investment Advisors, LLC

11620 WILSHIRE BOULEVARD SUITE 400 LOS ANGELES CA 90025

13F HOLDINGS REPORT 028-19784 N Christopher Nowakowski Chief Compliance Officer 310-445-2504 /s/ Christopher Nowakowski Los Angeles CA 05-06-2022 0 217 316277 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 22ND CENTY GROUP INC COM 90137F103 52 22450 SH SOLE 0 0 22450 3M CO COM 88579Y101 295 1974 SH SOLE 0 0 1974 ABB LTD SPONSORED ADR 000375204 231 7195 SH SOLE 0 0 7195 ABBVIE INC COM 00287Y109 507 3116 SH SOLE 0 0 3116 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 228 683 SH SOLE 0 0 683 ADOBE SYSTEMS INCORPORATED COM 00724F101 818 1793 SH SOLE 0 0 1793 ADVANCED MICRO DEVICES INC COM 007903107 2362 21631 SH SOLE 0 0 21631 AERCAP HOLDINGS NV SHS N00985106 337 6715 SH SOLE 0 0 6715 ALPHABET INC CAP STK CL A 02079K305 6583 2365 SH SOLE 0 0 2365 ALPHABET INC CAP STK CL C 02079K107 1698 607 SH SOLE 0 0 607 ALTRIA GROUP INC COM 02209S103 210 4012 SH SOLE 0 0 4012 AMAZON COM INC COM 023135106 17155 5256 SH SOLE 0 0 5256 AMERICAN EXPRESS CO COM 025816109 253 1332 SH SOLE 0 0 1332 AMERICAN TOWER CORP NEW COM 03027X100 336 1337 SH SOLE 0 0 1337 AMGEN INC COM 031162100 495 2041 SH SOLE 0 0 2041 APPLE INC COM 037833100 33802 193593 SH SOLE 0 0 193593 ARES CAPITAL CORP COM 04010L103 367 17419 SH SOLE 0 0 17419 ARISTA NETWORKS INC COM 040413106 400 2866 SH SOLE 0 0 2866 ARK ETF TR INNOVATION ETF 00214Q104 204 3109 SH SOLE 0 0 3109 ASML HOLDING N V N Y REGISTRY SHS N07059210 431 645 SH SOLE 0 0 645 AT&T INC COM 00206R102 536 22784 SH SOLE 0 0 22784 ATLASSIAN CORP PLC CL A G06242104 441 1500 SH SOLE 0 0 1500 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 195 12500 SH SOLE 0 0 12500 BERKSHIRE HATHAWAY INC DEL CL A 084670108 15868 30 SH SOLE 0 0 30 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4558 12915 SH SOLE 0 0 12915 BK OF AMERICA CORP COM 060505104 675 16455 SH SOLE 0 0 16455 BLACKSTONE INC COM 09260D107 295 2327 SH SOLE 0 0 2327 BLOCK INC CL A 852234103 991 7260 SH SOLE 0 0 7260 BOEING CO COM 097023105 788 4094 SH SOLE 0 0 4094 BROADCOM INC COM 11135F101 2168 3445 SH SOLE 0 0 3445 CHEVRON CORP NEW COM 166764100 777 4785 SH SOLE 0 0 4785 CISCO SYS INC COM 17275R102 670 12005 SH SOLE 0 0 12005 CLEVELAND-CLIFFS INC NEW COM 185899101 331 10355 SH SOLE 0 0 10355 COCA COLA CO COM 191216100 2633 42461 SH SOLE 0 0 42461 CONOCOPHILLIPS COM 20825C104 474 4736 SH SOLE 0 0 4736 COSTCO WHSL CORP NEW COM 22160K105 1395 2419 SH SOLE 0 0 2419 COTY INC COM CL A 222070203 424 47150 SH SOLE 0 0 47150 CROWDSTRIKE HLDGS INC CL A 22788C105 685 3011 SH SOLE 0 0 3011 CVS HEALTH CORP COM 126650100 347 3430 SH SOLE 0 0 3430 DANAHER CORPORATION COM 235851102 809 2762 SH SOLE 0 0 2762 DEXCOM INC COM 252131107 702 1368 SH SOLE 0 0 1368 DIAMONDBACK ENERGY INC COM 25278X109 333 2431 SH SOLE 0 0 2431 DISNEY WALT CO COM 254687106 1581 11570 SH SOLE 0 0 11570 DOLLAR GEN CORP NEW COM 256677105 410 1837 SH SOLE 0 0 1837 EATON VANCE TAX-MANAGED GLOB COM 27829F108 131 13470 SH SOLE 0 0 13470 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 155 13924 SH SOLE 0 0 13924 EVGO INC CL A COM 30052F100 515 40050 SH SOLE 0 0 40050 EXXON MOBIL CORP COM 30231G102 610 7413 SH SOLE 0 0 7413 FEDEX CORP COM 31428X106 204 883 SH SOLE 0 0 883 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 830 9164 SH SOLE 0 0 9164 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 13553 173339 SH SOLE 0 0 173339 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 947 15860 SH SOLE 0 0 15860 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 500 10201 SH SOLE 0 0 10201 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 1237 17528 SH SOLE 0 0 17528 FIRST TR NASDAQ ABA CMNTY BK UT COM SHS ETF 33736Q104 329 5812 SH SOLE 0 0 5812 FIRST TR SML CP CORE ALPHA F COM SHS 33734Y109 1991 21843 SH SOLE 0 0 21843 FIRST TR VALUE LINE DIVID IN SHS 33734H106 12623 298714 SH SOLE 0 0 298714 FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 521 4873 SH SOLE 0 0 4873 FLEXSHARES TR MORNSTAR UPSTR 33939L407 263 5610 SH SOLE 0 0 5610 FORD MTR CO DEL COM 345370860 234 13792 SH SOLE 0 0 13792 FORTINET INC COM 34959E109 336 980 SH SOLE 0 0 980 FREEPORT-MCMORAN INC CL B 35671D857 492 9917 SH SOLE 0 0 9917 FS KKR CAP CORP COM 302635206 1125 49315 SH SOLE 0 0 49315 GENERAL DYNAMICS CORP COM 369550108 592 2458 SH SOLE 0 0 2458 GENERAL MTRS CO COM 37045V100 367 8357 SH SOLE 0 0 8357 GLOBAL X FDS CONSCIOUS COS 37954Y731 848 26197 SH SOLE 0 0 26197 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 368 4786 SH SOLE 0 0 4786 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 332 10124 SH SOLE 0 0 10124 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 570 6398 SH SOLE 0 0 6398 HEICO CORP NEW CL A 422806208 793 6250 SH SOLE 0 0 6250 HOME DEPOT INC COM 437076102 1257 4210 SH SOLE 0 0 4210 HONEYWELL INTL INC COM 438516106 218 1125 SH SOLE 0 0 1125 HYATT HOTELS CORP COM CL A 448579102 213 2234 SH SOLE 0 0 2234 IDEANOMICS INC COM 45166V106 34 30000 SH SOLE 0 0 30000 IMMERSION CORP COM 452521107 193 34390 SH SOLE 0 0 34390 INTEL CORP COM 458140100 1042 21063 SH SOLE 0 0 21063 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1354 10250 SH SOLE 0 0 10250 INTERNATIONAL BUSINESS MACHS COM 459200101 492 3786 SH SOLE 0 0 3786 INTUIT COM 461202103 219 455 SH SOLE 0 0 455 INTUITIVE SURGICAL INC COM NEW 46120E602 956 3165 SH SOLE 0 0 3165 INVESCO ACTIVELY MANAGED ETF ACTIVE US REAL 46090A101 571 5108 SH SOLE 0 0 5108 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 300 13075 SH SOLE 0 0 13075 INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 46138J619 10730 225350 SH SOLE 0 0 225350 INVESCO EXCHANGE TRADED FD T DJ INDL AVG DV 46137V605 255 5560 SH SOLE 0 0 5560 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 520 3040 SH SOLE 0 0 3040 INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 46137V431 6491 71135 SH SOLE 0 0 71135 INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 46137V472 1749 23236 SH SOLE 0 0 23236 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 926 18536 SH SOLE 0 0 18536 INVESCO QQQ TR UNIT SER 1 46090E103 3810 10511 SH SOLE 0 0 10511 ISHARES INC CORE MSCI EMKT 46434G103 1214 21776 SH SOLE 0 0 21776 ISHARES INC ESG AWR MSCI EM 46434G863 702 19081 SH SOLE 0 0 19081 ISHARES SILVER TR ISHARES 46428Q109 709 31090 SH SOLE 0 0 31090 ISHARES TR CALIF MUN BD ETF 464288356 421 7232 SH SOLE 0 0 7232 ISHARES TR CORE DIV GRWTH 46434V621 3201 59951 SH SOLE 0 0 59951 ISHARES TR CORE MSCI EAFE 46432F842 374 5400 SH SOLE 0 0 5400 ISHARES TR CORE S&P MCP ETF 464287507 313 1170 SH SOLE 0 0 1170 ISHARES TR CORE S&P SCP ETF 464287804 2867 26575 SH SOLE 0 0 26575 ISHARES TR CORE S&P US VLU 464287663 231 3043 SH SOLE 0 0 3043 ISHARES TR CORE S&P500 ETF 464287200 3329 7345 SH SOLE 0 0 7345 ISHARES TR CORE TOTAL USD 46434V613 680 13756 SH SOLE 0 0 13756 ISHARES TR CORE US AGGBD ET 464287226 440 4098 SH SOLE 0 0 4098 ISHARES TR EAFE GRWTH ETF 464288885 253 2608 SH SOLE 0 0 2608 ISHARES TR EAFE VALUE ETF 464288877 504 10019 SH SOLE 0 0 10019 ISHARES TR ESG AW MSCI EAFE 46435G516 242 3297 SH SOLE 0 0 3297 ISHARES TR ESG AWR MSCI USA 46435G425 4128 40758 SH SOLE 0 0 40758 ISHARES TR MRNING SM CP ETF 464288703 1050 17904 SH SOLE 0 0 17904 ISHARES TR MSCI EAFE ETF 464287465 201 2728 SH SOLE 0 0 2728 ISHARES TR MSCI KLD400 SOC 464288570 254 2950 SH SOLE 0 0 2950 ISHARES TR MSCI USA ESG SLC 464288802 213 2210 SH SOLE 0 0 2210 ISHARES TR MSCI USA MIN VOL 46429B697 1461 18846 SH SOLE 0 0 18846 ISHARES TR MSCI USA QLT FCT 46432F339 492 3659 SH SOLE 0 0 3659 ISHARES TR RUS 1000 GRW ETF 464287614 3587 12929 SH SOLE 0 0 12929 ISHARES TR RUS 1000 VAL ETF 464287598 442 2661 SH SOLE 0 0 2661 ISHARES TR RUS MID CAP ETF 464287499 1380 17678 SH SOLE 0 0 17678 ISHARES TR RUSSELL 3000 ETF 464287689 214 812 SH SOLE 0 0 812 ISHARES TR S&P 500 GRWT ETF 464287309 394 5155 SH SOLE 0 0 5155 ISHARES TR S&P 500 VAL ETF 464287408 413 2659 SH SOLE 0 0 2659 ISHARES TR SELECT DIVID ETF 464287168 392 3066 SH SOLE 0 0 3066 ISHARES TR US TREAS BD ETF 46429B267 479 19315 SH SOLE 0 0 19315 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 958 19056 SH SOLE 0 0 19056 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 258 4931 SH SOLE 0 0 4931 JOHNSON & JOHNSON COM 478160104 615 3460 SH SOLE 0 0 3460 JPMORGAN CHASE & CO COM 46625H100 1680 12311 SH SOLE 0 0 12311 KLA CORP COM NEW 482480100 469 1279 SH SOLE 0 0 1279 LAM RESEARCH CORP COM 512807108 682 1270 SH SOLE 0 0 1270 LAUDER ESTEE COS INC CL A 518439104 226 828 SH SOLE 0 0 828 LKQ CORP COM 501889208 259 5710 SH SOLE 0 0 5710 LOCKHEED MARTIN CORP COM 539830109 328 748 SH SOLE 0 0 748 LOWES COS INC COM 548661107 250 1243 SH SOLE 0 0 1243 MASTERCARD INCORPORATED CL A 57636Q104 1110 3110 SH SOLE 0 0 3110 MATTERPORT INC COM CL A 577096100 89 11045 SH SOLE 0 0 11045 MCDONALDS CORP COM 580135101 289 1172 SH SOLE 0 0 1172 MERCK & CO INC COM 58933Y105 451 5486 SH SOLE 0 0 5486 META PLATFORMS INC CL A 30303M102 2182 9833 SH SOLE 0 0 9833 MICROCHIP TECHNOLOGY INC. COM 595017104 301 3991 SH SOLE 0 0 3991 MICROSOFT CORP COM 594918104 9051 29369 SH SOLE 0 0 29369 MICROSTRATEGY INC CL A NEW 594972408 469 968 SH SOLE 0 0 968 MITEK SYS INC COM NEW 606710200 886 60520 SH SOLE 0 0 60520 MONGODB INC CL A 60937P106 641 1445 SH SOLE 0 0 1445 NETFLIX INC COM 64110L106 2200 5880 SH SOLE 0 0 5880 NIKE INC CL B 654106103 320 2381 SH SOLE 0 0 2381 NVIDIA CORPORATION COM 67066G104 8939 32759 SH SOLE 0 0 32759 NXP SEMICONDUCTORS N V COM N6596X109 542 2927 SH SOLE 0 0 2927 ON SEMICONDUCTOR CORP COM 682189105 339 5405 SH SOLE 0 0 5405 OWL ROCK CAPITAL CORPORATION COM 69121K104 2869 194476 SH SOLE 0 0 194476 PACER FDS TR US CASH COWS 100 69374H881 1281 25707 SH SOLE 0 0 25707 PALANTIR TECHNOLOGIES INC CL A 69608A108 230 16690 SH SOLE 0 0 16690 PALO ALTO NETWORKS INC COM 697435105 572 920 SH SOLE 0 0 920 PATTERSON-UTI ENERGY INC COM 703481101 219 14114 SH SOLE 0 0 14114 PAYPAL HLDGS INC COM 70450Y103 667 5766 SH SOLE 0 0 5766 PENNYMAC MTG INVT TR COM 70931T103 375 22088 SH SOLE 0 0 22088 PEPSICO INC COM 713448108 1225 7307 SH SOLE 0 0 7307 PFIZER INC COM 717081103 788 15180 SH SOLE 0 0 15180 POOL CORP COM 73278L105 345 813 SH SOLE 0 0 813 PROCTER AND GAMBLE CO COM 742718109 900 5889 SH SOLE 0 0 5889 PROSHARES TR LARGE CAP CRE 74347R248 497 9240 SH SOLE 0 0 9240 PROSHARES TR RUSS 2000 DIVD 74347B698 335 5174 SH SOLE 0 0 5174 PROSHARES TR S&P MDCP 400 DIV 74347B680 445 6171 SH SOLE 0 0 6171 SALESFORCE COM INC COM 79466L302 1094 5158 SH SOLE 0 0 5158 SBA COMMUNICATIONS CORP NEW CL A 78410G104 362 1051 SH SOLE 0 0 1051 SCHLUMBERGER LTD COM STK 806857108 257 6249 SH SOLE 0 0 6249 SELECT SECTOR SPDR TR ENERGY 81369Y506 5102 66686 SH SOLE 0 0 66686 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 1421 37122 SH SOLE 0 0 37122 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1465 10684 SH SOLE 0 0 10684 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1410 13694 SH SOLE 0 0 13694 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 674 7647 SH SOLE 0 0 7647 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1087 6808 SH SOLE 0 0 6808 SHOPIFY INC CL A 82509L107 318 470 SH SOLE 0 0 470 SILVERGATE CAP CORP CL A 82837P408 676 4480 SH SOLE 0 0 4480 SKYWORKS SOLUTIONS INC COM 83088M102 209 1567 SH SOLE 0 0 1567 SONOS INC COM 83570H108 204 7283 SH SOLE 0 0 7283 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 1492 4303 SH SOLE 0 0 4303 SPDR GOLD TR GOLD SHS 78463V107 920 5097 SH SOLE 0 0 5097 SPDR S&P 500 ETF TR TR UNIT 78462F103 5534 12242 SH SOLE 0 0 12242 SPDR SER TR HLTH CR EQUIP 78464A581 253 2250 SH SOLE 0 0 2250 SPDR SER TR PRTFLO S&P500 VL 78464A508 2573 61599 SH SOLE 0 0 61599 SPDR SER TR S&P 600 SML CAP 78464A813 320 3397 SH SOLE 0 0 3397 SPDR SER TR S&P BIOTECH 78464A870 215 2395 SH SOLE 0 0 2395 SPDR SER TR S&P DIVID ETF 78464A763 306 2363 SH SOLE 0 0 2363 SPDR SER TR S&P HOMEBUILD 78464A888 977 15419 SH SOLE 0 0 15419 SPDR SER TR S&P OILGAS EXP 78468R556 1057 7857 SH SOLE 0 0 7857 STARBUCKS CORP COM 855244109 852 9334 SH SOLE 0 0 9334 STMICROELECTRONICS N V NY REGISTRY 861012102 273 6332 SH SOLE 0 0 6332 SUNDIAL GROWERS INC COM 86730L109 12 16200 SH SOLE 0 0 16200 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1255 12035 SH SOLE 0 0 12035 TARGET CORP COM 87612E106 427 2018 SH SOLE 0 0 2018 TESLA INC COM 88160R101 7152 6639 SH SOLE 0 0 6639 THE TRADE DESK INC COM CL A 88339J105 206 2998 SH SOLE 0 0 2998 THERMO FISHER SCIENTIFIC INC COM 883556102 233 394 SH SOLE 0 0 394 TWILIO INC CL A 90138F102 454 2790 SH SOLE 0 0 2790 TYSON FOODS INC CL A 902494103 219 2451 SH SOLE 0 0 2451 UNION PAC CORP COM 907818108 414 1516 SH SOLE 0 0 1516 UNITED PARCEL SERVICE INC CL B 911312106 414 1932 SH SOLE 0 0 1932 UNITEDHEALTH GROUP INC COM 91324P102 1079 2122 SH SOLE 0 0 2122 UPSTART HLDGS INC COM 91680M107 245 2259 SH SOLE 0 0 2259 VANECK ETF TRUST BDC INCOME ETF 92189F411 446 24822 SH SOLE 0 0 24822 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 364 4884 SH SOLE 0 0 4884 VANECK ETF TRUST OIL SERVICES ETF 92189H607 1619 5738 SH SOLE 0 0 5738 VANECK MERK GOLD TR GOLD TRUST 921078101 212 11275 SH SOLE 0 0 11275 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 343 4312 SH SOLE 0 0 4312 VANGUARD INDEX FDS GROWTH ETF 922908736 1285 4465 SH SOLE 0 0 4465 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1273 11697 SH SOLE 0 0 11697 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3131 7536 SH SOLE 0 0 7536 VANGUARD INDEX FDS SMALL CP ETF 922908751 202 953 SH SOLE 0 0 953 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3424 15043 SH SOLE 0 0 15043 VANGUARD INDEX FDS VALUE ETF 922908744 589 3997 SH SOLE 0 0 3997 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 2504 48914 SH SOLE 0 0 48914 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 771 4756 SH SOLE 0 0 4756 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 789 16490 SH SOLE 0 0 16490 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 228 2033 SH SOLE 0 0 2033 VANGUARD WORLD FDS INF TECH ETF 92204A702 2205 5298 SH SOLE 0 0 5298 VERIZON COMMUNICATIONS INC COM 92343V104 574 11226 SH SOLE 0 0 11226 VISA INC COM CL A 92826C839 1696 7668 SH SOLE 0 0 7668 WALMART INC COM 931142103 918 6172 SH SOLE 0 0 6172 WELLS FARGO CO NEW COM 949746101 594 12230 SH SOLE 0 0 12230 ZOETIS INC CL A 98978V103 200 1065 SH SOLE 0 0 1065 ZSCALER INC COM 98980G102 241 1000 SH SOLE 0 0 1000